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Description Date Docket #

FOSS v. BEAR, STEARNS & CO., INC.

United States Seventh Circuit
Securities Law
In a suit alleging that defendant is vicariously liable for a securities violation, dismissal of plaintiff's complaint is affirmed where plaintiff...
01/11/2005 04-2514

DABIT v. MERRILL LYNCH

United States Second Circuit
Class Actions, Constitutional Law, Securities Law
Under the Securities Litigation Uniform Standards Act, only class actions brought by plaintiffs who satisfy the purchaser-seller rule of Blue Chip v....
01/11/2005 03-7499, 03-7458

LAYNE v. BANK ONE, KENTUCKY

United States Sixth Circuit
Banking Law, Securities Law
Defendant-bank is not liable for the depreciation in value of the shares of stock it held as collateral for a loan to plaintiff.
01/10/2005 03-6062

IN RE: COMMONWEALTH INSTITUTIONAL SECS.

United States Sixth Circuit
Bankruptcy Law, Securities Law
In a suit alleging the unauthorized sale of securities, the bankruptcy court correctly concluded that defendant-debtor was not a seller of securities...
01/07/2005 03-5050

GOULDING v. GLOBAL MED. PROD. HOLDINGS, INC.

United States Seventh Circuit
Civil Procedure, Contracts, Securities Law
Plaintiff's suit, seeking a tender of stock in lieu of cash to satisfy a settlement agreement, is dismissed where res judicata bars the claim.
01/04/2005 04-1952

CA. PUBLIC EMPLOYEE'S RET. SYS. v. THE CHUBB CORP.

United States Third Circuit
Civil Procedure, Class Actions, Securities Law
In a securities class action lawsuit, the district court's dismissal of plaintiff's second amended complaint was properly within its discretion.
12/30/2004 03-3755

US v. GORDON

United States Ninth Circuit
Criminal Law & Procedure, Securities Law, Sentencing
The district court's order of restitution, imposed for defendant's insider trading conviction, is reversed where the district court abused its...
12/30/2004 03-10322

FOGEL v. GORDON & GLICKSON

United States Seventh Circuit
Civil Procedure, Contracts, Corporation & Enterprise Law, Dispute Resolution & Arbitration, Labor & Employment Law, Sanctions, Securities Law
In a fraud suit under the common law of Illinois, the district court's dismissal of the suit for failure to state a claim is affirmed, along with its...
12/29/2004 04-1599, 04-2353

US v. COOPER

United States Third Circuit
Criminal Law & Procedure, Securities Law, Sentencing
Defendant's sentence for a securities fraud conviction is affirmed where the district court properly granted a downward departure for defendant's...
12/23/2004 03-2854

GREENHOUSE v. MCG CAPITAL CORP.

United States Fourth Circuit
Corporation & Enterprise Law, Securities Law
In a suit brought by shareholders of a corporation, stemming from the CEO's misrepresentation that he finishing college, dismissal of the claim is...
12/21/2004 03-2318

Results 1321 to 1330 of 1736

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