Learn About the Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
[ Footnote * ] Page I Together with No. 93-5161, Proctor v. California, also on certiorari to the same court.
A defendant in California is eligible for the death penalty when a jury finds him guilty of first-degree murder and finds one or more of the special circumstances listed in Cal. Penal Code Ann. 190.2. The case then proceeds to the penalty phase, where the jury is instructed to consider numerous other factors listed in 190.3 in deciding whether to impose death. Petitioners Tuilaepa and Proctor were convicted of first-degree murder in separate cases. At the penalty phase of each trial, the jury was instructed to consider the relevant sentencing factors in 190.3. Both petitioners were sentenced to death, and the State Supreme Court affirmed. Here, they challenge the constitutionality of penalty phase factor (a), which requires the sentencer to consider the "circumstances of the crime of which the defendant was convicted . . . and the existence of any special circumstances found to be true." Tuilaepa also challenges factor (b), which requires the sentencer to consider the "presence or absence of criminal activity [involving] the use or attempted use of force or violence or the express or implied threat to use force or violence," and factor (i), which requires the sentencer to consider the defendant's age at the time of the crime.
Held:
The factors in question are not unconstitutionally vague under this Court's decisions construing the Cruel and Unusual Punishments Clause. Pp. 4-13.
KENNEDY, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and O'CONNOR, SCALIA, SOUTER, and THOMAS, JJ., joined. SCALIA, J., and SOUTER, J., filed concurring opinions. STEVENS, J., filed an opinion concurring in the judgment, in which GINSBURG, J., joined. BLACKMUN, J., filed a dissenting opinion. [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 1]
JUSTICE KENNEDY delivered the opinion of the Court.
In California, to sentence a defendant to death for first-degree murder, the trier of fact must find the defendant guilty and also find one or more of 19 special circumstances listed in Cal. Penal Code Ann. 190.2 (West 1988 & Supp. 1994). The case then proceeds to the penalty phase, where the trier of fact must consider a number of specified factors in deciding whether to sentence the defendant to death. 190.3. 1 These two [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 2] cases present the question whether three of the 190.3 penalty-phase factors are unconstitutionally vague under decisions of this Court construing the Cruel and Unusual Punishments Clause of the Eighth Amendment, made applicable to the States by the Fourteenth Amendment.
Petitioner Tuilaepa's case arises out of a murder he committed in Long Beach, California, in October, 1986. Tuilaepa and an accomplice walked into the Wander Inn Bar in Long Beach, where a small crowd had gathered to watch Monday Night Football. Tuilaepa, who was carrying a .22-caliber rifle, approached the bartender, pointed the rifle at him, and demanded money from the cash register. After the bartender turned over the money, Tuilaepa and his accomplice began robbing the bar's patrons. When the accomplice demanded money from a man named Melvin Whiddon, Whiddon refused and knocked the accomplice to the floor. Tuilaepa shot [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 3] Whiddon in the neck and next shot Whiddon's brother, Kelvin, who was standing nearby. Tuilaepa turned to another man, Bruce Monroe, and shot him in the stomach. As Tuilaepa and his accomplice ran toward the back door, they confronted Kenneth Boone. Tuilaepa shot Boone in the neck. Melvin Whiddon died at the scene from the gunshot wounds; the others suffered serious and in some cases permanent injuries.
The State sought the death penalty against Tuilaepa, charging him with the murder of Melvin Whiddon and one special circumstance under 190.2: murder during the commission of a robbery. The jury found Tuilaepa guilty of first-degree murder, and also found the special circumstance true. At the penalty phase, the trial judge instructed the jury to consider the relevant sentencing factors specified in 190.3. The jury was unanimous in sentencing Tuilaepa to death.
