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Description Date Docket #

Contemporary Industries Corp. v. Frost

United States Eighth Circuit
Bankruptcy Law, Securities Law
In a bankruptcy action, grant of summary judgment in favor of defendant is affirmed where: 1) the district court and bankruptcy court did not err in...
04/29/2009 08-1325

SEC v. Gann

United States Fifth Circuit
Injury & Tort Law, Securities Law
In a civil enforcement action based on market-timing trades, judgment for Plaintiff-SEC is affirmed, where 1) the District Court did not clearly err...
04/17/2009 08-10404

Affiliated Computer Servs. v. Wilmington Trust Co.

United States Fifth Circuit
Contracts, Securities Law
In an action for breach of an indenture agreement, summary judgment for Plaintiff is affirmed, where: 1) Section 314(a) of the Trust Indenture Act...
04/16/2009 08-10235

Affiliated Computer Servs. v. Wilmington Trust Co.

United States Fifth Circuit
Contracts, Securities Law
In an action for breach of an indenture agreement, summary judgment for Plaintiff is affirmed, where: 1) Section 314(a) of the Trust Indenture Act...
04/16/2009 08-10235

Esquire Trade & Fin., Inc. v. CBQ, Inc.

United States Second Circuit
Civil Procedure, Securities Law
In an action for breaches of debenture-related agreements and for securities fraud, district court's grant of summary judgment for defendant on...
04/16/2009 07-1701

General Mills v. Franchist Tax Board

California Court of Appeal
Securities Law, Tax Law
In a dispute over the proportion of total business income that is subject to California taxation, denial of plaintiff's claims for refund is vacated...
04/15/2009 A120492

US v. Fletcher

United States Seventh Circuit
Securities Law, Tax Law
In an action involving an allegedly mistaken tax refund, district court judgment is affirmed where defendant must repay the refund as the shares of...
04/10/2009 08-2173

Lormand v. US Unwired, Inc.

United States Fifth Circuit
Communications Law, Securities Law
In a securities fraud action based on a subprime wireless subscriber program, the dismissal of the complaint is affirmed in part, where the complaint...
04/09/2009 07-30106

Gibson v. SEC

United States Sixth Circuit
Administrative Law, Securities Law
Petitioner's petition for review of an SEC order barring him from associating with a broker-dealer is denied, where: 1) summary disposition is proper...
04/09/2009 08-3377

Flaherty & Crumrine Pref. Income Fund Inc. v. TXU Corp.

United States Fifth Circuit
Injury & Tort Law, Securities Law
In a securities fraud action regarding a self-tender offer, the dismissal of the complaint is affirmed, where Plaintiffs failed to plead Defendants'...
04/08/2009 08-10414

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