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Respondent, a paraplegic, suffered serious injuries that left him unable to work full time when, after arrest, he was transported to a Kansas City police station in a van that was not equipped to accommodate the disabled. He sued petitioner police officials and officers for discriminating against him on the basis of his disability, in violation of §202 of the Americans with Disabilities Act of 1990 (ADA) and §504 of the Rehabilitation Act of 1973, by failing to maintain appropriate policies for the arrest and transportation of persons with spinal cord injuries. A jury awarded him compensatory and punitive damages, but the District Court vacated as to punitive damages, holding that they are unavailable in private suits brought under §202 of the ADA and §504 of the Rehabilitation Act. In reversing, the Eighth Circuit found punitive damages available under the "general rule" of Franklin v. Gwinnett County Public Schools,
Held: Punitive damages may not be awarded in private suits brought under §202 of the ADA and §504 of the Rehabilitation Act. These sections are enforceable through private causes of action, whose remedies are coextensive with those available in a private action under Title VI of the Civil Rights Act of 1964. See §203 of the ADA and §505(a)(2) of the Rehabilitation Act. Title VI invokes Congress's Spending Clause power to place conditions on the grant of federal funds. This Court has regularly applied a contract-law analogy in defining the scope of conduct for which funding recipients may be held liable in money damages, and in finding a damages remedy available, in private suits under Spending Clause legislation. The same analogy applies in determining the scope of damages remedies. A remedy is appropriate relief only if the recipient is on notice that, by accepting federal funding, it exposes itself to such liability. A funding recipient is generally on notice that it is subject not only to those remedies explicitly provided in the relevant legislation but also to those traditionally available in breach of contract suits. Title VI mentions no remedies; and punitive damages are generally not available for breach of contract. Nor could it be said that Title VI funding recipients have, merely by accepting funds, implicitly consented to a remedy which is not normally available for contract actions, and the indeterminate magnitude of which could produce liability exceeding the level of federal funding. Because punitive damages may not be awarded in private suits under Title VI, it follows that they may not be awarded in suits under §202 of the ADA and §504 of the Rehabilitation Act. Pp. 3-9.
257 F. 3d 738, reversed.
Scalia, J., delivered the opinion of the Court, in which Rehnquist, C. J., and O'Connor, Kennedy, Souter, and Thomas, JJ., joined. Souter, J., filed a concurring opinion, in which O'Connor, J., joined. Stevens, J., filed an opinion concurring in the judgment, in which Ginsburg and Breyer, JJ., joined.
KAY BARNES, etc., et al., PETITIONERS v.
JEFFREY GORMAN
on writ of certiorari to the united states court of
appeals for the eighth circuit
[June 17, 2002]
Justice Scalia delivered the opinion of the Court.
We must decide whether punitive damages may be awarded in a private cause of action brought under §202 of the Americans with Disabilities Act of 1990 (ADA), 104 Stat. 337, 42 U. S. C. §12132 (1994 ed.), and §504 of the Rehabilitation Act of 1973, 87 Stat. 394, 29 U. S. C. §794(a).
I
Respondent Jeffrey Gorman, a paraplegic, is confined to a wheelchair and lacks voluntary control over his lower torso, including his bladder, forcing him to wear a catheter attached to a urine bag around his waist. In May 1992, he was arrested for trespass after fighting with a bouncer at a Kansas City, Missouri, nightclub. While waiting for a police van to transport him to the station, he was denied permission to use a restroom to empty his urine bag. When the van arrived, it was not equipped to receive respondent's wheelchair. Over respondent's objection, the officers removed him from his wheelchair and used a seatbelt and his own belt to strap him to a narrow bench in the rear of the van. During the ride to the police station, respondent released his seatbelt, fearing it placed excessive pressure on his urine bag. Eventually, the other belt came loose and respondent fell to the floor, rupturing his urine bag and injuring his shoulder and back. The driver, the only officer in the van, finding it impossible to lift respondent, fastened him to a support for the remainder of the trip. Upon arriving at the station, respondent was booked, processed, and released; later he was convicted of misdemeanor trespass. After these events, respondent suffered serious medical problems--including a bladder infection, serious lower back pain, and uncontrollable spasms in his paralyzed areas--that left him unable to work full time.
Respondent brought suit against petitioners--members of the Kansas City Board of Police Commissioners, the chief of police, and the officer who drove the van--in the United States District Court for the Western District of Missouri. The suit claimed petitioners had discriminated against respondent on the basis of his disability, in violation of §202 of the ADA and §504 of the Rehabilitation Act, by failing to maintain appropriate policies for the arrest and transportation of persons with spinal cord injuries.
