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Petitioner Correctional Services Corporation (CSC), under contract with the federal Bureau of Prisons (BOP), operates Le Marquis Community Correctional Center (Le Marquis), a facility that houses federal inmates. After respondent, a federal inmate afflicted with a heart condition limiting his ability to climb stairs, was assigned to a bedroom on Le Marquis' fifth floor, CSC instituted a policy requiring inmates residing below the sixth floor to use the stairs rather than the elevator. Respondent was exempted from this policy. But when a CSC employee forbade respondent to use the elevator to reach his bedroom, he climbed the stairs, suffered a heart attack, and fell. Subsequently, respondent filed this damages action against CSC and individual defendants, alleging, inter alia, that they were negligent in refusing him the use of the elevator. The District Court treated the complaint as raising claims under Bivens v. Six Unknown Fed. Narcotics Agents,
Held: Bivens' limited holding may not be extended to confer a right of action for damages against private entities acting under color of federal law. The Court's authority to imply a new constitutional tort, not expressly authorized by statute, is anchored in its general jurisdiction to decide all cases arising under federal law. The Court first exercised this authority in Bivens. From a discussion of that and subsequent cases, it is clear that respondent's claim is fundamentally different from anything the Court has heretofore recognized. In 30 years of Bivens jurisprudence, the Court has extended its holding only twice, to provide an otherwise nonexistent cause of action against individual officers alleged to have acted unconstitutionally, e.g., Carlson v. Green,
229 F. 3d 374, reversed.
Rehnquist, C. J., delivered the opinion of the Court, in which O'Connor, Scalia, Kennedy, and Thomas, JJ., joined. Scalia, J., filed a concurring opinion, in which Thomas, J., joined. Stevens, J., filed a dissenting opinion, in which Souter, Ginsburg, and Breyer, JJ., joined.
CORRECTIONAL SERVICES CORPORATION,
PETITIONER v. JOHN E. MALESKO
on writ of certiorari to the united states court of
appeals for the second circuit
[November 27, 2001]
Chief Justice Rehnquist delivered the opinion of the Court.
We decide here whether the implied damages action first recognized in Bivens v. Six Unknown Fed. Narcotics Agents,
Petitioner Correctional Services Corporation (CSC), under contract with the federal Bureau of Prisons (BOP), operates Community Corrections Centers and other facilities that house federal prisoners and detainees.1 Since the late 1980's, CSC has operated Le Marquis Community Correctional Center (Le Marquis), a halfway house located in New York City. Respondent John E. Malesko is a former federal inmate who, having been convicted of federal securities fraud in December 1992, was sentenced to a term of 18 months' imprisonment under the supervision of the BOP. During his imprisonment, respondent was diagnosed with a heart condition and treated with prescription medication. Respondent's condition limited his ability to engage in physical activity, such as climbing stairs.
In February 1993, the BOP transferred respondent to Le Marquis where he was to serve the remainder of his sentence. Respondent was assigned to living quarters on the fifth floor. On or about March 1, 1994, petitioner instituted a policy at Le Marquis requiring inmates residing below the sixth floor to use the staircase rather than the elevator to travel from the first-floor lobby to their rooms. There is no dispute that respondent was exempted from this policy on account of his heart condition. Respondent alleges that on March 28, 1994, however, Jorge Urena, an employee of petitioner, forbade him to use the elevator to reach his fifth-floor bedroom. Respondent protested that he was specially permitted elevator access, but Urena was adamant. Respondent then climbed the stairs, suffered a heart attack, and fell, injuring his left ear.
Three years after this incident occurred, respondent filed a pro se action against CSC and unnamed CSC employees in the United States District Court for the Southern District of New York. Two years later, now acting with counsel, respondent filed an amended complaint which named Urena as 1 of the 10 John Doe defendants. The amended complaint alleged that CSC, Urena, and unnamed defendants were "negligent in failing to obtain requisite medication for [respondent's] condition and were further negligent by refusing [respondent] the use of the elevator." App. 12. It further alleged that respondent injured his left ear and aggravated a pre-existing condition "[a]s a result of the negligence of the Defendants." Ibid. Respondent demanded judgment in the sum of $1 million in compensatory damages, $3 million in anticipated future damages, and punitive damages "for such sum as the Court and/or [j]ury may determine." Id., at 13.
