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The Director of the Labor Department's Office of Workers' Compensation Programs petitioned the Court of Appeals for review of a Benefits Review Board decision that, inter alia, denied Jackie Harcum full-disability compensation under the Longshore and Harbor Workers' Compensation Act (LHWCA). Harcum did not seek review and, while not opposing the Director's pursuit of the action, expressly declined to intervene on his own behalf in response to an inquiry by the court. Acting sua sponte, the court concluded that the Director lacked standing to appeal the benefits denial because she was not "adversely affected or aggrieved" thereby within the meaning of 21(c) of the Act, 33 U.S.C. 921(c).
Held:
The Director is not "adversely affected or aggrieved" under 921(c). Pp. 3-14.
SCALIA, J., delivered the opinion of the Court, in which REHNQUIST, C. J., and STEVENS, O'CONNOR, KENNEDY, SOUTER, THOMAS, and BREYER, JJ., joined. GINSBURG, J., filed an opinion concurring in the judgment. [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 1]
JUSTICE SCALIA delivered the opinion of the Court.
The question before us in this case is whether the Director of the Office of Workers' Compensation Programs in the United States Department of Labor has standing under 921(c) of the Longshore and Harbor Workers' Compensation Act (LHWCA), 44 Stat. 1424, as amended, 33 U.S.C. 901 et seq., to seek judicial review of decisions by the Benefits Review Board that in the Director's view deny claimants compensation to which they are entitled.
Harcum filed a claim for further benefits under the LHWCA. Respondent contested the claim, and the dispute was referred to an Administrative Law Judge (ALJ). One of the issues was whether Harcum was entitled to benefits for total disability, or instead only for partial disability, from the date he stopped work for respondent until he began his new job. "Disability" under the LHWCA means "incapacity because of injury to earn the wages which the employee was receiving at the time of injury in the same or any other employment." 33 U.S.C. 902(10).
After a hearing on October 20, 1989, the ALJ determined that Harcum was partially, rather than totally, disabled when he left respondent's employ, and that he was therefore owed only partial-disability benefits for the interval of his unemployment. On appeal, the Benefits Review Board affirmed the ALJ's judgment, and also ruled that under 33 U.S.C. 908(f), the company was entitled to cease payments to Harcum after 104 weeks, after which time the LHWCA special fund would be liable for disbursements pursuant to 944.
The Director petitioned the United States Court of Appeals for the Fourth Circuit for review of both aspects of the Board's ruling. Harcum did not seek review and, while not opposing the Director's pursuit of the action, expressly declined to intervene on his own behalf in response to an inquiry by the Court of Appeals. The Court of Appeals sua sponte raised the question whether the Director had standing to appeal the Board's order. 8 F.3d 175 (1993). It concluded that she did not have standing with regard to that aspect of the order denying Harcum's claim for full-disability compensation, since she was not "adversely affected or aggrieved" by that [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 3] decision within the meaning of 921(c) of the Act, 33 U.S.C. 921(c). 1 We granted the Director's petition for certiorari. 512 U.S. ___ (1994).
A worker seeking compensation under the Act must file a claim with an OWCP district director. 33 U.S.C. 919(a); 20 CFR 701.301(a) and 702.105 (1994). If the district director cannot resolve the claim informally, 20 CFR 702.311, it is referred to an ALJ authorized to issue a compensation order, 702.316; 33 U.S.C. 919(d). The ALJ's decision is reviewable by the Benefits Review Board, whose members are appointed by the Secretary. 921(b)(1). The Board's decision is in turn appealable to a United States court of appeals, at the instance of "[a]ny person adversely affected or aggrieved by" the Board's order. 921(c).
With regard to claims that proceed to ALJ hearings, the Act does not by its terms make the Director a party [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 4] to the proceedings, or grant her authority to prosecute appeals to the Board, or thence to the federal court of appeals. The Director argues that she nonetheless had standing to petition the Fourth Circuit for review of the Board's order, because she is "a person adversely affected or aggrieved" under 921(c). Specifically, she contends the Board's decision injures her because it impairs her ability to achieve the Act's purposes and to perform the administrative duties the Act prescribes.
