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Page 119 of 174 Showing Result 1181 - 1190 of 1736
Description Date Docket #

Sec. & Exch. Comm'n v. JT Wallenbrock & Assocs.

United States Ninth Circuit
Asset Forfeiture, Criminal Law & Procedure, Securities Law, White Collar Crime
A disgorgement order against parties to a securities pyramid or Ponzi scheme, requiring disgorgement from a principal and his two companies, is...
03/10/2006 04-55100

Canadian Commercial Workers Indus. Pension Plan v. Alden

Court of Chancery of Delaware
Contracts, Corp. Governance, Corporation & Enterprise Law, Securities Law
Defendants' motions to dismiss a derivative action brought by a pension plan on behalf of a nominal defendant corporation against four former...
03/08/2006 1184-N

Madison Real Estate v. GENO One Fin. Place L.P.

Court of Chancery of Delaware
Contracts, Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
A motion for expedited proceedings is denied in a dispute involving competing unregulated tender offers for a portion of limited partnership interests...
03/07/2006 1928-N

Powers v. Wells Fargo Bank NA

United States Ninth Circuit
Banking Law, Civil Procedure, Class Actions, Securities Law
The preclusive effect of 18 U.S.C. section 1964(c) applies to Racketeer Influenced and Corrupt Organizations Act (RICO) claims alleging securities...
03/03/2006 04-56084

U.S. v. Lee

United States Seventh Circuit
Criminal Law & Procedure, Evidence, Securities Law, Sentencing
Conviction on multiple counts of counterfeiting securities is upheld where the government showed that two entities named in the counterfeited...
03/02/2006 05-1385

Shaev Profit Sharing Account v. Armstrong

Court of Chancery of Delaware
Banking Law, Civil Procedure, Communications Law, Corp. Governance, Corporation & Enterprise Law, Securities Law
A motion to dismiss an action alleging breaches of fiduciary duties by a financial services company's directors in failing to detect and stop certain...
02/27/2006 1449-N

People v. Bloomfield

Court of Appeals of New York
Corporation & Enterprise Law, Criminal Law & Procedure, Evidence, Securities Law, White Collar Crime
An order reversing defendants' convictions for falsifying business records in the first degree and conspiracy in the fifth degree is reversed where...
02/27/2006 13

In re Serena Software, Inc. S'holders Litig.

Court of Chancery of Delaware
Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
Plaintiffs' motion for expedited proceedings is granted in a shareholder class action alleging, among other things, that a proposed transaction...
02/23/2006 1777-N

UniSuper Ltd. v. News Corp.

Court of Chancery of Delaware
Civil Procedure, Contracts, Corp. Governance, Corporation & Enterprise Law, Media Law, Securities Law
In a suit seeking equitable relief in the form of an opportunity for shareholders to vote on extension of a poison pill provision, plaintiffs' motion...
02/23/2006 1699-N

In Re: Suprema Specialties, Inc. Sec. Litig.

United States Third Circuit
Bankruptcy Law, Corp. Governance, Corporation & Enterprise Law, Criminal Law & Procedure, Securities Law
Dismissal of securities laws, fraud, and misrepresentation claims against a now-defunct cheese making company's former directors and officers, its...
02/23/2006 04-3716, 04-3755

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