The District Court treated the amended complaint as raising claims under Bivens v. Six Unknown Fed. Narcotics Agents, supra, and dismissed respondent's cause of action in its entirety. App. to Pet. for Cert. 20a. Relying on our decision in FDIC v. Meyer,
The Court of Appeals for the Second Circuit affirmed in part, reversed in part, and remanded. 229 F. 3d 374 (2000). That court affirmed dismissal of respondent's claims against individual defendants as barred by the statute of limitations. Respondent has not challenged that ruling, and the parties agree that the question whether a Bivens action might lie against a private individual is not presented here. With respect to petitioner, the Court of Appeals remarked that Meyer expressly declined " `to expand the category of defendants against whom Bivens-type actions may be brought to include not only federal agents, but federal agencies as well.' " 229 F. 3d, at 378 (quoting Meyer, supra, at 484 (emphasis deleted)). But the court reasoned that private entities like petitioner should be held liable under Bivens to "accomplish the ... important Bivens goal of providing a remedy for constitutional violations." 229 F. 3d, at 380.
We granted certiorari,
In Bivens v. Six Unknown Fed. Narcotics Agents,
Our authority to imply a new constitutional tort, not expressly authorized by statute, is anchored in our general jurisdiction to decide all cases "arising under the Constitution, laws, or treaties of the United States." 28 U. S. C. §1331. See, e.g., Schweiker v. Chilicky,
In the decade following Bivens, we recognized an implied damages remedy under the Due Process Clause of the Fifth Amendment, Davis v. Passman,
Since Carlson we have consistently refused to extend Bivens liability to any new context or new category of defendants. In Bush v. Lucas, supra, we declined to create a Bivens remedy against individual Government officials for a First Amendment violation arising in the context of federal employment. Although the plaintiff had no opportunity to fully remedy the constitutional violation, we held that administrative review mechanisms crafted by Congress provided meaningful redress and thereby foreclosed the need to fashion a new, judicially crafted cause of action.
In Schweiker v. Chilicky, we declined to infer a damages action against individual government employees alleged to have violated due process in their handling of Social Security applications. We observed that our "decisions have responded cautiously to suggestions that Bivens remedies be extended into new contexts." 487 U. S., at 421. In light of these decisions, we noted that "[t]he absence of statutory relief for a constitutional violation ... does not by any means necessarily imply that courts should award money damages against the officers responsible for the violation." Id., at 421-422. We therefore rejected the claim that a Bivens remedy should be implied simply for want of any other means for challenging a constitutional deprivation in federal court. It did not matter, for example, that "[t]he creation of a Bivens remedy would obviously offer the prospect of relief for injuries that must now go unredressed."
Most recently, in FDIC v. Meyer, we unanimously declined an invitation to extend Bivens to permit suit against a federal agency, even though the agency--because Congress had waived sovereign immunity--was otherwise amenable to suit.
From this discussion, it is clear that the claim urged by respondent is fundamentally different from anything recognized in Bivens or subsequent cases. In 30 years of Bivens jurisprudence we have extended its holding only twice, to provide an otherwise nonexistent cause of action against individual officers alleged to have acted unconstitutionally, or to provide a cause of action for a plaintiff who lacked any alternative remedy for harms caused by an individual officer's unconstitutional conduct. Where such circumstances are not present, we have consistently rejected invitations to extend Bivens, often for reasons that foreclose its extension here.4
The purpose of Bivens is to deter individual federal officers from committing constitutional violations. Meyer made clear that the threat of litigation and liability will adequately deter federal officers for Bivens purposes no matter that they may enjoy qualified immunity,
Respondent claims that even under Meyer's deterrence rationale, implying a suit against private corporations acting under color of federal law is still necessary to advance the core deterrence purpose of Bivens. He argues that because corporations respond to market pressures and make decisions without regard to constitutional obligations, requiring payment for the constitutional harms they commit is the best way to discourage future harms. That may be so, but it has no relevance to Bivens, which is concerned solely with deterring the unconstitutional acts of individual officers. If deterring the conduct of a policy-making entity was the purpose of Bivens, then Meyer would have implied a damages remedy against the Federal Deposit Insurance Corporation; it was after all an agency policy that led to Meyer's constitutional deprivation. Meyer, supra, at 473-474. But Bivens from its inception has been based not on that premise, but on the deterrence of individual officers who commit unconstitutional acts.
