all - Opinion Summaries
Page 26 of 174
Showing Result 251 - 260 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. GuptaUnited States Second Circuit
Criminal Law & Procedure, Evidence, Securities LawDefendant's convictions of securities fraud and conspiracy to commit securities fraud based on insider trading are affirmed, where the district court... |
03/25/2014 | 12-4448 |
Deutsche Bank National Trust Company v. FDICUnited States Ninth Circuit
Banking Law, Constitutional Law, Contracts, Securities LawDismissal of plaintiff's claims against defendant Federal Deposit Insurance Corporation alleging, among other things, breach of contract in... |
03/11/2014 | 11-56339 |
Yates v. Municipal Mortgage & EquityUnited States Fourth Circuit
Class Actions, Securities LawDismissal of an action alleging that defendants violated federal securities laws is affirmed, where: 1) the district court did not err in dismissing... |
03/07/2014 | 12-2496 |
Lawson v. FMR LLCUnited States Supreme Court
Constitutional Law, Corp. Governance, Corporation & Enterprise Law, Labor & Employment Law, Securities LawThe whistleblower protection provisions of the Sarbanes-Oxley Act of 2002 contained in 18 U. S. C. section 1514A include employees of a public ... |
03/04/2014 | 12-3 |
Chadbourne & Parke LLP v. TroiceUnited States Supreme Court
Banking Law, Class Actions, Constitutional Law, Injury & Tort Law, Securities LawThe Securities Litigation Uniform Standards Act of 1998 does not preclude the plaintiffs' state-law class actions, which allege that defendants helped... |
02/26/2014 | 12-79 |
SEC v. ContorinisUnited States Second Circuit
Remedies, Securities LawJudgment ordering defendant to disgorge all profits generated by insider trading, enjoining him from future violations of the securities laws, and... |
02/18/2014 | 12-1723 |
Reese v. MaloneUnited States Ninth Circuit
Class Actions, Corporation & Enterprise Law, Oil and Gas Law, Securities LawDismissal of a complaint under the Securities Exchange Act of 1934 and Rule 10b-5 by BP shareholders alleging that the company knowingly, or with... |
02/13/2014 | 12-35260 |
SEC v. TeoUnited States Third Circuit
Corp. Governance, Evidence, Remedies, Securities LawJudgment finding defendants were liable for violating the Securities Exchange Act of 1934, and ordering defendants to disgorge over $17 million, plus... |
02/10/2014 | 12-1168 |
Roth v. The Goldman Sachs Group, Inc.United States Second Circuit
Securities LawDismissal of plaintiff's derivative action seeking to hold defendants liable for failing to disgorge "short-swing profits" as required by Section... |
01/29/2014 | 12-2509 |
Starr International Co., Inc. v. Federal Reserve Bank of New YorkUnited States Second Circuit
Banking Law, Constitutional Law, Insurance Law, Securities LawDismissal of plaintiff's claims against defendant Federal Reserve Bank of New York for breach of fiduciary duty in its rescue of American... |
01/29/2014 | 12-5022 |
Results 251 to 260 of 1736