Petitioner Proctor murdered Bonnie Stendal, a 55-year-old school teacher who lived in Burney, a small community in Shasta County, California. On a night in April, 1982, Proctor entered Mrs. Stendal's home and beat her, causing numerous cuts and bruises on her face. Proctor stabbed Mrs. Stendal in the neck several times and inflicted seven stab wounds in the area of the right breast. Proctor raped Mrs. Stendal and committed further sexual assaults with a foreign object. After beating, torturing, and raping Mrs. Stendal, Proctor strangled her to death and dumped her body on the side of the road near Lake Britton, 12 miles from Burney. The body was found late the next afternoon, clad in a nightgown with hands tied behind the back.
The State sought the death penalty against Proctor, charging him with murder and a number of special circumstances under 190.2, including murder during the commission of a rape, murder during the commission of a burglary, and infliction of torture during a murder. The jury found Proctor guilty of murder and found the [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 4] three special circumstances true. After a mistrial at the penalty phase, Proctor's motion for change of venue was granted, and a new sentencing jury was empaneled in Sacramento County. The trial judge instructed the jury to consider the sentencing factors specified in 190.3. The jury was unanimous in sentencing Proctor to death.
Petitioners appealed to the Supreme Court of California, which affirmed their convictions and death sentences. We granted certiorari, 510 U.S. ___ (1993), and now affirm.
Our capital punishment cases under the Eighth Amendment address two different aspects of the capital decisionmaking process: the eligibility decision and the selection decision. To be eligible for the death penalty, the defendant must be convicted of a crime for which the death penalty is a proportionate punishment. Coker v. Georgia,
We have imposed a separate requirement for the selection decision, where the sentencer determines whether a defendant eligible for the death penalty should in fact receive that sentence. "What is important at the selection stage is an individualized determination on the basis of the character of the individual and the circumstances of the crime." Zant, supra, at 879; see also Woodson v. North Carolina,
The eligibility decision fits the crime within a defined classification. Eligibility factors almost of necessity require an answer to a question with a factual nexus to the crime or the defendant so as to "make rationally reviewable the process for imposing a sentence of death." Arave, supra, at ___ (slip op., at 7) (internal quotation marks omitted). The selection decision, on the other hand, requires individualized sentencing and must be expansive enough to accommodate relevant mitigating evidence so as to assure an assessment of the defendant's culpability. The objectives of these two inquiries can be in some tension, at least when the
[ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994)
, 6]
inquiries occur at the same time. See Romano v. Oklahoma, 512 U.S. ___, ___ (1994) (slip op., at 4) (referring to "two somewhat contradictory tasks"). There is one principle common to both decisions, however: The State must ensure that the process is neutral and principled so as to guard against bias or caprice in the sentencing decision. See Gregg v. Georgia,
Because "the proper degree of definition" of eligibility and selection factors often "is not susceptible of mathematical precision," our vagueness review is quite deferential. Walton, supra, at 655; see Gregg,
In our decisions holding a death sentence unconstitutional because of a vague sentencing factor, the State had presented a specific proposition that the sentencer had to find true or false (e.g., whether the crime was especially heinous, atrocious, or cruel). We have held, under certain sentencing schemes, that a vague propositional factor used in the sentencing decision creates an unacceptable risk of randomness, the mark of the arbitrary and capricious sentencing process prohibited by Furman v. Georgia,
With those principles in mind, we consider petitioners' vagueness challenge to the California scheme. A defendant in California is eligible for the death penalty when the jury finds him guilty of first-degree murder and finds one of the 190.2 special circumstances true. See California v. Ramos,
Petitioners' challenge to factor (a) is at some odds with settled principles, for our capital jurisprudence has established that the sentencer should consider the circumstances of the crime in deciding whether to impose the death penalty. See, e.g., Woodson,
Tuilaepa also challenges factor (b), which requires the sentencer to consider the defendant's prior criminal activity. The objection fails for many of the same reasons. Factor (b) is phrased in conventional and understandable terms, and rests in large part on a determination whether certain events occurred, thus asking the jury to consider matters of historical fact. Under other sentencing schemes, in Texas, for example, jurors may be asked to make a predictive judgment, such as "whether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society." See Jurek, supra, at 269. Both a backward-looking and a forward-looking inquiry are a permissible part of the sentencing process, however, and the States have considerable [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 10] latitude in determining how to guide the sentencer's decision in this respect. Here, factor (b) is not vague.
