all - Opinion Summaries
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Showing Result 1321 - 1330 of 1736
| Description | Date | Docket # |
|---|---|---|
FOSS v. BEAR, STEARNS & CO., INC.United States Seventh Circuit
Securities LawIn a suit alleging that defendant is vicariously liable for a securities violation, dismissal of plaintiff's complaint is affirmed where plaintiff... |
01/11/2005 | 04-2514 |
DABIT v. MERRILL LYNCHUnited States Second Circuit
Class Actions, Constitutional Law, Securities LawUnder the Securities Litigation Uniform Standards Act, only class actions brought by plaintiffs who satisfy the purchaser-seller rule of Blue Chip v.... |
01/11/2005 | 03-7499, 03-7458 |
LAYNE v. BANK ONE, KENTUCKYUnited States Sixth Circuit
Banking Law, Securities LawDefendant-bank is not liable for the depreciation in value of the shares of stock it held as collateral for a loan to plaintiff. |
01/10/2005 | 03-6062 |
IN RE: COMMONWEALTH INSTITUTIONAL SECS.United States Sixth Circuit
Bankruptcy Law, Securities LawIn a suit alleging the unauthorized sale of securities, the bankruptcy court correctly concluded that defendant-debtor was not a seller of securities... |
01/07/2005 | 03-5050 |
GOULDING v. GLOBAL MED. PROD. HOLDINGS, INC.United States Seventh Circuit
Civil Procedure, Contracts, Securities LawPlaintiff's suit, seeking a tender of stock in lieu of cash to satisfy a settlement agreement, is dismissed where res judicata bars the claim. |
01/04/2005 | 04-1952 |
CA. PUBLIC EMPLOYEE'S RET. SYS. v. THE CHUBB CORP.United States Third Circuit
Civil Procedure, Class Actions, Securities LawIn a securities class action lawsuit, the district court's dismissal of plaintiff's second amended complaint was properly within its discretion. |
12/30/2004 | 03-3755 |
US v. GORDONUnited States Ninth Circuit
Criminal Law & Procedure, Securities Law, SentencingThe district court's order of restitution, imposed for defendant's insider trading conviction, is reversed where the district court abused its... |
12/30/2004 | 03-10322 |
FOGEL v. GORDON & GLICKSONUnited States Seventh Circuit
Civil Procedure, Contracts, Corporation & Enterprise Law, Dispute Resolution & Arbitration, Labor & Employment Law, Sanctions, Securities LawIn a fraud suit under the common law of Illinois, the district court's dismissal of the suit for failure to state a claim is affirmed, along with its... |
12/29/2004 | 04-1599, 04-2353 |
US v. COOPERUnited States Third Circuit
Criminal Law & Procedure, Securities Law, SentencingDefendant's sentence for a securities fraud conviction is affirmed where the district court properly granted a downward departure for defendant's... |
12/23/2004 | 03-2854 |
GREENHOUSE v. MCG CAPITAL CORP.United States Fourth Circuit
Corporation & Enterprise Law, Securities LawIn a suit brought by shareholders of a corporation, stemming from the CEO's misrepresentation that he finishing college, dismissal of the claim is... |
12/21/2004 | 03-2318 |
Results 1321 to 1330 of 1736