United States Sixth Circuit

In a suit alleging the unauthorized sale of securities, the bankruptcy court correctly concluded that defendant-debtor was not a seller of securities for purposes of Kentucky securities law.

Appellate Information

• Decided 01/07/2005
• Published 01/07/2005

Judges

• Before:  MARTIN, COLE, and GIBBONS, Circuit Judges.

Court

• United States Sixth Circuit

Counsel

• For Appellant:
  
• Donald L. Cox, Lynch, Cox, Gilman & Mahan, Louisville, Kentucky, for Appellant., Donald L. Cox, William H. Mooney, Lynch, Cox, Gilman & Mahan, Louisville, Kentucky, for Appellant.


• For Appellees:
  
• Paul J. Hershberg, Seiller & Handmaker, Louisville, Kentucky, Denise M. Helline, Ruck, Wilson, Helline & Brockman, Louisville, Kentucky, for Appellees., David M. Cantor, Seiller & Handmaker, Louisville, Kentucky, Denise M. Helline, Ruck, Wilson, Helline & Brockman, Louisville, Kentucky, for Appellees.