Tuilaepa's third challenge is to factor (i), which requires the sentencer to consider "[t]he age of the defendant at the time of the crime." This again is an unusual challenge in light of our precedents. See Eddings v. Oklahoma,
Petitioners could not and do not take great issue with the conclusion that factors (a), (b), and (i) provide common and understandable terms to the sentencer. Cf. Godfrey,
Petitioners also suggest that the 190.3 sentencing factors are flawed because they do not instruct the sentencer how to weigh any of the facts it finds in
[ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994)
, 12]
deciding upon the ultimate sentence. In this regard, petitioners claim that a single list of factors is unconstitutional because it does not guide the jury in evaluating and weighing the evidence and allows the prosecution (as well as the defense) to make wide-ranging arguments about whether the defendant deserves the death penalty. This argument, too, is foreclosed by our cases. A capital sentencer need not be instructed how to weigh any particular fact in the capital sentencing decision. In California v. Ramos, for example, we upheld an instruction informing the jury that the Governor had the power to commute life sentences, and stated that "the fact that the jury is given no specific guidance on how the commutation factor is to figure into its determination presents no constitutional problem."
The instructions to the juries in petitioners' cases directing consideration of factor (a), factor (b), and factor (i) did not violate the Constitution. The judgments of the Supreme Court of California are
Affirmed.
JUSTICE SCALIA, concurring.
It is my view that, once a State has adopted a methodology to narrow the eligibility for the death penalty, thereby ensuring that its imposition is not "freakish," Wainwright v. Goode,
JUSTICE SOUTER, concurring.
I join the Court's opinion because it correctly recognizes that factors adequate to perform the function of genuine narrowing, as well as factors that otherwise guide the jury in selecting which defendants receive the death penalty, are not susceptible to mathematical precision; they must depend for their requisite clarity on embodying a "common sense core of meaning," as Justice White put it in Jurek v. Texas,
JUSTICE STEVENS, with whom JUSTICE GINSBURG joins, concurring in the judgment.
As these cases come to us, they present a question that the Court answered in Zant v. Stephens,
The question is whether, in addition to adequately narrowing the class of death-eligible defendants, the State must channel the jury's sentencing discretion when it is deciding whether to impose the death sentence on [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 2] an eligible defendant by requiring the trial judge to characterize relevant sentencing factors as aggravating or mitigating. In Zant, we held that the incorrect characterization of a relevant factor as an aggravating factor did not prejudice the defendant; it follows, I believe, that the failure to characterize factors such as the age of the defendant or the circumstances of the crime as either aggravating or mitigating is also unobjectionable. Indeed, I am persuaded that references to such potentially ambiguous, but clearly relevant, factors actually reduces the risk of arbitrary capital sentencing.
Prior to the Court's decision in Furman v. Georgia,
First, as CHIEF JUSTICE REHNQUIST writing for the Court in Lowenfield v. Phelps,
In Lockett v. Ohio,
The three penalty-phase factors in California's statute that are challenged in this case do not violate that command. Matters such as the age of the defendant at [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 4] the time of the crime, the circumstances of the crime, and the presence or absence of force or violence are, in my opinion, relevant to an informed, individualized sentencing decision. Under Lockett, the defendant has a right to have the sentencer consider favorable evidence on each of these subjects, and under Zant it is permissible for the prosecutor to adduce unfavorable evidence on the same subjects. If, as we held in Zant, it is not constitutional error for the trial judge to place an incorrect label on the prosecutor's evidence, it necessarily follows that refusing to characterize ambiguous evidence as mitigating or aggravating is also constitutionally permissible. Indeed, as I have indicated, I think the identification of additional factors that are relevant to the sentencing decision reduces the danger that a juror may vote in favor of the death penalty because he or she harbors a prejudice against a class of which the defendant is a member.