There is no reason for us to consider extending Bivens beyond this core premise here.5 To begin with, no federal prisoners enjoy respondent's contemplated remedy. If a federal prisoner in a BOP facility alleges a constitutional deprivation, he may bring a Bivens claim against the offending individual officer, subject to the defense of qualified immunity. The prisoner may not bring a Bivens claim against the officer's employer, the United States or the BOP. With respect to the alleged constitutional deprivation, his only remedy lies against the individual; a remedy Meyer found sufficient, and which respondent did not timely pursue. Whether it makes sense to impose asymmetrical liability costs on private prison facilities alone is a question for Congress, not us, to decide.
Nor are we confronted with a situation in which claimants in respondent's shoes lack effective remedies. Cf. Bivens,
This also makes respondent's situation altogether different from Bivens, in which we found alternative state tort remedies to be "inconsistent or even hostile" to a remedy inferred from the Fourth Amendment. 403 U. S., at 393-394. When a federal officer appears at the door and requests entry, one cannot always be expected to resist. See id., at 394 ("[A] claim of authority to enter is likely to unlock the door"). Yet lack of resistance alone might foreclose a cause of action in trespass or privacy. Ibid. Therefore, we reasoned in Bivens that other than an implied constitutional tort remedy, "there remain[ed] ... but the alternative of resistance, which may amount to a crime." Id., at 395 (internal quotation marks and citation omitted). Such logic does not apply to respondent, whose claim of negligence or deliberate indifference requires no resistance to official action, and whose lack of alternative tort remedies was due solely to strategic choice.6
Inmates in respondent's position also have full access to remedial mechanisms established by the BOP, including suits in federal court for injunctive relief and grievances filed through the BOP's Administrative Remedy Program (ARP). See 28 CFR §542.10 (2001) (explaining ARP as providing "a process through which inmates may seek formal review of an issue which relates to any aspect of their confinement"). This program provides yet another means through which allegedly unconstitutional actions and policies can be brought to the attention of the BOP and prevented from recurring. And unlike the Bivens remedy, which we have never considered a proper vehicle for altering an entity's policy, injunctive relief has long been recognized as the proper means for preventing entities from acting unconstitutionally.
In sum, respondent is not a plaintiff in search of a remedy as in Bivens and Davis. Nor does he seek a cause of action against an individual officer, otherwise lacking, as in Carlson. Respondent instead seeks a marked extension of Bivens, to contexts that would not advance Bivens' core purpose of deterring individual officers from engaging in unconstitutional wrongdoing. The caution toward extending Bivens remedies into any new context, a caution consistently and repeatedly recognized for three decades, forecloses such an extension here.
The judgment of the Court of Appeals is reversed.
It is so ordered.
CORRECTIONAL SERVICES CORPORATION,
PETITIONER v. JOHN E. MALESKO
on writ of certiorari to the united states court of
appeals for the second circuit
[November 27, 2001]
Justice Scalia, with whom Justice Thomas joins, concurring.
I join the opinion of the Court because I agree that a narrow interpretation of the rationale of Bivens v. Six Unknown Fed. Narcotics Agents,
In joining the Court's opinion, however, I do not mean to imply that, if the narrowest rationale of Bivens did apply to a new context, I would extend its holding. I would not. Bivens is a relic of the heady days in which this Court assumed common-law powers to create causes of action--decreeing them to be "implied" by the mere existence of a statutory or constitutional prohibition. As the Court points out, ante, at 5, and n. 3, we have abandoned that power to invent "implications" in the statutory field, see Alexander v. Sandoval,
CORRECTIONAL SERVICES CORPORATION,
PETITIONER v. JOHN E. MALESKO
on writ of certiorari to the united states court of
appeals for the second circuit
[November 27, 2001]
Justice Stevens, with whom Justice Souter, Justice Ginsburg, and Justice Breyer join, dissenting.