The phrase "person adversely affected or aggrieved" is a term of art used in many statutes to designate those who have standing to challenge or appeal an agency decision, within the agency or before the courts. See, e.g., federal Communications Act of 1934, 47 U.S.C. 402(b)(6); Occupational Safety and Health Act of 1970, 29 U.S.C. 660(a); Federal Mine Safety and Health Act of 1977, 30 U.S.C. 816. The terms "adversely affected" and "aggrieved," alone or in combination, have a long history in federal administrative law, dating back at least to the federal Communications Act of 1934, 402(b)(2) (codified, as amended, 47 U.S.C. 402(b)(6)). They were already familiar terms in 1946, when they were embodied within the judicial review provision of the Administrative Procedure Act (APA), 5 U.S.C. 702, which entitles "[a] person . . . adversely affected or aggrieved by agency action within the meaning of a relevant statute" to judicial review. In that provision, the qualification "within the meaning of a relevant statute" is not an addition to what "adversely affected or aggrieved" alone conveys; but is rather an acknowledgment of the fact that what constitutes adverse effect or aggrievement varies from statute to statute. As the U.S. Dept. of Justice, Attorney General's Manual on the Administrative Procedure Act (1947) put it, "The determination of who is `adversely affected or aggrieved . . . within the meaning of any relevant statute' has `been marked out largely by the gradual judicial process of
[ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995)
, 5]
inclusion and exclusion, aided at times by the courts' judgment as to the probable legislative intent derived from the spirit of the statutory scheme.'" Id., at 96 (citation omitted). We have thus interpreted 702 as requiring a litigant to show, at the outset of the case, that he is injured in fact by agency action and that the interest he seeks to vindicate is arguably within the "zone of interests to be protected or regulated by the statute" in question. Association of Data Processing Service Organizations, Inc. v. Camp,
Given the long lineage of the text in question, it is significant that counsel have cited to us no case, neither in this Court nor in the courts of appeals, neither under the APA nor under individual statutory-review provisions such as the present one, which holds that, without benefit of specific authorization to appeal, an agency, in its regulatory or policy-making capacity, is "adversely affected" or "aggrieved." Cf. Director, Office of Workers' Compensation Programs v. Perini North River Associates,
The latter status would be at issue if - to use an example that continues the ICC analogy - the Environmental Protection Agency sued to overturn an ICC order establishing high tariffs for the transportation of recyclable materials. Cf. United States v. Students Challenging Regulatory Agency Procedures (SCRAP),
That an agency in its governmental capacity is not "adversely affected or aggrieved" is strongly suggested, as well, by two aspects of the United States Code: First, the fact that the Code's general judicial review provision, contained in the APA, does not include agencies within the category of "person adversely affected or aggrieved." See 5 U.S.C. 551(2) (excepting agencies from the definition of "person"). Since, as we suggested in United States v. ICC, the APA provision reflects "the general legislative pattern of administrative and judicial relationships,"
All of the foregoing indicates that the phrase "person adversely affected or aggrieved" does not refer to an agency acting in its governmental capacity. Of course the text of a particular statute could make clear that the phrase is being used in a peculiar sense. But the Director points to no such text in the LHWCA, and relies solely upon the mere existence and impairment of her governmental interest. If that alone could ever suffice to contradict the normal meaning of the phrase (which is doubtful), it would have to be an interest of an [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 9] extraordinary nature, extraordinarily impaired. As we proceed to discuss, that is not present here.