Accordingly, given the assumption (unchallenged by these petitioners) that California has a statutory "scheme" that complies with the narrowing requirement defined in Lowenfield v. Phelps,
[
Footnote *
] See Justice Douglas' concurring opinion,
JUSTICE BLACKMUN, dissenting.
Adhering to my view that the death penalty cannot be imposed fairly within the constraints of our Constitution, see Callins v. Collins, 510 U.S. ___, ___ (1994), I would vacate petitioners' death sentences. Even if I did not hold this view, I would find that the three challenged factors do not withstand a meaningful vagueness analysis because "as a practical matter [they] fail to guide the sentencer's discretion." Stringer v. Black, 503 U.S. ___, ___ (1992).
The California capital punishment scheme does more than simply direct the sentencing jurors' attention to certain subject matters. It lists 11 factors and authorizes the jury to treat any of them as aggravating circumstances to be placed on death's side of the scale. Jurors are instructed that they "shall impose a death sentence if [they] conclude that the aggravating circumstances [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 2] outweigh the mitigating circumstances." Cal. Penal Code 190.3 (West 1988). Despite the critical - even decisive - role these factors play in the determination of who actually receives the death penalty, jurors are given no guidance in how to consider them. We have stated: "A vague aggravating factor used in the weighing process . . . creates the risk that the jury will treat the defendant as more deserving than he might otherwise be by relying upon the existence of an illusory circumstance." Stringer, 503 U.S., at ___ (emphasis added).
The majority introduces a novel distinction between "propositional" and "nonpropositional" aggravating circumstances. Ante, at 7. The majority acknowledges that the "distinction between the two is not always clear," ante, at 7; I find it largely illusory. The Court suggests, but does not make explicit, that propositional factors are those that "require a yes or a no answer to a specific question," while nonpropositional factors are those that "only poin[t] the sentencer to a subject matter." Ibid. Presumably, then, asking the jury whether the whether "the murder was especially heinous, atrocious, or cruel," would be a propositional aggravator, while directing the sentencer to "the presence of absence of any especial heinousness, atrocity, or cruelty" would be a nonpropositional factor. I am at a loss to see how the mere rephrasing does anything more to channel or guide jury discretion. Nor does this propositional/nonpropositional distinction appear to play any role in the Court's decision. The Court nowhere discloses specifically where the line is drawn, on which side of it the three challenged factors fall, and what relevance, if any, this distinction should have to the Court's future vagueness analysis. 1 [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 3]
The more relevant distinction is not how an aggravating factor is presented, but what the sentencer is told to do with it. Where, as in Georgia, "aggravating factors, as such, have no specific function in the jury's decision whether a defendant who has been found to be eligible for the death penalty should receive it under all the circumstances of the case," Stringer, ___ U.S., at ___, we have not subjected aggravating circumstances to a vagueness analysis. See Zant v. Stephens,
Each of the challenged California factors "leave[s] the sentencer without sufficient guidance for determining the presence or absence of the factor." Espinosa v. Florida, 505 U.S. ___ (1992). Each of of the three - circumstances of the crime, age, and prior criminal activity - [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 4] has been exploited to convince jurors that that just about anything is aggravating.
Prosecutors have argued, and jurors are free to find, that "circumstances of the crime" constitutes an aggravating factor because the defendant killed the victim for some purportedly aggravating motive, such as money,
2
or because the defendant killed the victim for no motive at all;
3
because the defendant killed in cold blood,
4
or in hot blood;
5
because the defendant attempted to conceal his crime,
6
or made no attempt to conceal it;
7
because the defendant made the victim endure the terror of anticipating a violent death,
8
or because the defendant killed without any warning;
9
and because the defendant had a prior relationship with the victim,
10
or because the victim was a complete stranger.
