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Page 61 of 174 Showing Result 601 - 610 of 1736
Description Date Docket #

SEC v. DiBella

United States Second Circuit
Administrative Law, Government Contracts, Government Law, Securities Law
In an action by the SEC seeking civil penalties for securities fraud, judgment for plaintiff is affirmed where: 1) the district court did not abuse...
11/25/2009 08-1673

SEC v. DiBella

United States Second Circuit
Administrative Law, Government Contracts, Government Law, Securities Law
In an action by the SEC seeking civil penalties for securities fraud, judgment for plaintiff is affirmed where: 1) the district court did not abuse...
11/25/2009 08-1673

Bader v. Anderson

California Court of Appeal
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Securities Law
In plaintiff's shareholder derivative suit against Apple, Inc., and its directors and officers challenging a cash performance bonus plan for...
11/23/2009 H032372

Curia v. Nelson

United States Seventh Circuit
Contracts, Corporation & Enterprise Law, Evidence, Securities Law
In parties' dispute over the terms of a stock purchase agreement entered into in 1989 and several modification of the agreement over the next decade...
11/20/2009 07-2766

US v. Livesay

United States Eleventh Circuit
Criminal Law & Procedure, Securities Law, Sentencing, White Collar Crime
In a case arising from the huge accounting fraud conspiracy at HealthSouth Corporation, defendant's securities fraud sentence is vacated on appeal by...
11/17/2009 08-14712

In re: Cohen

United States Ninth Circuit
Civil Procedure, Securities Law
In mandamus proceedings seeking to overturn the district court's appointment of a law firm as lead counsel in a securities fraud action, the petition...
11/05/2009 09-70378

Heath v. SEC

United States Second Circuit
Administrative Law, Ethics & Disciplinary Code, Ethics & Professional Responsibility, M&A, Securities Law
Investment banker's petition for review of the SEC's affirmance of the New York Stock Exchange's (NYSE) finding that petitioner violated NYSE Rule...
11/04/2009 09-0825

In Re: Constar Int'l Inc. Sec. Litig.

United States Third Circuit
Class Actions, Corporation & Enterprise Law, Securities Law
In plaintiffs' securities class action arising from their purchase of defendant's registered shares , district court's grant of the class...
10/29/2009 08-2461

Siracusano v. Matrixx Initiatives, Inc.

United States Ninth Circuit
Drugs & Biotech, Health Law, Securities Law
In a securities fraud action alleging that defendant failed to disclose material information regarding its cold remedy drug, Zicam, dismissal of the...
10/28/2009 06-15677

Delay v. Rosenthal Collins Group, LLC

United States Sixth Circuit
Attorney's Fees, Corporation & Enterprise Law, Government Law, Labor & Employment Law, Securities Law
In plaintiff's action against his former employer, seeking indemnification for legal expenses incurred in successfully defending a prior suit brought...
10/27/2009 08-4557

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