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Description Date Docket #

WASHINGTON SQUARE SECS., INC. v. AUNE

United States Fourth Circuit
Dispute Resolution & Arbitration, Securities Law
In a securities dispute, the district court did not err in compelling arbitration where the intent of the parties and the language of the arbitration...
09/23/2004 03-1937

SYVERSON v. FIREPOND, INC.

United States Eighth Circuit
Contracts, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In a suit resulting from a lock-up agreement entered into before an IPO, plaintiffs' negligent misrepresentation and fraud claims are dismissed where...
09/09/2004 03-2410

COMBS v. PRICEWATERHOUSECOOPERS

United States Tenth Circuit
Constitutional Law, Corporation & Enterprise Law, Securities Law
Plaintiff's suit for wrongful discharge is dismissed for lack of standing where a stockholder cannot maintain a personal action against a director or...
09/09/2004 03-1080, 03-1222

LA VAN v. US

United States Federal Circuit
Banking Law, Contracts, Securities Law
In an action to recover investment funds, the trial court's decision that defendant-government formed a contract with plaintiff and subsequently...
09/03/2004 03-5140, 03-5149

NURSING HOME PENSION FUND v. ORACLE CORP.

United States Ninth Circuit
Corporation & Enterprise Law, Securities Law
Dismissal of plaintiff's suit for securities fraud is reversed where defendants' false representations, improper revenue adjustment, and unusual stock...
09/01/2004 03-15883

IN RE ADAMS GOLF, INC.

United States Third Circuit
Corporation & Enterprise Law, Securities Law
Dismissal of plaintiff-shareholders' suit, alleging defendant made false or misleading statements in violation of the Securities Act, is reversed...
08/25/2004 03-3945

IN RE FORD MOTOR CO. SECURITIES LITIGATION

United States Sixth Circuit
Class Actions, Corporation & Enterprise Law, Securities Law
Plaintiff's class-action lawsuit on behalf of investors who purchased Ford common stock is dismissed for failure to state a claim under section 20(b)...
08/23/2004 02-1670

BARON v. SMITH

United States First Circuit
Class Actions, Corporation & Enterprise Law, Securities Law
Dismissal of plaintiffs' class action complaint on behalf of purchasers of the stock of GC Companies is affirmed where the plaintiffs' complaint...
08/19/2004 03-2440

SCALISI v. FUND ASSET MANAGEMENT

United States Second Circuit
Corporation & Enterprise Law, Securities Law
Dismissal of plaintiff's shareholder derivative action is affirmed where the allegations of the plaintiff's complaint failed to assert facts that...
08/17/2004 03-9233

MFS SEC. v. SEC

United States Second Circuit
Administrative Law, Securities Law
Termination of plaintiff by the New York Stock Exchange as an Exchange member organization is affirmed over plaintiff's argument that the SEC was...
08/16/2004 03-4882

Results 1351 to 1360 of 1736

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