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Page 16 of 174 Showing Result 151 - 160 of 1736
Description Date Docket #

US v. Parigian

United States First Circuit
White Collar Crime, Securities Law, Criminal Law & Procedure
In a case in which defendant, acting on obviously nonpublic information received from a corporate insider, made in excess of $200,000 trading in...
05/26/2016 15-1994

FDIC v. First Horizon Asset Securities, Inc.

United States Second Circuit
Civil Procedure, Securities Law
In an action brought by the FDIC asserting claims under the Securities Act of 1933, the District Court's dismissal of the complaint as untimely is...
05/19/2016 14-3648

Merrill Lynch, Pierce, Fenner & Smith Inc. v. Manning

United States Supreme Court
Civil Procedure, Securities Law
In a suit brought by a former Escala shareholder-plaintiff claiming that he lost most of his investment when the share price plummeted after...
05/16/2016 14-1132

US v. Tagliaferri

United States Second Circuit
White Collar Crime, Securities Law, Criminal Law & Procedure
Conviction of several securities‐related offenses, including criminal violations of section 206 of the Investment Advisers Act of 1940, 15 U.S.C....
05/04/2016 15-536

Federal Home Loan Bank of Bost v. Moody's Corp.

United States First Circuit
Civil Procedure, Securities Law, Banking Law
In a case arising out of the near-collapse of the mortgage-backed securities market, alleges that various rating agencies falsely gave out triple-A...
05/02/2016 14-2148

DeKalb Cty. Pension Fund v. Transocean Ltd.

United States Second Circuit
Securities Law
In a suit alleging violations of Sections 14(a) and 20(a) of the Securities Exchange Act of 1934, 15 U.S.C. sections 78n(a) and 78t(a), and Securities...
04/29/2016 14-0894-cv

In re Pfizer Inc. Sec. Litig.

United States Second Circuit
Class Actions, Securities Law, Evidence, Drugs & Biotech
In a securities class action, contending that Pfizer made fraudulent misrepresentations and omissions regarding the safety of Celebrex and Bextra in...
04/12/2016 14-2853-cv

Ind. Pub. Ret. Sys. v. SAIC, Inc.

United States Second Circuit
Class Actions, Securities Law
In a securities fraud class action, the district court's denial of plaintiffs' postjudgment motion to amend their Financial Account Standard No. 5...
03/29/2016 14-4140-cv

Ind. Pub. Ret. Sys. v. SAIC, Inc.

United States Seventh Circuit
Securities Law, Class Actions
In a securities fraud class action, the district court's denial of plaintiffs' postjudgment motion to amend their Financial Account Standard No. 5...
03/29/2016 14-4140-cv

DeKalb Cty. Pension Fund v. Transocean Ltd.

United States Second Circuit
Civil Procedure, Securities Law
In a securities action, contending that defendants violated sections 14(a) and 20(a) of the Securities Exchange Act (the Act) of 1934 and Securities...
03/17/2016 14-0894-cv

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