United States Tenth Circuit
SHELDON v. VERMONTY, 00-3337
Code of Arbitration Procedure allows an arbitration panel of the National Association of Securities Dealers to dismiss a claim with prejudice.
Appellate Information
- Decided 10/31/2001
- Published 10/31/2001
Judges
- LUCERO, Circuit Judge., Before EBEL, KELLY, and LUCERO, Circuit Judges.
Court
- United States Tenth Circuit
Counsel
- For Appellant:
- Darren K. Kearns of Overland Park, KS, for Plaintiff-Appellant.
- For Appellees:
- Norman E. Siegel and Amy E. Bauman of Stueve Helder Siegel LLP, Kansas City, MO, for Defendants-Appellees Charles Schwab & Co., Inc. and Olde Discount Corporation., Miriam G. Bahcall and Tanya Biller of Ungaretti & Harris, Chicago, IL, for Defendant-Appellee Principal Financial.