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Twelve-year-old Natalie Calhoun was killed in a collision in territorial waters off Puerto Rico while riding a jet ski manufactured and distributed by petitioners Yamaha. Natalie's parents, respondents Calhoun, filed this federal diversity and admiralty action for damages against Yamaha, invoking Pennsylvania's wrongful death and survival statutes. The District Court agreed with Yamaha that the federal maritime wrongful death action recognized in Moragne v. States Marine Lines, Inc.,
Held:
GINSBURG, J., delivered the opinion for a unanimous Court. [ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996) , 1]
JUSTICE GINSBURG delivered the opinion of the Court.
Twelve-year-old Natalie Calhoun was killed in a jet ski accident on July 6, 1989. At the time of her death, she was vacationing with family friends at a beach-front resort in Puerto Rico. Alleging that the jet ski was defectively designed or made, Natalie's parents sought to recover from the manufacturer pursuant to state survival and wrongful death statutes. The manufacturer contended that state remedies could not be applied because Natalie died on navigable waters; federal, judge-declared maritime law, the manufacturer urged, controlled to the exclusion of state law.
Traditionally, state remedies have been applied in accident cases of this order - maritime wrongful death cases in which no federal statute specifies the appropriate relief and the decedent was not a seaman, longshore worker, or person otherwise engaged in a maritime trade. We hold, in accord with the United States Court of Appeals for the Third Circuit, that state remedies remain applicable in such cases and have not been displaced by the federal maritime wrongful death action recognized in Moragne v. States Marine Lines, Inc.,
Natalie Calhoun, the twelve-year-old daughter of respondents Lucien and Robin Calhoun, died in a tragic accident on July 6, 1989. On vacation with family friends at a resort hotel in Puerto Rico, Natalie had rented a "WaveJammer" jet ski manufactured by Yamaha Motor Company, Ltd., and distributed by Yamaha Motor Corporation, U. S. A. (collectively, "Yamaha"), the petitioners in this case. While riding the WaveJammer, Natalie slammed into a vessel anchored in the waters off the hotel frontage, and was killed.
The Calhouns, individually and in their capacities as administrators of their daughter's estate, sued Yamaha in the United States District Court for the Eastern District of Pennsylvania. Invoking Pennsylvania's wrongful death and survival statutes, 42 Pa. Cons. Stat. 8301-8302 (1982 and Supp. 1995), the Calhouns asserted several bases for recovery (including negligence, strict liability, and breach of implied warranties), and sought damages for lost future earnings, loss of society, loss of support and services, and funeral expenses, as well as punitive damages. They grounded federal jurisdiction on both diversity of citizenship, 28 U.S.C. 1332, 1 and admiralty, 28 U.S.C. 1333.
Yamaha moved for partial summary judgment, arguing that the federal maritime wrongful death action this Court recognized in Moragne v. States Marine Lines, Inc.,
Both sides asked the District Court to present questions for immediate interlocutory appeal pursuant to 28 U.S.C. 1292(b). The District Court granted the parties' requests, and in its 1292(b) certifying order stated:
In our order granting certiorari, we asked the parties to brief a preliminary question: "Under 28 U.S.C. 1292(b), can the courts of appeals exercise jurisdiction over any question that is included within the order that contains the controlling question of law identified by the district court?" 514 U.S. ___ (1995). The answer to that question, we are satisfied, is yes.
Section 1292(b) provides, in pertinent part:
We therefore proceed to the issue on which certiorari was granted: Does the federal maritime claim for wrongful death recognized in Moragne supply the exclusive remedy in cases involving the deaths of nonseafarers 2 in territorial waters?
Because this case involves a watercraft collision on navigable waters, it falls within admiralty's domain. See Sisson v. Ruby,
Our review of maritime wrongful death law begins with The Harrisburg, 119 U.S. 199 (1886), where we held that the general maritime law (a species of judge-made federal common law) did not afford a cause of action for wrongful death. The Harrisburg Court said that wrongful death actions are statutory and may not be created by judicial decree. The Court did not question the soundness of this view, or examine the historical justifications that account for it. Instead, the Court merely noted that common law in the United States, like the common law of England, did not allow recovery "for an injury which results in death," id., at 204 (internal quotation marks omitted), and that no country had "adopted a different rule on this subject for the sea from that which it maintains on the land," id., at 213. The Court did not consider itself free to chart a different course by crafting a judge-made wrongful death action under our maritime law.
Federal admiralty courts tempered the harshness of The Harrisburg's rule by allowing recovery under state wrongful death statutes. See, e.g., The Hamilton, 207 U.S. 398 (1907); The City of Norwalk, 55 F. 98 (SDNY 1893).
4
We reaffirmed this practice in Western Fuel Co.
[ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996)
, 7]
v. Garcia, 257 U.S. 233 (1921), by holding that California's wrongful death statute governed a suit brought by the widow of a maritime worker killed in that State's territorial waters. Though we had generally refused to give effect to state laws regarded as inconsonant with the substance of federal maritime law, we concluded that extending state wrongful death statutes to fatal accidents in territorial waters was compatible with substantive maritime policies: "The subject is maritime and local in character and the specified modification of or supplement to the rule applied in admiralty courts . . . will not work material prejudice to the characteristic features of the general maritime law, nor interfere with the proper harmony and uniformity of that law in its international and interstate relations." Id., at 242.
5
On similar reasoning, we also held that state survival statutes may be applied in cases arising out of accidents in territorial waters. See Just v. Chambers,
State wrongful death statutes proved an adequate supplement to federal maritime law, until a series of
[ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996)
, 8]
this Court's decisions transformed the maritime doctrine of unseaworthiness into a strict liability rule. Prior to 1944, unseaworthiness "was an obscure and relatively little used" liability standard, largely because "a shipowner's duty at that time was only to use due diligence to provide a seaworthy ship." Miles v. Apex Marine Corp.,
The disparity between the unseaworthiness doctrine's strict liability standard and negligence-based state wrongful death statutes figured prominently in our landmark Moragne decision. Petsonella Moragne, the widow of a longshore worker killed in Florida's territorial
[ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996)
, 9]
waters, brought suit under Florida's wrongful death and survival statutes, alleging both negligence and unseaworthiness. The district court dismissed the claim for wrongful death based on unseaworthiness, citing this Court's decision in The Tungus v. Skovgaard,
The Court acknowledged in Moragne that The Tungus had led to considerable uncertainty over the role state law should play in remedying deaths in territorial waters, but concluded that "the primary source of the confusion is not to be found in The Tungus, but in The Harrisburg."
Yamaha argues that Moragne - despite its focus on "maritime duties" owed to maritime workers - covers the waters, creating a uniform federal maritime remedy for
[ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996)
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all deaths occurring in state territorial waters, and ousting all previously available state remedies. In Yamaha's view, state remedies can no longer supplement general maritime law (as they routinely did before Moragne), because Moragne launched a solitary federal scheme.
7
Yamaha's reading of Moragne is not without force; in several contexts, we have recognized that vindication of maritime policies demanded uniform adherence to a federal rule of decision, with no leeway for variation or supplementation by state law. See, e.g., Kossick v. United Fruit Co.,
The uniformity concerns that prompted us to overrule The Harrisburg, however, were of a different order than those invoked by Yamaha. Moragne did not reexamine the soundness of The Harrisburg out of concern that state damage awards in maritime wrongful death cases were excessive, or that variations in the remedies afforded by the States threatened to interfere with the harmonious operation of maritime law. Variations of this sort had long been deemed compatible with federal maritime interests. See Western Fuel, 257 U.S., at 242. The uniformity concern that drove our decision in Moragne related, instead, to the availability of unseaworthiness as a basis of liability.
By 1970, when Moragne was decided, claims premised on unseaworthiness had become "the principal vehicle for recovery" by seamen and other maritime workers injured or killed in the course of their employment. Moragne,
First, the Court noted that "within territorial waters, identical conduct violating federal law (here the furnishing of an unseaworthy vessel) produces liability if the
[ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996)
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victim is merely injured, but frequently not if he is killed." Id., at 395. This occurred because in nonfatal injury cases, state substantive liability standards were superseded by federal maritime law, see Kermarec v. Compagnie Generale Transatlantique,
Second, we explained in Moragne that "identical breaches of the duty to provide a seaworthy ship, resulting in death, produce liability outside the three-mile limit . . . but not within the territorial waters of a State whose local statute excludes unseaworthiness claims." Moragne,
Finally, we pointed out that "a true seaman [a member of a ship's company] . . . is provided no remedy for death caused by unseaworthiness within territorial waters, while a longshoreman, to whom the duty of seaworthiness was extended only because he performs work traditionally done by seamen, does have such a remedy when allowed by a state statute."
The anomalies described in Moragne relate to ships and the workers who serve them, and to a distinctly maritime substantive concept - the unseaworthiness doctrine. The Court surely meant to "assure uniform vindication of federal policies,"
Moragne, in sum, centered on the extension of relief, not on the contraction of remedies. The decision recalled that "`it better becomes the humane and liberal character of proceedings in admiralty to give than to withhold the remedy, when not required to withhold it by established and inflexible rules.'" Id., at 387 (quoting The Sea Gull, 21 F. Cas. 909, 910 (No. 12,578) (CC Md. 1865) (Chase, C. J.)). The Court tied Petsonella Moragne's plea based on the unseaworthiness of the vessel to a federal right-of-action anchor,
11
but notably left in place the negligence claim she had stated under Florida's law. See
Our understanding of Moragne accords with that of the Third Circuit, which Judge Becker set out as follows:
When Congress has prescribed a comprehensive tort recovery regime to be uniformly applied, there is, we have generally recognized, no cause for enlargement of the damages statutorily provided. See Miles,
[ Footnote 2 ] By "nonseafarers," we mean persons who are neither seamen covered by the Jones Act, 46 U.S.C. App. 688 (1988 ed.), nor longshore workers covered by the Longshore and Harbor Workers' Compensation Act, 33 U.S.C. 901 et seq.
