all - Opinion Summaries
Page 165 of 174
Showing Result 1641 - 1650 of 1736
| Description | Date | Docket # |
|---|---|---|
VESTAX SECURITIES CORP. v. MCWOODUnited States Sixth Circuit
Dispute Resolution & Arbitration, Securities LawHaving correctly determined that the current dispute regarding the purchase and sale of securities is between customers and persons associated with... |
02/14/2002 | 00-1936 |
BRODY v. TRANSITIONAL HOSPS. CORP.United States Ninth Circuit
Securities LawBecause appellants did not meet the contemporaneous trading requirements necessary to have standing in their asserted insider trading claims, and... |
02/07/2002 | 99-15672 |
ZIVITZ v. GREENBERGUnited States Seventh Circuit
Civil Procedure, Consumer Protection Law, Injury & Tort Law, Securities LawIn fraud action, the court did not abuse its discretion by denying a setoff to reduce the jury's damage award against sole, non-settling defendant,... |
02/05/2002 | 00-1672 |
D. L. CROMWELL INV.S, INC. v. NASD REGULATION, INC.United States Second Circuit
Constitutional Law, Securities LawPlaintiff's Fifth Amendment rights were not violated by defendant's demand that they submit to on-the-record interviews in connection with its ongoing... |
02/04/2002 | 01-7301 |
GREEN v. AMERITRADEUnited States Eighth Circuit
Contracts, Securities LawBreach of contract claim was not preempted by the Securities Litigation Uniform Standards Act of 1998, and district court did not err in remanding... |
02/01/2002 | 01-1251 |
FUND DEMOCRACY, LLC v. SEC. AND EXCH. COMM'NUnited States DC Circuit
Civil Procedure, Securities LawPetitioner lacks standing under Article III of the Constitution where it fails to show that it has any members in its purported association who, even... |
02/01/2002 | 01-1367 |
MFS SECS. CORP. v. NEW YORK STOCK EXCH., INC.United States Second Circuit
Securities LawWhere a terminated member of the NYSE filed suit in the district court alleging antitrust violations, including a group boycott and a lack of process... |
01/25/2002 | 01-7137 |
COMMODITY FUTURES TRADING COMM'N v. BARAGOSHUnited States Fourth Circuit
Criminal Law & Procedure, Securities LawThe Commodity Exchange Act, 7 U.S.C.A. Section 1 et seq., regulates off-exchange trades in foreign currency futures that do not involve banks. |
01/22/2002 | 00-1488 |
IN RE: IKON OFFICE SOLUTIONS, INC.United States Third Circuit
Securities LawConclusion by a competing accounting firm that defendant accounting firm did not stray from generally accepted accounting principles, while not... |
01/11/2002 | 01-1553 |
SEC. & EXCH. COMM'N v. LIPSONUnited States Seventh Circuit
Securities LawPresumption that defendant with insider information, who sold his shares just before the information became public and the price fell, was motivated... |
01/09/2002 | 01-1226 |
Results 1641 to 1650 of 1736