all - Opinion Summaries
Page 5 of 174
Showing Result 41 - 50 of 1736
| Description | Date | Docket # |
|---|---|---|
Rivera v. Allstate Insurance Co.United States Seventh Circuit
Securities Law, Injury & Tort Law, Labor & Employment LawIn an amended opinion, overturned a $27 million jury verdict obtained by four portfolio managers who were fired after being accused of engaging in... |
01/14/2019 | 17-1310 |
Gupta v. USUnited States Second Circuit
Securities Law, Criminal Law & ProcedureAffirmed the denial of federal habeas relief to a man convicted of securities fraud, in an insider trading case. |
01/11/2019 | 15‐2707 |
US v. Klein (Schulman)United States Second Circuit
Securities Law, Criminal Law & ProcedureAffirmed a criminal conviction of securities fraud in a case where the defendant (an attorney) tipped his friend and financial advisor about an... |
01/10/2019 | 17‐3355 |
Janvey v. GMAG, L.L.C.United States Fifth Circuit
Securities Law, Banking LawHeld that investors were not entitled to retain millions of dollars in fraudulent transfers received while on inquiry notice of a Ponzi scheme. They... |
01/09/2019 | 17-11526 |
US v. BakerUnited States Fifth Circuit
Securities Law, Criminal Law & ProcedureAffirmed the conviction of a former chief executive officer on securities fraud and related charges stemming from a scheme to inflate the sales... |
01/07/2019 | 17-51034 |
SEC v. Arcturus Corp.United States Fifth Circuit
Securities Law, Oil and Gas LawHeld that it could not be decided on summary judgment whether interests in several oil and gas drilling projects qualified as securities, as the... |
01/07/2019 | 17-10503 |
Orgone Capital III, LLC v. DaubenspeckUnited States Seventh Circuit
Securities LawHeld that investors were time-barred from bringing fraud claims in connection with the sale of a start-up company's securities. Affirmed a dismissal,... |
01/07/2019 | 18-1815 |
US v. CorriganUnited States Seventh Circuit
Securities Law, Criminal Law & ProcedureAffirmed a chief executive officer's conviction of four counts of wire fraud in connection with the misappropriation of investors' funds. |
01/03/2019 | 17‐3642 |
Towers v. IgerUnited States Ninth Circuit
Securities LawAffirmed the dismissal of a shareholder derivative suit. Held that the plaintiff stockholder failed to plead with particularity why a demand on the... |
12/26/2018 | 17-15770 |
Drulias v. 1st Century Bancshares, Inc.California Court of Appeal
Corp. Governance, Securities Law, Civil ProcedureAffirmed that a proposed shareholder class action could not proceed in a California court. The proper jurisdiction was Delaware because the defendant... |
12/21/2018 | H045049 |
Results 41 to 50 of 1736