In Bivens v. Six Unknown Fed. Narcotics Agents,
In subsequent cases, we have decided that a Bivens remedy is not available for every conceivable constitutional violation.1 We have never, however, qualified our holding that Eighth Amendment violations are actionable under Bivens. See Farmer v. Brennan,
The parties before us have assumed that respondent's complaint has alleged a violation of the Eighth Amendment.2 The violation was committed by a federal agent--a private corporation employed by the Bureau of Prisons to perform functions that would otherwise be performed by individual employees of the Federal Government. Thus, the question presented by this case is whether the Court should create an exception to the straightforward application of Bivens and Carlson, not whether it should extend our cases beyond their "core premise," ante, at 9. This point is evident from the fact that prior to our recent decision in FDIC v. Meyer,
actions.3
Meyer, which concluded that federal agencies are not suable under Bivens, does not lead to the outcome reached by the Court today. In that case, we did not discuss private corporate agents, nor suggest that such agents should be viewed differently from human ones. Rather, in Meyer, we drew a distinction between "federal agents" and "an agency of the Federal Government," 510 U. S., at 473. Indeed, our repeated references to the Federal Deposit Insurance Corporation's (FDIC) status as a "federal agency" emphasized the FDIC's affinity to the federal sovereign. We expressed concern that damages sought directly from federal agencies, such as the FDIC, would "creat[e] a potentially enormous financial burden for the Federal Government." Id., at 486. And it must be kept in mind that Meyer involved the FDIC's waiver of sovereign immunity, which, had the Court in Meyer recognized a cause of action, would have permitted the very sort of lawsuit that Bivens presumed impossible: "a direct action against the Government."
Moreover, in Meyer, as in Bush v. Lucas,
Because Meyer does not dispose of this case, the Court claims that the rationales underlying Bivens--namely, lack of alternative remedies and deterrence--are not present in cases in which suit is brought against a private corporation serving as a federal agent. However, common sense, buttressed by all of the reasons that supported the holding in Bivens, leads to the conclusion that corporate agents should not be treated more favorably than human agents.
First, the Court argues that respondent enjoys alternative remedies against the corporate agent that distinguish this case from Bivens. In doing so, the Court characterizes Bivens and its progeny as cases in which plaintiffs lacked "any alternative remedy," ante, at 8. In Bivens, however, even though the plaintiff's suit against the Federal Government under state tort law may have been barred by sovereign immunity, a suit against the officer himself under state tort law was theoretically possible. Moreover, as the Court recognized in Carlson, Bivens plaintiffs also have remedies available under the FTCA. Thus, the Court is incorrect to portray Bivens plaintiffs as lacking any other avenue of relief, and to imply as a result that respondent in this case had a substantially wider array of non-Bivens remedies at his disposal than do other Bivens plaintiffs.6 If alternative remedies provide a sufficient justification for closing the federal forum here, where the defendant is a private corporation, the claims against the individual defendants in Carlson, in light of the FTCA alternative, should have been rejected as well.7
It is ironic that the Court relies so heavily for its holding on this assumption that alternative effective remedies--primarily negligence actions in state court--are available to respondent. See ante, at 10-12. Like Justice Harlan, I think it "entirely proper that these injuries be compensable according to uniform rules of federal law, especially in light of the very large element of federal law which must in any event control the scope of official defenses to liability." Bivens,
Second, the Court claims that the deterrence goals of Bivens would not be served by permitting liability here. Ante, at 8-9 (citing Meyer). It cannot be seriously maintained, however, that tort remedies against corporate employers have less deterrent value than actions against their employees. As the Court has previously noted, the "organizational structure" of private prisons "is one subject to the ordinary competitive pressures that normally help private firms adjust their behavior in response to the incentives that tort suits provide--pressures not necessarily present in government departments." Richardson v. McKnight,
