all - Opinion Summaries
Page 151 of 174
Showing Result 1501 - 1510 of 1736
| Description | Date | Docket # |
|---|---|---|
OATWAY v. AM. INT'L GROUP, INC.United States Third Circuit
ERISA, Labor & Employment Law, Securities LawAn incentive stock option was not an employee benefit plan under ERISA, thus an FRCP 12(b)(6) dismissal is affirmed. |
04/14/2003 | 02-1699 |
HARTMARX CORP. v. ABBOUDUnited States Seventh Circuit
Corporation & Enterprise Law, M&A, Sanctions, Securities LawInvestors' purportedly false statements concerning financing for a proposed deal, and actions taken in acquisition efforts, did not run so far afoul... |
04/09/2003 | 02-1073 |
STEPHAN v. GOLDINGERUnited States Seventh Circuit
Civil Procedure, Contracts, Injury & Tort Law, Securities LawA fraud suit was barred by the enforceable one-year statute of limitations provision set forth in a contract for a commodity futures trading account,... |
04/08/2003 | 02-2250 |
THE GMS GROUP. LLC v. BENDERSONUnited States Second Circuit
Dispute Resolution & Arbitration, Securities LawThe district court applied an appropriate level of scrutiny to the arbitral award in favor of securities customer, and the ruling was not made in... |
04/07/2003 | 02-7129 |
SMALL v. FRITZ COS., INC.Supreme Court of California
Injury & Tort Law, Securities LawCalifornia law should allow a holder's action for fraud or negligent misrepresentation that induces forbearance, when the forbearance is to refrain... |
04/07/2003 | S091297 |
US v. DUNNEUnited States Tenth Circuit
Criminal Law & Procedure, Securities LawThe government need not expressly charge that a defendant's actions fall under the federal aiding and abetting statute, 18 U.S.C. section 2(b). A... |
04/01/2003 | 01-4147 |
LAWRENCE v. COHNUnited States Second Circuit
Corp. Governance, Corporation & Enterprise Law, Securities LawIn action pursuant to Section 10(b) of the Securities and Exchange Act of 1934, plaintiffs have failed to state a claim because they have failed to... |
03/28/2003 | 02-7642 |
IN RE: ABBOTT LABS. DERIVATIVE S'HOLDERS LITIG.United States Seventh Circuit
Commercial Law, Corp. Governance, Corporation & Enterprise Law, Drugs & Biotech, Health Law, Securities LawA shareholder derivative suit alleged that a diversified health care company's board of directors' actions fell outside the protection of the business... |
03/28/2003 | 01-1952 |
SEC v. BERGERUnited States Second Circuit
Civil Procedure, Securities LawWhere defendant's fraud was primarily perpetrated in the United States, the District Court properly determined that it had subject matter jurisdiction... |
03/18/2003 | 01-6254 |
DECKER v. YORKTON SECURITIES, INC.California Court of Appeal
Commercial Law, Securities LawAn introducing broker has notice of an adverse claim under Commercial Code section 8105(a)(2), such that it may be liable for losses sustained in... |
03/13/2003 | A096965 |
Results 1501 to 1510 of 1736