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Description Date Docket #

POTTHOFF v. MORIN

United States Eighth Circuit
Civil Procedure, Civil Rights, Securities Law
Shareholder standing rule applies to civil rights actions brought by shareholders claiming injury to their corporation, and plaintiff lacked standing...
04/05/2001 99-2999

EHLERT v. SINGER

United States Eleventh Circuit
Securities Law
Computer company's statement that it would need to upgrade its products to remain competitive still fall under the safe harbor provisions of the...
03/30/2001 00-10163

RITCHEY v. HORNER

United States Eighth Circuit
Civil Procedure, Securities Law
Existence of genuine issues of material fact about whether and when purchasers of business should have been alerted to the possibility that sellers...
03/26/2001 00-1609

GREEN v. FUND ASSET MGMT., L.P.

United States Third Circuit
Securities Law
Section 36(b) of the Investment Company Act of 1940, does not preempt New Jersey state law establishing liability for breach of fiduciary duty and...
03/16/2001 99-5734

SWOPE v. SIEGEL-ROBERT, INC.

United States Eighth Circuit
Securities Law
Shareholder stock value is not subject to a lack of marketability discount on account of minority shareholder status.
02/26/2001 99-3114, 99-3178, 00-2234

DELLASTATIOUS v. WILLIAMS

United States Fourth Circuit
Corporation & Enterprise Law, Securities Law
Even if corporate directors are "control persons" under the Securities Exchange Act of 1934, 15 USC 78t(a), or the Virginia Securities Act, Va. Code...
02/22/2001 00-1577, 00-1595

US v. LARRABEE

United States First Circuit
Criminal Law & Procedure, Securities Law
Evidence that defendant possessed material, nonpublic information concerning a merger between two banks, and that he conveyed that information to a...
02/14/2001 00-1292

SCULLY v. US WATS, INC.

United States Third Circuit
Injury & Tort Law, Labor & Employment Law, Securities Law
Wrongful termination will not justify an employer's denial of employee's right to exercise his stock option following wrongful termination, and when...
02/01/2001 99-1590, 99-1653

HALE v. S. CALIFORNIA IPA MED. GROUP

California Court of Appeal
Corporation & Enterprise Law, Securities Law
Corporations Code section 800, requiring the plaintiff in a shareholder derivative action to furnish security for defendants- expenses if the trial...
01/30/2001 B137947

SEC. AND EXCHANGE COMM'N v. ZANDFORD

United States Fourth Circuit
Securities Law
Where defendant's fraudulent actions were not sufficiently connected with a securities transaction, federal securities laws do not reach a claim for...
01/26/2001 99-1733

Results 1711 to 1720 of 1736

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