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United States Third Circuit

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Berckeley Inv. Group, Ltd. v. Colkitt, 04-3844

In a dispute over an "Offshore Convertible Securities Purchase Agreement" between an individual looking for financing for a business venture and a Bahamian corporation, summary judgment and an award for the corporation is reversed in part where there was jurisdiction for the appeal, and the district court erred in dismissing defendant's Securities Exchange Act section 29(b) claim premised on a violation of section 10(b).

Appellate Information

  • Argued 02/21/2006
  • Decided 07/25/2006
  • Published 07/25/2006


  • Before McKEE, FISHER and ROTH, Circuit Judges.


  • United States Third Circuit


  • For Appellant:
  • Peter Konolige, Andrew J. Kennedy (Argued), Marcy L. Colkitt & Associates, Indiana, PA, Attorneys for Appellant.

  • For Appellees:
  • Joel Magolnick (Argued), Moscowitz, Moscowitz & Magolnick, Miami, FL, Attorney for Appellee Berckeley Investment Group, Ltd., Morgan, Lewis & Bockius, San Francisco, CA, Attorney for Appellee Shoreline Pacific Institutional Finance.
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