The Court raises a concern with imposing "asymmetrical liability costs on private prison facilities," ante, at 10, and further claims that because federal prisoners in Government-run institutions can only sue officers, it would be unfair to permit federal prisoners in private institutions to sue an "officer's employer," ibid. Permitting liability in the present case, however, would produce symmetry: both private and public prisoners would be unable to sue the principal (i.e., the Government), but would be able to sue the primary federal agent (i.e., the government official or the corporation). Indeed, it is the Court's decision that creates asymmetry--between federal and state prisoners housed in private correctional facilities. Under 42 U. S. C. §1983, a state prisoner may sue a private prison for deprivation of constitutional rights, see Lugar v. Edmondson Oil Co.,
It is apparent from the Court's critical discussion of the thoughtful opinions of Justice Harlan and his contemporaries, ante, at 5, and n. 3, and from its erroneous statement of the question presented by this case as whether Bivens "should be extended" to allow recovery against a private corporation employed as a federal agent, ante, at 1, that the driving force behind the Court's decision is a disagreement with the holding in Bivens itself.10 There are at least two reasons why it is improper for the Court to allow its decision in this case to be influenced by that predisposition. First, as is clear from the legislative materials cited in Carlson,
I respectfully dissent.
Petitioner is hardly unique in this regard. The BOP has since 1981 relied exclusively on contracts with private institutions and state and local governments for the operation of halfway house facilities to help federal prisoners reintegrate into society. The BOP contracts not only with for-profit entities like petitioner, but also with charitable organizations like Volunteers for America (which operates facilities in Indiana, Louisiana, Maryland, Minnesota, New York, and Texas), the Salvation Army (Arkansas, Florida, Illinois, North Carolina, Tennessee, and Texas), Progress House Association (Oregon), Triangle Center (Illinois), and Catholic Social Services (Pennsylvania).
Footnote 2
The Courts of Appeals have divided on whether FDIC v. Meyer,
Footnote 3
Since our decision in Borak, we have retreated from our previous willingness to imply a cause of action where Congress has not provided one. See, e.g., Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.,
Footnote 4
Justice Stevens' claim that this case does not implicate an "extension" of Bivens, post, at 2, 8 (dissenting opinion), might come as some surprise to the Court of Appeals which twice characterized its own holding as "extending Bivens liability to reach private corporations." 229 F. 3d 374, 381 (CA2 2000). See also ibid. ("Bivens liability should extend to private corporations").
Footnote 5
Justice Stevens claims that our holding in favor of petitioner portends "tragic consequence[s]," post, at 6, and "jeopardize[s] the constitutional rights of . . . tens of thousands of inmates," post, at 7. He refers to examples of cases suggesting that private correctional providers routinely abuse and take advantage of inmates under their control. Post, at 7, n. 9 (citing Brief for Legal Aid Society of New York as Amicus Curiae 8-25). See also Brief for American Civil Liberties Union as Amicus Curiae 14-16, and n. 6 (citing and discussing "abundant" examples of such abuse). In all but one of these examples, however, the private facility in question housed state prisoners--prisoners who already enjoy a right of action against private correctional providers under 42 U. S. C. §1983. If it is true that the imperatives for deterring the unconstitutional conduct of private correctional providers are so strong as to demand that we imply a new right of action directly from the Constitution, then abuses of authority should be less prevalent in state facilities, where Congress already provides for such liability. That the trend appears to be just the opposite is not surprising given the BOP's oversight and monitoring of its private contract facilities, see Brief for United States as Amicus Curiae 4-5, 24-26, which Justice Stevens does not mention.
Footnote 6
Where the government has directed a contractor to do the very thing that is the subject of the claim, we have recognized this as a special circumstance where the contractor may assert a defense. Boyle v. United Technologies Corp.,
See, e.g., FDIC v. Meyer,
Footnote 2
Although it might have challenged the sufficiency of respondent's constitutional claim, see ante, at 10-11, petitioner has not done so. See Tr. of Oral Arg. 55 (acknowledgment by petitioner that the complaint states an Eighth Amendment violation). Its petition for certiorari presented the single question whether a Bivens cause of action for damages "should be implied against a private corporation acting under color of federal law." Pet. for Cert. (i).
