all - Opinion Summaries
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Showing Result 1661 - 1670 of 1736
| Description | Date | Docket # |
|---|---|---|
GFL ADVANTAGE FUND, LTD. v. COLKITTUnited States Third Circuit
Securities LawUnder 15 USC 78cc(b) of the Securities and Exchange Act of 1934, only "unlawful contracts," not "unlawful transactions" executed pursuant to lawful... |
11/16/2001 | 00-2428 |
SHELDON v. VERMONTYUnited States Tenth Circuit
Dispute Resolution & Arbitration, Securities LawCode of Arbitration Procedure allows an arbitration panel of the National Association of Securities Dealers to dismiss a claim with prejudice. |
10/31/2001 | 00-3337 |
FLORIDA STATE BD. OF ADMIN. v. GREEN TREE FIN. CORP.United States Eighth Circuit
Securities LawAllegation that misrepresentation occurred at an unusual time that increased a corporate officer's compensation is sufficient to plead motive and... |
10/25/2001 | 99-3536 |
IN RE BANKAMERICA CORP. SEC. LITIG.United States Eighth Circuit
Civil Procedure, Securities LawThe crime-fraud exception to the attorney-client privilege does not apply when a publicly traded company seeks legal advice concerning its disclosure... |
10/25/2001 | 01-1961 |
NUTMEG SECS., LTD. v. MCGLADREY & PULLENCalifornia Court of Appeal
Securities LawWhere an "outside" or "independent" accountant prepares as well as audits a corporation's financial records it is liable for negligent... |
10/23/2001 | B146165 |
GALLAGHER v. ABBOTT LABS.United States Seventh Circuit
Class Actions, Securities LawBecause there is no absolute duty to disclose information material to stock prices as soon as news comes into a company's possession, securities class... |
10/17/2001 | 01-1473; 01-1477 |
WERNER v. WERNERUnited States Third Circuit
Civil Procedure, Securities LawBecause of the high pleading burden and strict discovery restrictions in the Private Securities Litigation Reform Act, plaintiffs must be allowed an... |
09/27/2001 | 99-3715 |
NATHENSON v. ZONAGEN INC.United States Fifth Circuit
Class Actions, Securities LawIn determining whether plaintiffs have pled the necessary "strong inference" of scienter in a securities class action complaint, the district court... |
09/25/2001 | 99-20449 |
SEC. & EXCHANGE COMM'N v. SG LTD.United States First Circuit
Cyberspace Law, Securities LawVirtual shares in an enterprise existing only in cyberspace, part of a fantasy investment game created for the personal entertainment of Internet... |
09/13/2001 | 01-1176; 01-1332 |
CITY OF PHILADELPHIA v. FLEMING COS., INC.United States Tenth Circuit
Securities LawUnder 15 USC 78u-4(b)(1)(2) of the Private Securities Litigation Reform Act, pleading motive and opportunity, without more, is not sufficient to... |
09/07/2001 | 00-6081 |
Results 1661 to 1670 of 1736