11
Similarly, prosecutors have argued, and juries are free to find, that the age of the victim was an aggravating circumstance because the victim was a child, an adolescent, a young adult, in the prime of life, or elderly;
12
or that the method of killing was aggravating because the victim was strangled, bludgeoned, shot, stabbed, or
[ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994)
, 5]
consumed by fire;
13
or that the location of the killing was an aggravating factor, because the victim was killed in her own home, in a public bar, in a city park, or in a remote location.
14
In short, because neither the California Legislature nor the California courts ever have articulated a limiting construction of this term, prosecutors have been permitted to use the "circumstances of the crime" as an aggravating factor to embrace the entire spectrum of facts present in virtually every homicide - something this Court condemned in Godfrey v. Georgia,
The defendant's age as a factor, applied inconsistently and erratically, similarly fails to channel the jurors' discretion. In practice, prosecutors and trial judges have applied this factor to defendants of virtually every age: in their teens, twenties, thirties, forties, and fifties at the time of the crime.
16
Far from applying any narrowing construction, the California Supreme Court has described age as a "metonym for any age-related matter suggested by the evidence or by common experience or morality that might reasonably inform the choice of penalty." People v. Lucky, 45 Cal. 3d 259, 302, 753 P.2d 1052, 1080 (1988), cert. denied,
Nor do jurors find meaningful guidance from "the presence or absence of criminal activity by the defendant which involved the use or attempted use of force or violence." Although the California Supreme Court has held that "criminal" is "limited to conduct that violates a penal statute," People v. Wright, 52 Cal.3d 367, 425, 802 P.2d 221, 259 (1990) (emphasis in original), and that "force or violence" excludes violence to property, People v. Boyd, 38 Cal.3d 762, 700 P.2d 782 (1985), that court has not required such an instruction, and petitioner Tuilaepa's jurors were not so instructed. This [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 7] left the prosecution free to introduce evidence of "trivial incidents of misconduct and ill temper," People v. Boyd, 38 Cal.3d, at 774, 700 P.2d, at 791, and left the jury free to find an aggravator on that basis. 17
No less a danger is that jurors - or even judges - will treat the mere absence of a mitigator as an aggravator, transforming a neutral or factually irrelevant factor into an illusory aggravator. 18 Although the California Supreme Court has ruled that certain of the factors can serve only as mitigators, 19 it has not required that the [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 8] jury be so instructed. See, e.g., People v. Raley, 2 Cal.4th 870, 919, 830 P.2d 712, 744-745 (1992), cert. denied, ___ U.S. ___ (1993). Nor has that court restricted jury instructions to those aggravating factors that are factually relevant to the case. 20 Clearly, some of the mitigating circumstances are so unusual that treating their absence as an aggravating circumstance would make them applicable to virtually all murderers. See People v. Davenport, 41 Cal.3d 247, 289, 710 P.2d 841, 888 (1985) (most murder cases present the absence of the mitigating circumstances of moral justification and victim participation). An aggravating factor that exists in nearly every capital case fails to fulfill its purpose of guiding the jury in distinguishing "those who deserve capital punishment from those who do not." Arave v. Creech, 507 U.S. ___, ___ (1993). Moreover, a process creating the risk that the absence of mitigation will count as aggravation artificially inflates the number of aggravating factors the jury weighs, "creat[ing] the possibility not only of randomness but of bias in favor of death." Ibid.
