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Description Date Docket #

ROCHESTER LINCOLN-MERCURY, INC. v. FORD MOTOR CO.

United States First Circuit
Corporation & Enterprise Law, Securities Law
An existing frnanchisee who makes an unsuccessful application for a new franchise lacks standing under N.H. Rev. Stat. Ann. section...
05/07/2001 00-2052

MBH COMMODITY ADVISORS, INC. v. COMMODITY FUTURES TRADING COMM'N

United States Seventh Circuit
Securities Law
While 7 USC 21(i) does not explicitly mandate a "weight of the evidence" standard for reviewing disciplinary actions, that does not mean that Congress...
05/07/2001 00-1957

MORALES v. QUINTEL ENTM'T, INC.

United States Second Circuit
Securities Law
Under 16(b) of the Securities Exchange Act of 1934, three shareholders who agree not to sell their shares without consent of the others can be...
05/03/2001 99-9374

MIGDAL v. ROWE PRICE-FLEMING INT'L, INC.

United States Fourth Circuit
Securities Law
Where plaintiffs did not address in any way the relationship between the fees that the advisers received and the services which they provided in...
05/01/2001 00-1420

IN RE: DISSOLUTION OF PENEPENT CORP., INC.

Court of Appeals of New York
Corporation & Enterprise Law, Securities Law
The shares of a close corporation shareholder who petitioned for the dissolution of a close corporation under BCL 1104-a, but died prior to a...
05/01/2001 4 No. 61

KRULL v. SEC. AND EXCH. COMM'N

United States Ninth Circuit
Securities Law
Evidence that broker recommended short-term sales of mutual fund interests to some clients and short-term purchases of the previously sold mutual fund...
04/26/2001 99-70290

COMMODITY FUTURES TRADING COMM'N v. FIELD

United States Seventh Circuit
Civil Procedure, Securities Law
Where attorneys attending a settlement conference lacked actual, final decision-making authority to enter into any binding settlement agreement, the...
04/24/2001 00-1764

HOWARD GUNTY PROFIT SHARING PLAN v. SUPERIOR COURT (GREENWOOD)

California Court of Appeal
Class Actions, Securities Law
After a court has denied lead plaintiff status to putative class plaintiff, it must conduct a hearing on class certification before allowing...
04/18/2001 B145029, B145270

GE INV. PRIVATE PLACEMENT PARTNERS II v. PARKER

United States Fourth Circuit
Securities Law
Plaintiffs failed to prove a "pattern of racketeering activity" under RICO 18 UC 1962(c) and (d) where defendant's intention to hold an initial public...
04/18/2001 00-2240

UNION PAC. RES. GROUP, INC. v. RHONE-POULENC, INC.

United States Fifth Circuit
Securities Law
Even when voluntary, partial disclosures about a stock sale, over and above the disclosures required by the partnership agreement, can be fraudulent...
04/05/2001 99-10326

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