A jury found petitioners liable and awarded over $1 million in compensatory damages and $1.2 million in punitive damages. The District Court vacated the punitive damages award, holding that punitive damages are unavailable in suits under §202 of the ADA and §504 of the Rehabilitation Act. The Court of Appeals for the Eighth Circuit reversed, relying on this Court's decision in Franklin v. Gwinnett County Public Schools,
II
Section 202 of the ADA prohibits discrimination against the disabled by public entities; §504 of the Rehabilitation Act prohibits discrimination against the disabled by recipients of federal funding, including private organizations, 29 U. S. C. §794(b)(3). Both provisions are enforceable through private causes of action. Section 203 of the ADA declares that the "remedies, procedures, and rights set forth in [§505(a)(2) of the Rehabilitation Act] shall be the remedies, procedures, and rights this subchapter provides" for violations of §202. 42 U. S. C. §12133. Section 505(a)(2) of the Rehabilitation Act, in turn, declares that the "remedies, procedures, and rights set forth in title VI of the Civil Rights Act of 1964 ... shall be available" for violations of §504, as added, 92 Stat. 2983, 29 U. S. C. §794a(a)(2). Thus, the remedies for violations of §202 of the ADA and §504 of the Rehabilitation Act are coextensive with the remedies available in a private cause of action brought under Title VI of the Civil Rights Act
of 1964, 42 U. S. C. §2000d et seq., which prohibits
racial discrimination in federally funded programs and activities.
Although Title VI does not mention a private right of action, our prior decisions have found an implied right of action, e.g., Cannon v. University of Chicago,
Title VI invokes Congress's power under the Spending Clause, U. S. Const., Art. I, §8, cl. 1, to place conditions on the grant of federal funds. See Davis v. Monroe County Bd. of Ed.,
The same analogy applies, we think, in determining the scope of damages remedies. We said as much in Gebser: "Title IX's contractual nature has implications for our construction of the scope of available remedies."
Nor (if such an interpretive technique were available) could an implied punitive damages provision reasonably be found in Title VI. Some authorities say that reasonably implied contractual terms are those that the parties would have agreed to if they had adverted to the matters in question. See 2 Farnsworth, supra, §7.16, at 335, and authorities cited. More recent commentary suggests that reasonably implied contractual terms are simply those that "compor[t] with community standards of fairness," Restatement (Second) of Contracts §204, Comment d; see also 2 Farnsworth, supra, §7.16, at 334-336. Neither approach would support the implication here of a remedy that is not normally available for contract actions and that is of indeterminate magnitude. We have acknowledged that compensatory damages alone "might well exceed a recipient's level of federal funding," Gebser, supra, at 290; punitive damages on top of that could well be disastrous. Not only is it doubtful that funding recipients would have agreed to exposure to such unorthodox and indeterminate liability; it is doubtful whether they would even have accepted the funding if punitive damages liability was a required condition. "Without doubt, the scope of potential damages liability is one of the most significant factors a school would consider in deciding whether to receive federal funds." Davis,
Our conclusion is consistent with the "well settled" rule that "where legal rights have been invaded, and a federal statute provides for a general right to sue for such invasion, federal courts may use any available remedy to make good the wrong done." Bell v. Hood,
* * *
Because punitive damages may not be awarded in private suits brought under Title VI of the 1964 Civil Rights Act, it follows that they may not be awarded in suits brought under §202 of the ADA and §504 of the Rehabilitation Act.3 This makes it unnecessary to reach petitioners' alternative argument--neither raised nor passed on below4 --invoking the traditional presumption against imposition of punitive damages on government entities. Vermont Agency of Natural Resources v. United States ex rel. Stevens,
It is so ordered.
KAY BARNES, etc., et al., PETITIONERS v.
JEFFREY GORMAN
on writ of certiorari to the united states court of
appeals for the eighth circuit
[June 17, 2002]
Justice Souter, with whom Justice O'Connor joins, concurring.
I join the Court's opinion because I agree that analogy to the common law of contract is appropriate in this instance, with the conclusion that punitive damages are not available under the statute. Punitive damages, as the Court points out, may range in orders of "indeterminate magnitude," ante, at 6, untethered to compensable harm, and would thus pose a concern that recipients of federal funding could not reasonably have anticipated. I realize, however, and read the Court's opinion as acknowledging, that the contract-law analogy may fail to give such helpfully clear answers to other questions that may be raised
by actions for private recovery under Spending Clause legislation, such as the proper measure of compensatory damages.
KAY BARNES, etc., et al., PETITIONERS v.
JEFFREY GORMAN
on writ of certiorari to the united states court of
appeals for the eighth circuit
[June 17, 2002]
Justice Stevens, with whom Justice Ginsburg and Justice Breyer join, concurring in the judgment.
The judgment of the Court of Appeals might be reversed on any of three different theories: (1) as the Court held in Newport v. Fact Concerts, Inc.,
Petitioners did not rely on either the first or the third of those theories in either the District Court or the Court of Appeals. Nevertheless, because it presents the narrowest basis for resolving the case, I am convinced that it is an appropriate exercise of judicial restraint to decide the case on the theory that petitioners are immune from punitive damages under Newport. There is, however, no justification for the Court's decision to reach out and decide the case on a broader ground that was not argued below. The Court's reliance on, and extension of, Pennhurst--a case that was not even cited in petitioners' briefs in the Court of Appeals--is particularly inappropriate.