In short, open-ended factors and a lack of guidance to regularize the jurors' application of these factors create a system in which, as a practical matter, improper arguments can be made in the courtroom and credited in the jury room. I am at a loss to see how these
[ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994)
, 9]
challenged factors furnish the "`clear and objective standards' that provide `specific and detailed guidance,' and that `make rationally reviewable the process for imposing a sentence of death.'" Walton v. Arizona,
One of the greatest evils of leaving jurors with largely unguided discretion is the risk that this discretion will be exercised on the basis of constitutionally impermissible considerations - primary among them, race. Racial prejudice is "the paradigmatic capricious and irrational sentencing factor." Graham v. Connor, 506 U.S. ___, ___ (1993) (THOMAS, J., concurring). In part to diminish the danger that a sentencer will "attach[] the `aggravating' label to factors that are constitutionally impermissible or totally irrelevant to the sentencing process," Zant v. Stephens,
Because the "circumstances of the crime" factor lacks clarity and objectivity, it poses an unacceptable risk that a sentencer will succumb to either overt or subtle racial impulses or appeals. This risk is not merely theoretical. For far too many jurors, the most important "circumstances of the crime" are the race of the victim or the defendant. See McCleskey v. Kemp,
The California capital sentencing scheme does little to minimize this risk. The "circumstances of the crime" factor may be weighed in aggravation in addition to the applicable special circumstances. Cal. Penal Code 190.3 (the trier of fact shall take into account "[t]he circumstances of the crime of which the defendant was convicted in the present proceeding and the existence of any special circumstances found to be true") (emphasis added). The special circumstances themselves encompass many of the factors generally recognized as aggravating, including multiple-murder convictions; commission of the murder in relation to another felony; the "especially heinous, atrocious, or cruel" nature of the murder; and the relevant identity of the victim (as a law enforcement officer, a witness to a crime, a judge, a prosecutor, or a public official). The statute, therefore, invites the jurors to speculate about, and give aggravating weight to, unspecified circumstances apart from these.
Nor has the California Supreme Court attempted to limit or guide this ranging inquiry. Far from it. That court has concluded that the "circumstances of the crime" factor extends beyond "merely the immediate temporal and spatial circumstances of the crime," People v. Edwards, 54 Cal.3d 787, 833, 819 P.2d 436, 465 (1991), and leaves "the sentencer free to evaluate the evidence in accordance with his or her own subjective values," People v. Tuilaepa, 4 Cal.4th 569, 595, 842 P.2d 1142, 1158 (1992). The court has even warned that it has not yet "explore[d] the outer reaches of the evidence admissible as a circumstance of the crime." People v. Edwards, 54 Cal.3d, at 835, 819 P.2d, at 467. Thus, the "unique opportunity for racial prejudice to operate but remain undetected," Turner v. Murray,
Although the Court today rejects a well-founded facial challenge to three of the 11 factors that permit California jurors to select from among capital defendants those who will receive the death penalty, it has not given the California system a clean bill of health. Its unwillingness to conclude that these factors are valid on their face leaves the door open to a challenge to the application of one of these factors in such a way that the risk of arbitrariness is realized. 21 The cases before us, for example, do not clearly present a situation in which the absence of a mitigator was treated as an aggravator.
Additionally, the Court's opinion says nothing about the constitutional adequacy of California's eligibility process, which subjects a defendant to the death penalty if he is convicted of first-degree murder and the jury finds the existence of one "special circumstance."
22
By creating nearly 20 such special circumstances, California creates an extraordinarily large death pool.
[ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994)
, 12]
Because petitioners mount no challenge to these circumstances, the Court is not called on to determine that they collectively perform sufficient, meaningful narrowing. See Zant v. Stephens,
Of particular significance, the Court's consideration of a small slice of one component of the California scheme says nothing about the interaction of the various components - the statutory definition of first-degree murder, the special circumstances, the relevant factors, the statutorily required weighing of aggravating and mitigating factors, and the availability of judicial review, but not appellate proportionality review - and whether their end result satisfies the Eighth Amendment's commands. The Court's treatment today of the relevant factors as "selection factors" alone rests on the assumption, not tested, that the special circumstances perform all of the constitutionally required narrowing for eligibility. Should that assumption prove false, it would further undermine the Court's approval today of these relevant factors.
Similarly, in Pulley v. Harris,
In summary, the Court isolates one part of a complex scheme and says that, assuming that all the other parts [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 13] are doing their job, this one passes muster. But the crucial question, and one the Court will need to face, is how the parts are working together to determine with rationality and fairness who is exposed to the death penalty and who receives it.