[ Footnote 3 ] Throughout this opinion, for economy, we use the term wrongful death remedies or statutes to include survival statutes.
[ Footnote 4 ] Congress also mitigated the impact of The Harrisburg by enacting [ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996) , 7] two statutes affording recovery for wrongful death. In 1920, Congress passed the Death on the High Seas Act (DOHSA), 46 U.S.C. App. 761 et seq. (1988 ed.), which provides a federal claim for wrongful death occurring more than three nautical miles from the shore of any State or Territory. In that same year, Congress also passed the Jones Act, 46 U.S.C. App. 688 (1988 ed.), which provides a wrongful death claim to the survivors of seamen killed in the course of their employment, whether on the high seas or in territorial waters.
[ Footnote 5 ] Indeed, years before The Harrisburg, this Court rendered a pathmarking decision, Steamboat Co. v. Chase, 16 Wall. 522 (1873). In Steamboat, the Court upheld, under the "saving-to-suitors" proviso of the Judiciary Act of 1789 (surviving currently in 28 U.S.C. 1333(1)), a state court's application of the State's wrongful death statute to a fatality caused by a collision in territorial waters between defendants' steamboat and a sailboat in which plaintiff's decedent was passing.
[
Footnote 6
] The Court extended the duty to provide a seaworthy ship, once owed only to seamen, to longshore workers in Seas Shipping Co. v. Sieracki,
[
Footnote 7
] If Moragne's wrongful death action did not extend to nonseafarers like Natalie, one could hardly argue that Moragne displaced the state law remedies the Calhouns seek. Lower courts have held that Moragne's wrongful death action extends to nonseafarers. See, e.g., Sutton v. Earles, 26 F.3d 903 (CA9 1994) (recreational boater); Wahlstrom v. Kawasaki Heavy Industries, Ltd., 4 F.3d 1084 (CA2 1993) (jet skier), cert. denied, 510 U.S. ___ (1994). We assume, for purposes of this decision, the correctness of that position. Similarly, as in prior encounters, we assume without deciding that Moragne also provides a survival action. See Miles v. Apex Marine Corp.,
[
Footnote 8
] The federal cast of admiralty law, we have observed, means that "state law must yield to the needs of a uniform federal maritime law when this Court finds inroads on a harmonious system[,] [b]ut this limitation still leaves the States a wide scope." Romero v. International Terminal Operating Co.,
[ Footnote 9 ] As noted earlier, unseaworthiness recovery by longshore workers was terminated by Congress in its 1972 amendments to the Longshore and Harbor Workers' Compensation Act, 33 U.S.C. 901 et seq. See 33 U.S.C. 905(b).
[
Footnote 10
] The Court might have simply overruled The Tungus, see supra pp. 8-9, thus permitting plaintiffs to rely on federal liability standards to obtain state wrongful death remedies. The petitioner in Moragne, widow of a longshore worker, had urged that course when she sought certiorari. See Moragne v. States Marine Lines, Inc.,
[
Footnote 11
] While unseaworthiness was the doctrine immediately at stake in Moragne, the right of action, as stated in the Court's opinion, is "for death caused by violation of maritime duties." Moragne,
[
Footnote 12
] Moragne was entertained by the Court of Appeals pursuant to a 28 U.S.C. 1292(b) certification directed to the District Court's order dismissing the unseaworthiness claim. See
[
Footnote 13
] Federal maritime law has long accommodated the States' interest in regulating maritime affairs within their territorial waters. See, e.g., Just v. Chambers,
[
Footnote 14
] The Third Circuit left for initial consideration by the District Court the question whether Pennsylvania's wrongful death remedies or Puerto Rico's apply. 40 F.3d 622, 644 (1994). The Court of Appeals also left open, as do we, the source - federal or state - of the
[ YAMAHA MOTOR CORP., U. S. A. v. CALHOUN, ___ U.S. ___ (1996)
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standards governing liability, as distinguished from the rules on remedies. We thus reserve for another day reconciliation of the maritime personal injury decisions that rejected state substantive liability standards, and the maritime wrongful death cases in which state law has held sway. Compare Kermarec,
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Citation: 516 U.S. 199
No. 94-1387
Argued: October 31, 1995
Decided: January 09, 1996
Court: United States Supreme Court
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