Footnote 3
See Schowengerdt v. General Dynamics Corp., 823 F. 2d 1328 (CA9 1987); Reuber v. United States, 750 F. 2d 1039 (CADC 1984); Gerena v. Puerto Rico Legal Servs., Inc., 697 F. 2d 447 (CA1 1983); Dobyns v. E-Systems, Inc., 667 F. 2d 1219 (CA5 1982); Yiamouyiannis v. Chemical Abstracts Serv., 521 F. 2d 1392 (CA6 1975).
It is true that one court has overruled its Circuit precedent in light of Meyer and held that Meyer dictates the exclusion of all corporate entities from Bivens liability. Kauffman v. Anglo-American School of Sofia, 28 F. 3d 1223 (CADC 1994). However, as another court has explained, that conclusion is in no way compelled by Meyer. See Hammons v. Norfolk Southern Corp., 156 F. 3d 701 (CA6 1998).
Footnote 4
Meyer also did not address the present situation because the Court understood the plaintiff's "real complaint" in that case to be that the individual officers would be shielded by qualified immunity,
Footnote 5
The Court incorrectly assumes that we are being asked "to imply a new constitutional tort," ante, at 4. The tort here is, however, well established; the only question is whether a remedy in damages is available against a limited class of tortfeasors.
Footnote 6
The Court recognizes that the question whether a Bivens action would lie against the individual employees of a private corporation like Correctional Services Corporation (CSC) is not raised in the present case. Ante, at 3. Both petitioner and respondent have assumed Bivens would apply to these individuals, and the United States as amicus maintains that such liability would be appropriate under Bivens. It does seem puzzling that Bivens liability would attach to the private individual employees of such corporations--subagents of the Federal Government--but not to the corporate agents themselves. However, the United States explicitly maintains this to be the case, and the reasoning of the Court's opinion relies, at least in part, on the availability of a remedy against employees of private prisons. Cf. ante, at 10 (noting that Meyer "found sufficient" a remedy against the individual officer, "which respondent did not timely pursue" (emphasis added)).
Footnote 7
Although the Court lightly references administrative remedies that might be available to CSC-housed inmates, these are by no means the sort of comprehensive administrative remedies previously contemplated by the Court in Bush and Schweiker.
Footnote 8
The Court blames respondent, who filed his initial complaint pro se, for the lack of state remedies in this case; according to the Court, respondent's failure to bring a negligence suit in state court was "due solely to strategic choice," ante, at 11. Such strategic behavior, generally speaking, is imaginable, but there is no basis in the case before us to charge respondent with acting strategically. Cf. ibid. (discussing how proving a federal constitutional claim would be "considerably more difficult" than proving a state negligence claim). Respondent filed his complaint in federal court because he believed himself to have been severely maltreated while in federal custody, and he had no legal counsel to advise him to do otherwise. Without the aid of counsel, respondent not only failed to file for state relief, but he also failed to name the particular prison guard who was responsible for his injuries, resulting in the eventual dismissal of the claims against the individual officers as time barred. Respondent may have been an unsophisticated plaintiff, or, at worst, not entirely diligent about determining the identify of the guards, but it can hardly be said that "strategic choice" was the driving force behind respondent's litigation behavior.
Footnote 9
As amici for respondent explain, private prisons are exempt from much of the oversight and public accountability faced by the Bureau of Prisons, a federal entity. See, e.g., Brief for Legal Aid Society of New York as Amicus Curiae 8-25. Indeed, because a private prison corporation's first loyalty is to its stockholders, rather than the public interest, it is no surprise that cost-cutting measures jeopardizing prisoners' rights are more likely in private facilities than in public ones.
Footnote 10
See also ante, at 1 (Scalia, J., concurring) (arguing that Bivens is a "relic of . . . heady days" and should be limited, along with Carlson v. Green,
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Citation: 534 U.S. 61
No. 00-860
Argued: October 01, 2001
Decided: November 27, 2001
Court: United States Supreme Court
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