For two decades now, the Court has professed a commitment to guiding sentencers' discretion so as to "minimize the risk of wholly arbitrary and capricious action," Gregg v. Georgia,
[
Footnote 1
] Nor does it matter for Eighth Amendment purposes that California uses one set of factors (the 190.2 "special circumstances") to determine eligibility, and another set (the 190.3 "relevant factors") in the weighing
[ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994)
, 3]
or selection process. Whether an aggravator is used for narrowing or for weighing or for both, it cannot be impermissibly vague. See Arave v. Creech, 507 U.S. ___ (1993) (vagueness analysis applied to aggravating factor, even though remaining aggravating factor made defendant death eligible); Sochor v. Florida, 504 U.S. ___ (1992) (same); Walton v. Arizona,
[ Footnote 2 ] People v. Howard, Cal.S.Ct. No. S004452, RT 6772.
[ Footnote 3 ] People v. Edwards, Cal.S.Ct. No. S004755, RT 10544.
[ Footnote 4 ] People v. Visciotti, Cal.S.Ct. No. S004597, RT 3296-3297.
[ Footnote 5 ] People v. Jennings, Cal.S.Ct. No. S004754, RT 6755.
[ Footnote 6 ] People v. Benson, Cal.S.Ct. No. S004763, RT 1141.
[ Footnote 7 ] Morales, supra, RT 3093.
[ Footnote 8 ] People v. Webb, Cal.S.Ct. No. S006938, RT 5302.
[ Footnote 9 ] People v. Freeman, supra, RT 3711.
[ Footnote 10 ] People v. Padilla, Cal.S.Ct. No. S0144964, RT 4604.
[ Footnote 11 ] People v. Anderson, Cal.S.Ct. No. S004385, RT 3168-3169.
[ Footnote 12 ] People v. Deere, Cal.S.Ct. No. S004722, RT 155-156 (victims were 2 and 6); People v. Bonin, Cal.S.Ct. No. S004565 RT, 10075 (victims were adolescents); People v. Carpenter, Cal.S.Ct. No. S004654, RT 16752 (victim was 20); People v. Phillips, 41 Cal.3d 29, 63, 711 P.2d 423, 444 (1985) (26-year-old victim was "in the prime of his life"); People v. Melton, Cal.S.Ct. No. S004518, RT 4376 (victim was 77).
[ Footnote 13 ] People v. Clair, Cal.S.Ct. No. S004789, RT 2474-2475 (strangulation); People v. Kipp, Cal.S.Ct. No. S004784, RT 2246 (strangulation); People v. Fauber, Cal.S.Ct. No. S005868, RT 5546 (use of an axe); People v. Benson, Cal.S.Ct. No. S004763, RT 1149 (use of a hammer); People v. Cain, Cal.S.Ct. No. S006544, RT 6786-6787 (use of a club); People v. Jackson, Cal.S.Ct. No. S010723, RT 8075-8076 (use of a gun); People v. Reilly, Cal.S.Ct. No. S004607, RT 14040 (stabbing); People v. Scott, Cal.S.Ct. No. S010334, RT 847 (fire).
[ Footnote 14 ] People v. Anderson, Cal.S.Ct. No. S004385, RT 3167-3168 (victim's home); People v. Freeman, Cal.S.Ct. No. S004787, RT 3674, 3710-3711 (public bar); People v. Ashmus, Cal.S.Ct. No. S004723, RT 7340-7341 (city park); People v. Carpenter, Cal.S.Ct. No. S004654, RT 16749-16750 (forested area); People v. Comtois, Cal.S.Ct. No. S017116, RT 2970 (remote, isolated location).