In Pennhurst we were faced with the question whether the Developmentally Disabled Assistance and Bill of Rights Act, 42 U. S. C. §6010, had imposed affirmative obligations on participating States. Relying in part on the important distinction between statutory provisions that "simply prohibited certain kinds of state conduct" and those that "impose affirmative obligations on the States to fund certain services,"
The case before us today involves a municipality's breach of a condition that simply prohibits certain discriminatory conduct. The prohibition is set forth in two statutes, one of which, Title II of the ADA, was not enacted pursuant to the Spending Clause. Our opinion in Pennhurst says nothing about the remedy that might be appropriate for such a breach. Nor do I believe that the rules of contract law on which the Court relies are necessarily relevant to the tortious conduct described in this record.2 Moreover, the Court's novel reliance on what has been, at most, a useful analogy to contract law has potentially far-reaching consequences that go well beyond the issues briefed and argued in this case.3 In light of the fact that the petitioners--in addition to most defendants sued for violations of Title II of the ADA and §504 of the Rehabilitation Act of 1973--are clearly not subject to punitive damages pursuant to our holding in Newport, I see no reason to decide the case on the expansive basis asserted by the Court.
Accordingly, I do not join the Court's opinion, although I do concur in its judgment in this case.
Justice Stevens believes that our reliance on Pennhurst is "inappropriate" because that case addressed legislation imposing affirmative obligations on recipients whereas Title VI " `simply prohibit[s] certain discriminatory conduct.' " Post, at 2. He does not explain why he thinks this distinction--which played no role in the Court's application of contract-law principles in Pennhurst,
Footnote 2
We cannot understand Justice Stevens' Chicken-Little statement that today's decision "has potentially far-reaching consequences that go well beyond the issues briefed and argued in this case." Post, at 3. Our decision merely applies a principle expressed and applied many times before: that the "contractual nature" of Spending Clause legislation "has implications for our construction of the scope of available remedies." Gebser,
Footnote 3
Justice Stevens believes that our analysis of Title VI does not carry over to the ADA because the latter is not Spending Clause legislation, and identifies "tortious conduct." Post, at 2, 3, n. 2. Perhaps he thinks that it should not carry over, but that is a question for Congress, and Congress has unequivocally said otherwise. The ADA could not be clearer that the "remedies, procedures, and rights ... this subchapter provides" for violations of §202 are the same as the "remedies, procedures, and rights set forth in" §505(a)(2) of the Rehabilitation Act, which is Spending Clause legislation. 42 U. S. C. §12133. Section 505(a)(2), in turn, explains that the "remedies, procedures, and rights set forth in title VI ... shall be available" for violations of §504 of the Rehabilitation Act. 29 U. S. C. §794a(a)(2). These explicit provisions make discussion of the ADA's status as a "non Spending Clause" tort statute quite irrelevant.
Footnote 4
Justice Stevens suggests that our decision likewise rests on a theory neither presented nor passed on below. Post, at 1-2. But the parties raised, and the courts below passed on, the applicability of Franklin v. Gwinnett County Public Schools,
This was the theory that was adopted by the Court of Appeals for the Sixth Circuit in Moreno v. Consolidated Rail Corp., 99 F. 3d 782, 788-792 (1996). It was also the only theory discussed and rejected by the Court of Appeals below.
Footnote 2
The Court queries under what federal law the conduct in issue was tortious, stating "[s]urely not under the Spending Clause statutes themselves." Ante, at 4, n. 1. The violation is of Title II of the ADA, which broadly outlaws discrimination in the provision of public services by public entities and was not enacted pursuant to Congress' spending power.
Footnote 3
Although rejected by the Sixth Circuit, see Westside Mothers v. Haveman, No. 01-1494, 2002 WL 987291 (May 15, 2002), one District Court applied the Pennhurst contract analogy in order to support its conclusion that Spending Clause legislation is not the "supreme law of the land." Westside Mothers v. Haveman, 133 F. Supp. 2d 549, 553 (ED Mich. 2001). The Court fortunately does cabin the potential reach of today's decision by stating that "[w]e do not imply, for example, that suits under Spending Clause legislation are suits in contract, or that contract-law principles apply to all issues that they raise," ante, at 7, n. 2, but whenever the Court reaches out to adopt a broad theory that was not discussed in the early stages of the litigation, and that implicates statutes that are not at issue, its opinion is sure to have unforeseen consequences. When it does so unnecessarily, it tends to assume a legislative, rather than a judicial, role. Reliance on a narrower theory that was not argued below does not create that risk. I am not persuaded that "Chicken-Little," ibid., is an appropriate characterization of judicial restraint; it is, however, a rhetorical device appropriately used by fearless crusaders.
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Citation: 536 U.S. 181
No. 01-682
Argued: April 23, 2002
Decided: June 17, 2002
Court: United States Supreme Court
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