First, the Director claims that because the LHWCA "has many of the elements of social insurance, and as such is designed to promote the public interest," Brief for Petitioner 17, she has standing to "advance in federal court the public interest in ensuring adequate compensation payments to claimants," id., at 18. It is doubtful, to begin with, that the goal of the LHWCA is simply the support of disabled workers. In fact, we have said that, because "the LHWCA represents a compromise between the competing interests of disabled laborers and their employers," it "is not correct to interpret the Act as guaranteeing a completely adequate remedy for all covered disabilities." Potomac Electric Power Co. v. Director, Office of Workers' Compensation
[ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995)
, 10]
Programs,
But even assuming the single-minded, compensate-the-employee goal that the Director posits, there is nothing to suggest that the Director has been given authority to pursue that goal in the courts. Agencies do not automatically have standing to sue for actions that frustrate the purposes of their statutes. The Interior Department, being charged with the duty to "protect persons and property within areas of the National Park System," 16 U.S.C. 1a-6(a), does not thereby have authority to intervene in suits for assault brought by campers; or (more precisely) to bring a suit for assault when the camper declines to do so. What the Director must establish here is such a clear and distinctive responsibility for employee compensation as to overcome the universal assumption that "person adversely affected or aggrieved" leaves private interests (even those favored by public policy) to be litigated by private parties. That we are unable to find. The Director is not the designated champion of employees within this statutory scheme. To the contrary, one of her principal roles is to serve as the broker of informal settlements between employers and employees. 33 U.S.C. 914(h). She is charged, moreover, with providing "information and assistance" regarding the program to all persons covered by the Act, including employers. 902(1), 939(c). To be sure, she has discretion under 939(c) to provide "legal assistance in processing a claim" if it is requested (a provision that is perhaps of little consequence, since the Act provides attorneys' fees to successful claimants, see 928); but [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 11] that authority, which is discretionary with her and contingent upon a request by the claimant, does not evidence the duty and power, when the claimant is satisfied with his award, to contest the award on her own.
The Director argues that her standing to pursue the public's interest in adequate compensation of claimants is supported by our decisions in Heckman v. United States, 224 U.S. 413 (1912), Moe v. Confederated Salish and Kootenai Tribes of Flathead Reservation,
The second category of interest claimed to be affected by erroneous Board rulings is the Director's ability to fulfill "important administrative and enforcement responsibilities." Brief for Petitioner 18. The Director fails, however, to identify any specific statutory duties that an erroneous Board ruling interferes with, reciting instead conjectural harms to abstract and remote concerns. She contends, for example, that "incorrect claim determinations by the Board frustrate [her] duty to administer and enforce the statutory scheme in a uniform manner." Id., at 18-19. But it is impossible to understand how a duty of uniform administration and enforcement by the Director (presumably arising out of the prohibition of arbitrary action reflected in 5 U.S.C. 706) hinges upon correct adjudication by someone else. The Director does not (and we think cannot) explain, for example, how an erroneous decision by the Board affects her ability to process the underlying claim, 919, provide information and assistance regarding coverage, compensation, and procedures, 939(c), enforce the final award, 921(d), or perform any other required task in a "uniform" manner.
If the correctness of adjudications were essential to the Director's performance of her assigned duties, Congress would presumably have done what it has done with many other agencies: made adjudication her responsibility. In fact, however, it has taken pains to remove adjudication from her realm. The LHWCA Amendments of 1972, 86 Stat. 1251, assigned administration to the Director, 33 U.S.C. 939(a); assigned initial adjudication to ALJ's, 919(d); and created the Board to consider appeals from ALJ's, 921. The assertion that proper adjudication is essential to proper performance of the Director's functions is quite simply contrary to the whole structure of the Act. To make an
[ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995)
, 13]
implausible argument even worse, the Director must acknowledge that her lack of control over the adjudicative process does not even deprive her of the power to resolve legal ambiguities in the statute. She retains the rulemaking power, see 939(a), which means that if her problem with the present decision of the Board is that it has established an erroneous rule of law, see Chevron U.S. A. Inc. v. Natural Resources Defense Council, Inc.,
The Director seeks to derive support for her position from Congress' later enactment of the BLBA in 1978, but it seems to us that the BLBA militates precisely [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 14] against her position. The BLBA expressly provides that "[t]he Secretary shall be a party in any proceeding relative to a claim for benefits under this part." 30 U.S.C. 932(k). The Director argues that since the Secretary is explicitly made a party under the BLBA, she must be meant to be a party under the LHWCA as well. That is not a form of reasoning we are familiar with. The normal conclusion one would derive from putting these statutes side by side is this: when, in a legislative scheme of this sort, Congress wants the Secretary to have standing, it says so.
