United States Second Circuit

Reset A A Font size: Print

US v. Tagliaferri, 15-536

Conviction of several securities‐related offenses, including criminal violations of section 206 of the Investment Advisers Act of 1940, 15 U.S.C. section 80b‐6, is affirmed over defendant's meritless claim that the District Court erred in not instructing the jury that investment adviser fraud requires proof of intent to harm his clients.

Appellate Information

  • Decided
  • Published 2016/05/04

Judges

  • PER CURIAM

Court

  • United States Second Circuit

Counsel