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Page 109 of 174 Showing Result 1081 - 1090 of 1736
Description Date Docket #

In Re: American Express Co.

United States Second Circuit
Civil Procedure, Class Actions, Securities Law
Dismissal of amended class action complaint alleging securities fraud is vacated where two claims are not time-barred as they relate back to the...
08/08/2006 04-2405

US Commodity Futures Trading Comm'n v. NRG Energy, Inc.

United States Eighth Circuit
Bankruptcy Law, Civil Procedure, Oil and Gas Law, Securities Law
An enforcement action to enjoin defendant from future violations of the Commodity Exchange Act was not barred by defendant's discharge in bankruptcy.
08/04/2006 05-2570

US v. Brown

United States Fifth Circuit
Corporation & Enterprise Law, Criminal Law & Procedure, Evidence, M&A, Securities Law, White Collar Crime
In an appeal arising from a prosecution charging that certain Enron and Merrill Lynch employees engaged in a conspiracy and scheme to defraud Enron...
08/02/2006 05-20319

Highland Capital Mgmt., LP v. T.C. Group, L.L.C.

Superior Court of Delaware
Banking Law, Bankruptcy Law, Civil Procedure, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In litigation involving investments made by plaintiffs and defendants in a now-defunct company, defendants' motion to dismiss is denied where attached...
07/31/2006 04C-06-068

Envirocycles Solutions, Inc. v. Carpet Inn of Sarasota, Inc.

District Court of Appeal of Florida
Attorney's Fees, Civil Procedure, Securities Law
An award of attorney's fees to plaintiff in a suit brought under the Florida Securities and Investor Protection Act is reversed where the trial court...
07/28/2006 2D05-5618

AIG Ret. Servs., Inc. v. Barbizet

Court of Chancery of Delaware
Banking Law, Corp. Governance, Corporation & Enterprise Law, Insurance Law, International Law, International Trade, Securities Law
In an action brought by a shareholder alleging directors breached their fiduciary duties in refusing to bring a particular lawsuit, the court...
07/25/2006 974-N

Berckeley Inv. Group, Ltd. v. Colkitt

United States Third Circuit
Civil Procedure, Contracts, Corporation & Enterprise Law, International Law, Remedies, Securities Law
In a dispute over an "Offshore Convertible Securities Purchase Agreement" between an individual looking for financing for a business venture and a...
07/25/2006 04-3844

Deephaven Private Placement Trading, Ltd. v. Grant Thornton & Co.

United States Tenth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
Dismissal of a claim brought by institutional investors in a company against its former independent auditors under Section 18(a) of the Securities...
07/24/2006 05-4187

Avello v. Sec. & Exch. Comm'n

United States Seventh Circuit
Administrative Law, Professional Malpractice, Sanctions, Securities Law
Petition for review of SEC order upholding a sanction against a certified public accountant acting as a Limited Principal-Financial and Operations...
07/21/2006 05-2850

Salt Lake Tribune Publ'g Co., LLC v. Mgmt. Planning, Inc.

United States Tenth Circuit
Contracts, Corporation & Enterprise Law, M&A, Media Law, Securities Law
In a case arising from the efforts of a publishing company to reacquire a newspaper and an allegedly improper appraisal in connection therewith,...
07/21/2006 05-4316

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