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Page 67 of 174 Showing Result 661 - 670 of 1736
Description Date Docket #

Holmes v. Grubman

United States Second Circuit
Injury & Tort Law, Securities Law
In a fraudulent misrepresentation action involving securities, district court judgment is affirmed in part where: 1) the court properly denied...
06/03/2009 06-5246

Whitcraft v. Brown

United States Fifth Circuit
Civil Procedure, Sanctions, Securities Law
The District Court's civil contempt order against Defendant and her counsel is affirmed in part, where Defendant's counsel assisted in the transfer of...
06/02/2009 08-10174

PAZ Secs., Inc. v. SEC

United States DC Circuit
Administrative Law, Securities Law
Petitioner's petition for review of the SEC's order sustaining sanctions imposed by the NASD is denied, where the SEC did not abuse its discretion in...
05/29/2009 08-1188

Stark v. Moran

United States Sixth Circuit
Bankruptcy Law, Securities Law
In a bankruptcy adversary proceeding, the Bankruptcy Court's order approving the Trustee's abandonment of certain stock held by the estate is...
05/28/2009 08-3606

US v. Setser

United States Fifth Circuit
Criminal Law & Procedure, Government Law, Securities Law
Defendants' wire and mail fraud convictions are affirmed, where: 1) the Fourth Amendment permitted a warrantless search by a receiver appointed for...
05/12/2009 07-10199

Hatfield v. Halifax PLC

United States Ninth Circuit
Civil Procedure, Class Actions, Securities Law
In a securities fraud action, the dismissal of the complaint on statute of limitations grounds is reversed, where the statute was equitably tolled...
05/08/2009 07-55790

In re Mutual Funds Investment Litig.

United States Fourth Circuit
Civil Procedure, Securities Law
In a securities fraud class action, the dismissal of the complaint is reversed, where: 1) Plaintiffs alleged that Defendants participated in the...
05/07/2009 07-1607

In re Lord Abbett Mutual Funds Fee

United States Third Circuit
Securities Law
In a class action brought by shareholders of mutual funds, district court judgment is vacated and remanded where the Securities Litigation Uniform...
05/07/2009 07-1112

Wyly v. Milberg Weiss Bershad & Schulman, LLP

Court of Appeals of New York
Civil Procedure, Class Actions, Securities Law
In an objection to a class action settlement in a securities fraud action, the denial of Objector's request for documents reflecting the pre-trial...
05/07/2009 62

Institutional Investors Group v. Avaya, Inc.

United States Third Circuit
Corp. Governance, Securities Law
In a shareholders securities action, district court's grant of defendant's motion to dismiss is affirmed in part and reversed in part where: 1)...
04/30/2009 06-4595

Results 661 to 670 of 1736

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