all - Opinion Summaries
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Showing Result 1381 - 1390 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. GEIBELUnited States Second Circuit
Criminal Law & Procedure, Securities Law, Sentencing, White Collar CrimeThe variance between the single conspiracy charged in the indictment and the multiple conspiracy established at trial did not substantially prejudice... |
05/28/2004 | 02-1645 |
LOPEZ v. CHARLES SCHWAB & CO.California Court of Appeal
Contracts, Dispute Resolution & Arbitration, Securities LawNo obligation to arbitrate exists unless the parties enter into a contract to arbitrate. |
05/24/2004 | A102603 |
ONTARIO PUB. SERV. EMPLOYEES UNION PENSION TRUST FUND v. NORTEL NETWORKS CORP.United States Second Circuit
Securities LawStockholders lack standing to sue, under Section 10(b) of the Securities Exchange Act and Rule 10b-5, when the company whose stock they purchased is... |
05/19/2004 | 03-7608 |
DUNN v. BORTAUnited States Fourth Circuit
Securities LawTrial court erred in dismissing plaintiff's state law securities fraud claims. The Virginia Securities Act does not require the elements of reliance... |
05/19/2004 | 03-1362 |
GSC PARTNERS CDO FUND v. WASHINGTONUnited States Third Circuit
M&A, Securities LawIn alleging that defendants' offering circular was false and misleading, plaintiffs have failed to satisfy the heightened pleading requirements of... |
05/17/2004 | 03-2347 |
MONY GROUP, INC. v. HIGHFIELDS CAPITAL MGMT., L.P.United States Second Circuit
M&A, Securities LawIn the context of a proxy vote to authorize a proposed merger under Delaware law, a duplicate of management's proxy card, when included in a mailing... |
05/13/2004 | 04-0678 |
GARIETY v. GRANT THORNTON, LLPUnited States Fourth Circuit
Civil Procedure, Class Actions, Securities LawIn certifying this securities-fraud class action, the district court relied on plaintiffs' assertions alone, failing to take a "close look" at... |
05/12/2004 | 03-1629 |
SEC v. GEMSTAR-TV GUIDE INT'LUnited States Ninth Circuit
Corp. Governance, Securities LawEvidence was not adduced to prove that the termination payments to high-level corporate officials are "extraordinary" and thus subject to involuntary... |
05/12/2004 | 03-56129 |
CALIFORNIA PUB. EMPLOYEES' RET. SYS. v. WORLDCOM, INC.United States Second Circuit
Bankruptcy Law, Securities LawThe anti-removal provision of Securities Act section 22(a) does not preclude removal of individual actions that are "related to" a bankruptcy case... |
05/11/2004 | 04-0219 |
HEVESI v. CITIGROUP INC.United States Second Circuit
Banking Law, Securities LawCitigroup defendants are permitted to file an interlocutory appeal from an order certifying a class of WorldCom stockholders and bondholders, because... |
05/07/2004 | 03-8044, 03-8045 |
Results 1381 to 1390 of 1736