Finally, the Director retreats to that last redoubt of losing causes, the proposition that the statute at hand should be liberally construed to achieve its purposes, see, e.g., Northeast Marine Terminal Co. v. Caputo,
[
Footnote 2
] In addition to not reaching the 921(c) question, Perini also took as a given (because it had been conceded below) the answer to another question: whether the Director (rather than the Benefits Review Board) is the proper party respondent to an appeal from the Board's determination. See
[ Footnote 3 ] United States v. ICC accorded the United States standing despite the facts that (1) the Interstate Commerce Act contained no specific judicial review provision, and (2) the APA's general judicial review provision ("person adversely affected or aggrieved") excludes agencies from the definition of "person." See infra, at 7. It would thus appear that an agency suing in what might be termed a nongovernmental capacity escapes that definitional limitation. The LHWCA likewise contains a definition of "person" that does not specifically include agencies. 33 U.S.C. 902(1). We chose not to rely upon that provision in this opinion because it seemed more likely to sweep in the question of the Director's authority to appeal Board rulings that are adverse to the 944 special fund, which deserves separate attention. It is possible that the Director's status as manager of the privately financed fund removes her from the "person" limitation, just as it may remove her from the more general limitation that agencies qua agencies are not "adversely affected or aggrieved." We leave those issues to be resolved in a case where the Director's relationship to the fund is immediately before us. [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 1]
JUSTICE GINSBURG, concurring in the judgment.
The Court holds that the Director of the Office of Workers' Compensation Programs of the United States Department of Labor (OWCP) lacks standing under 921(c) of the Longshore and Harbor Workers' Compensation Act (LHWCA or Act), 44 Stat. 1424, as amended, 33 U.S.C. 901 et seq., to seek judicial review of LHWCA claim determinations. Before amendment of the LHWCA in 1972, the Act's administrator had authority to seek review of LHWCA claim determinations in the courts of appeals. The Court reads the 1972 amendments as divesting the Act's administrator of access to federal appellate tribunals formerly open to the administrator's petitions. The practical effect of the Court's ruling is to order a disparity between two compensatory schemes - the LHWCA and the Black Lung Benefits Act (BLBA), 83 Stat. 792, as amended, 30 U.S.C. 901 et seq. - measures that Congress intended to work in essentially the same way.
Significantly, however, the Court observes that our precedent "certainly establish[es] that Congress could have conferred standing upon the [OWCP] Director without infringing Article III of the Constitution." Ante, [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 2] at 11 (emphasis retained). 1 While I do not challenge the Court's conclusion that the Director lacks standing under the amended Act, I write separately because I am convinced that Congress did not advert to the change - the withdrawal of the LHWCA administrator's access to judicial review - wrought by the 1972 LHWCA amendments. Since no Article III impediment stands in its way, Congress may speak the final word by determining whether and how to correct its apparent oversight.
The 1972 LHWCA amendments shifted the deputy commissioners' adjudicatory authority to Department of Labor administrative law judges (ALJs). Although district directors - as deputy commissioners are now called 2 - are empowered to investigate LHWCA claims and attempt to resolve them informally, they must order a hearing before an ALJ upon a party's request. 33 U.S.C. 919.
The 1972 amendments also replaced district court injunctive actions with appeals to the newly created Benefits Review Board. Just as the deputy commissioners were parties before district courts prior to 1972, the Director - as the Secretary's delegate - is a party before the Benefits Review Board under the current scheme. 20 CFR 801.2(a)(10) (1994). Either the Director or another party may invoke Board review of an ALJ's decision. 33 U.S.C. 921(b)(3); 20 CFR 801.102, 801.2(a)(10) (1994). As before the amendments, further review is available in the courts of appeals. 33 U.S.C. 921(c).
