United States Sixth Circuit

Having correctly determined that the current dispute regarding the purchase and sale of securities is between customers and persons associated with plaintiff, a member of the NASD, and arises in connection with plaintiff's alleged negligent supervision of its registered agents, the district court properly granted defendants' motion to compel arbitration pursuant to NASD Rule 10301.

Appellate Information

• Argued 11/28/2001
• Decided 02/14/2002
• Published 02/14/2002

Judges

• Before JONES, NELSON, and DAUGHTREY, Circuit Judges.

Court

• United States Sixth Circuit

Counsel

• For Appellant:
  
• Marion H. Little, Jr. (argued and briefed), Zeiger & Carpenter, Columbus, OH, for Appellant.


• For Appellees:
  
• Anthony V. Trogan, Jr. (briefed), Anthony V. Trogan, P.L.L.C., West Bloomfield, MI, for Appellees.