[
Footnote 15
] Although we have required that jurors be allowed to consider "as a mitigating factor, any aspect of a defendant's character or record and any circumstances of the offense that the defendant proffers as a basis for a sentence less than death," Lockett v. Ohio,
[
Footnote 16
] See, e.g., People v. Williams, Cal.S.Ct. No. S004522, RT 1041 (teens); People v. Avena, Cal.S.Ct. No. S004422, RT 2611-2612 (teens); People v. Bean, 46 Cal.3d 919, 952, n. 18, 760 P.2d 996, 1017, n. 18 (1988) (age 20); People v. Coleman, 48 Cal.3d 112, 153-154, 768 P.2d 32, 55-56 (1989) (age 22), cert. denied,
[ Footnote 17 ] Even with the limiting construction, "prior criminal activity involving force or violence" is far more open-ended than factors invalidated by other state courts as vague or subjective. See, e.g., Arnold v. State, 224 S.E.2d 386 (Ga. 1976) (invalidating aggravating circumstance that the "murder was committed by a person who has a substantial history of serious assaultive convictions"); State v. David, 468 So.2d 1126, 1129-1130 (La. 1985) (invalidating aggravating circumstance of "significant" history of criminal conduct).
[
Footnote 18
] Judges, as well as juries, have fallen into this trap. See, e.g., People v. Kaurish, 52 Cal.3d 648, 717, 802 P.2d 278, 316 (1990) (trial judge concluded that factor (h), dealing with a defendant's impaired capacity to appreciate the criminality of his actions, was an aggravating factor because defendant did not have diminished capacity or other impairment), cert. denied, ___ U.S. ___ (1991); People v. Hamilton, 48 Cal.3d 1142, 1186, 774 P.2d 739, 757 (1989) (trial court concluded that 10 of 11 factors were aggravating, including factors (d)-(h) and (j)), cert. denied,
[ Footnote 19 ] The factors that can serve only as mitigators are: (d) Whether or not the offense was committed while the defendant was under the influence of extreme mental or emotional disturbance. (e) Whether or not the victim was a participant in the defendant's homicidal act or consented to the homicidal act. (f) Whether or not the offense was committed under circumstances which the defendant reasonably believed to be a moral justification or extenuation for his conduct. (g) Whether or not the defendant acted under extreme duress or under the substantial domination of another person. (h) Whether or not at the time of the offense the capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of law was impaired as a result of [ TUILAEPA v. CALIFORNIA, ___ U.S. ___ (1994) , 8] mental disease and defect, or the affects of intoxication. (j) Whether or not the defendant was an accomplice to the offense and his participation in the commission of the offense was relatively minor. Cal. Penal Code 190.3; see also Brief Amicus Curiae of California Appellate Project 22-24, and nn. 47, 48, and cases cited therein.
[ Footnote 20 ] Although the trial judge at petitioner Tuilaepa's trial instructed the jury on only those factors that were factually relevant, the jury at petitioner Proctor's trial was instructed on all of the factors in 190.3. The prosecutor argued that nine of the 11 factors were aggravating. Proctor v. California, No. 93-5161, RT 1476-1481, 1532-1534.
[
Footnote 21
] Such a challenge would require something more than merely pointing to others who committed similar offenses and did not receive the death penalty, Lewis v. Jeffers,
[ Footnote 22 ] The special circumstances include premeditated and deliberate murder; felony murder based on nine felonies; the infliction of torture; that the murder was especially heinous, atrocious or cruel; that the victim was killed because of his race, religion, or ethnic origin; and the identity of the victim, including that he was a peace officer, a federal law enforcement officer, a firefighter, a witness to a crime, a prosecutor or assistant prosecutor, a former or current local, state or federal judge, or an elected or appointed local, state, or federal official. Cal. Penal Code 190.2. Page I
Thank you for your feedback!
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes visit FindLaw's Learn About the Law.
Citation: 512 U.S. 967
No. 93-5131
Argued: March 22, 1994
Decided: June 30, 1994
Court: United States Supreme Court
Search our directory by legal issue
Enter information in one or both fields (Required)
Harness the power of our directory with your own profile. Select the button below to sign up.
Learn more about FindLaw’s newsletters, including our terms of use and privacy policy.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)