The Court holds that the LHWCA, as amended in 1972, does not entitle the Director to appeal Benefits Review Board decisions to the courts of appeals. Congress surely decided to transfer adjudicative functions from the deputy commissioners to ALJs, and from the district courts to the Benefits Review Board. But there is scant reason to believe that Congress consciously decided to strip the Act's administrator of authority that official once had to seek judicial review of claim determinations adverse to the administrator's position. In amending the LHWCA in 1972, Congress did not expressly address the standing of the Secretary of Labor or his delegate to petition for judicial review. Congress [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 4] did use the standard phrase "person adversely affected or aggrieved" to describe proper petitioners to the courts of appeals. See 33 U.S.C. 921(c). But it is doubtful that Congress comprehended the full impact of that phrase: Not only does it qualify employers and injured workers to seek judicial review but, as interpreted, it ordinarily disqualifies agencies acting in a governmental capacity from petitioning for court review. 3
Congress enacted the BLBA in 1969 to afford compensation to coal miners and their survivors for death or disability caused by pneumoconiosis (black lung disease). See Usery v. Turner Elkhorn Mining Co.,
In the context of assuring automatic application of LHWCA procedures to black lung claims, see H. R. Conf. Rep. No. 95-864, pp. 22-23 (1978), Congress added to the BLBA the provision for the Secretary of Labor's party status "in any proceeding relative to a claim for [black lung] benefits." See 7(k), 92 Stat. 99. According to the Report of the Senate Committee on Human Resources:
The Director has been a party before this Court in nine argued cases involving the LHWCA. 4 In two of these cases, 5 the Director was a petitioner in the court of appeals. As this string of cases indicates, the impact of the 1972 amendments on the Director's statutory standing generally escaped this Court's attention just as it apparently slipped from Congress' grasp.
Under the Court's holding, the Director can appeal the Benefits Review Board's resolution of a BLBA claim, but not the Board's resolution of an identical issue presented in a claim under the LHWCA or the other four Acts. I concur in the Court's judgment despite the disharmony it establishes and my conviction that Congress did not intend to put the administration of the BLBA and the LHWCA out of sync. Correcting a scrivener's error is within this Court's competence, see, e.g., United States Nat. Bank of Ore. v. Independent Ins. Agents of America, Inc., 508 U.S. ___ (1993), but only Congress can correct larger oversights of the kind presented by the OWCP Director's petition.
[
Footnote 1
] In contrast, the Court of Appeals for the Fourth Circuit raised the standing issue in this case on its own motion because it feared that judicial review initiated by the Director would "strik[e] at the core of the constitutional limitations placed upon th[e] court by Article III of the Constitution." 8 F.3d 175, 180, n. 1 (1993); see also Director, OWCP v. Perini North River Associates,
[ Footnote 2 ] 20 CFR 701.301(a)(7), 702.105 (1994).
[ Footnote 3 ] The law-presentation role OWCP's Director seeks to play might be compared with the role of an advocate general or ministere public in civil law proceedings. See generally M. Glendon, M. Gordon, & C. Osakwe, Comparative Legal Traditions 344 (2d ed. 1994); R. David, French Law 59 (1972).
[
Footnote 4
] Director, OWCP v. Greenwich Collieries, 512 U.S. ___ (1994); Bath Iron Works Corp. v. Director, OWCP, 506 U.S. ___ (1993); Estate of Cowart v. Nicklos Drilling Co., 505 U.S. ___ (1992); Morrison-Knudsen Construction Co. v. Director, OWCP,
[ Footnote 5 ] Morrison-Knudsen Construction Co., supra; Rasmussen, supra. In neither of these cases did the Board's ruling affect the 944 special fund. See ante, at 6, n. 3.
[ Footnote 6 ] This law "applies to all claims for injuries or deaths based on employment events that occurred prior to July 24., 1982, the effective date of the District of Columbia Workers' Compensation Act [36 D.C. Code Ann. 36-301 et seq. (1981)]." 20 CFR 701.101(b) (1994). [ DIRECTOR, OWCP v. NEWPORT NEWS SHIPBUILDING, ___ U.S. ___ (1995) , 1]
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Citation: 514 U.S. 122
No. 93-1783
Argued: January 09, 1995
Decided: March 21, 1995
Court: United States Supreme Court
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