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Description Date Docket #

WININGER v. BOYDEN

United States Ninth Circuit
Attorney's Fees, Civil Procedure, Securities Law
Where the district court had jurisdiction over a settlement fund, it was within its equitable power to award fees for work that helped to create that...
08/27/2002 00-15143/15298/16892, 01-15361

BEALS BROS. MGMT. CORP. v. COMM'R OF INTERNAL REVENUE

United States Eighth Circuit
Labor & Employment Law, Securities Law, Tax Law
Employee stock ownership plans could not be aggregated to meet the minimum participation requirements of 26 U.S.C. section 401(a)(3), in order to...
08/27/2002 01-3922

MED. AIR TECH. CORP. v. MARWAN INV., INC.

United States First Circuit
Corporation & Enterprise Law, Securities Law
A shareholder's taking into account its own interests, in deciding to vote against a merger, did not breach a fiduciary duty to a closely held...
08/14/2002 01-2348

WESTMORELAND v. SADOUX

United States Fifth Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
Where a suit does not seek to enforce any duty arising out of a shareholder agreement, and seeks no relief that would frustrate any right to...
08/13/2002 01-20793

PERSONAL SEC. & SAFETY SYS. INC. v. MOTOROLA, INC.

United States Fifth Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
A licensing agreement's arbitration provision governs claims arising out of a stock purchase agreement where the agreements were executed as part of...
08/13/2002 01-11040

NEWBY v. ENRON CORP.

United States Fifth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
District court had authority under the All Writs Act to issue an injunction against the filing of any state actions, in connection with a failed...
08/12/2002 02-20343

MCNABB v. SEC. & EXCH. COMM'N

United States Ninth Circuit
Sanctions, Securities Law
Promissory notes sold to clients were securities under section 3(a)(10) of the Securities and Exchange Act of 1934. Award of sanctions is upheld where...
08/12/2002 00-71528

NEWBY v. ENRON CORP.

United States Fifth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
District court had authority under the All Writs Act to issue an injunction against the filing of any state actions, in connection with a failed...
08/09/2002 02-20343

MAPES v. MTR GAMING GROUP, INC.

United States Eighth Circuit
Contracts, Corporation & Enterprise Law, Securities Law
In action for breach of a stock exchange agreement, settlement agreement was correctly construed as to its plain meaning based on the parties'...
08/08/2002 01-2769

IN RE: K-TEL INT'L, INC. SEC. LITIG.

United States Eighth Circuit
Corporation & Enterprise Law, Securities Law
A complaint, alleging that a corporation failed to make certain accounting adjustments, failed to plead: 1) accounting violations with requisite...
08/07/2002 00-3210

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