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Petitioner Wilson, an Ohio prison inmate, filed suit under 42 U.S.C. 1983 against respondents, state prison officials, alleging that certain conditions of his confinement constituted cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments. His affidavits described the challenged conditions and charged that the authorities, after notification, had failed to take remedial action. The District Court granted summary judgment for respondents, and the Court of Appeals affirmed on the ground, inter alia, that the affidavits failed to establish the requisite culpable state of mind on the part of respondents.
Held:
SCALIA, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and O'CONNOR, KENNEDY, and SOUTER, JJ., joined. WHITE, J., filed an opinion concurring in the judgment, in which MARSHALL, BLACKMUN, and STEVENS, JJ., joined, post, p. 306.
Elizabeth Alexander argued the cause for petitioner. With her on the briefs were Alvin J. Bronstein, Gordon J. Beggs, John A. Powell, and Steven A. Shapiro.
Deputy Solicitor General Bryson argued the cause for the United States as amicus curiae in support of petitioner. With him on the brief were Solicitor General Starr, Assistant Attorney General Dunne, Deputy Solicitor General Shapiro, Deputy Assistant Attorney General Clegg, Michael R. Dreeben, David K. Flynn, and Thomas E. Chandler.
Rita S. Eppler, Assistant Attorney General of Ohio, argued the cause for respondents. With her on the brief were Anthony J. Celebrezze, Jr., Attorney General, Nancy J. Miller, and Cherry Lynne Poteet and Nancy Johnston, Assistant Attorneys General. *
[ Footnote * ] John Boston filed a brief for the American Public Health Association as amicus curiae urging reversal.
A brief of amici curiae was filed for the State of Michigan et al. by Frank J. Kelley, Attorney General of Michigan, Gay Secor Hardy, Solicitor General, and Thomas C. Nelson, Assistant Attorney General, joined by the Attorneys General for their respective jurisdictions as follows: Douglas B. Bailey of Alaska, Ron Fields of Arkansas, John K. Van de Kamp of California, Clarine Nardi Riddle of Connecticut, Charles M. Oberly III of Delaware, Warren Price III of Hawaii, James T. Jones of Idaho, Neil F. Hartigan of Illinois, Robert T. Stephen of Kansas, Frederic J. Cowan of Kentucky, William L. Webster of Missouri, Robert J. Del Tufo of New Jersey, Dave Frohnmayer of Oregon, Ernest D. Preate, Jr., of Pennsylvania, T. Travis Medlock of South Carolina, Charles W. Brunson of Tennessee, Mary Sue Terry of Virginia, and Hector Rivera-Cruz of Puerto Rico. [501 U.S. 294, 296]
JUSTICE SCALIA delivered the opinion of the Court.
This case presents the questions whether a prisoner claiming that conditions of confinement constitute cruel and unusual punishment must show a culpable state of mind on the part of prison officials and, if so, what state of mind is required.
Petitioner Pearly L. Wilson is a felon incarcerated at the Hocking Correctional Facility (HCF) in Nelsonville, Ohio. Alleging that a number of the conditions of his confinement constituted cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments, he brought this action under 42 U.S.C. 1983 against respondents Richard P. Seiter, then Director of the Ohio Department of Rehabilitation and Correction, and Carl Humphreys, then warden of HCF. The complaint alleged overcrowding, excessive noise, insufficient locker storage space, inadequate heating and cooling, improper ventilation, unclean and inadequate restrooms, unsanitary dining facilities and food preparation, and housing with mentally and physically ill inmates. Petitioner sought declaratory and injunctive relief, as well as $900,000 in compensatory and punitive damages. App. 2-9, 53-54, 62-63.
The parties filed cross-motions for summary judgment with supporting affidavits. Petitioner's affidavits described the challenged conditions and charged that the authorities, after notification, had failed to take remedial action. Respondents' affidavits denied that some of the alleged conditions existed, and described efforts by prison officials to improve the others.
The District Court granted summary judgment for respondents. The Court of Appeals for the Sixth Circuit affirmed, 893 F.2d 861 (1990), and we granted certiorari
The Eighth Amendment, which applies to the States through the Due Process Clause of the Fourteenth Amendment,
[501
U.S. 294, 297]
Robinson v. California,
Estelle relied in large measure on an earlier case, Louisiana ex rel. Francis v. Resweber,
After Estelle, we next confronted an Eighth Amendment challenge to a prison deprivation in Rhodes v. Chapman,
Our holding in Rhodes turned on the objective component of an Eighth Amendment prison claim (was the deprivation sufficiently serious?), and we did not consider the subjective component (did the officials act with a sufficiently culpable state of mind?). That Rhodes had not eliminated the subjective component was made clear by our next relevant case, Whitley v. Albers,
The United States suggests that a state of mind inquiry might allow officials to interpose the defense that, despite good faith efforts to obtain funding, fiscal constraints beyond their control prevent the elimination of inhumane conditions. Even if that were so, it is hard to understand how it could control the meaning of "cruel and unusual punishments" in the Eighth Amendment. An intent requirement is either implicit in the word "punishment" or is not; it cannot be alternately
[501
U.S. 294, 302]
required and ignored as policy considerations might dictate. At any rate, the validity of a "cost" defense as negating the requisite intent is not at issue in this case, since respondents have never advanced it. Nor, we might note, is there any indication that other officials have sought to use such a defense to avoid the holding of Estelle v. Gamble,
Having determined that Eighth Amendment claims based on official conduct that does not purport to be the penalty formally imposed for a crime require inquiry into state of mind, it remains for us to consider what state of mind applies in cases challenging prison conditions. As described above, our cases say that the offending conduct must be wanton. Whitley makes clear, however, that, in this context, wantonness does not have a fixed meaning, but must be determined with "due regard for differences in the kind of conduct against which an Eighth Amendment objection is lodged."
The parties agree (and the lower courts have consistently held, see, e.g., LaFaut v. Smith, 834 F.2d 389, 391-392 (CA4 1987)) that the very high state of mind prescribed by [501 U.S. 294, 303] Whitley does not apply to prison conditions cases. Petitioner argues that, to the extent officials' state of mind is relevant at all, there is no justification for a standard more demanding than Estelle's "deliberate indifference." Respondents counter that "deliberate indifference" is appropriate only in "cases involving personal injury of a physical nature," and that a malice standard should be applied in cases such as this, which "do not involve . . . detriment to bodily integrity, pain, injury, or loss of life." Brief for Respondents 28-29.
We do not agree with respondents' suggestion that the "wantonness" of conduct depends upon its effect upon the prisoner. Whitley teaches that, assuming the conduct is harmful enough to satisfy the objective component of an Eighth Amendment claim, see Rhodes v. Chapman,
We now consider whether, in light of the foregoing analysis, the Sixth Circuit erred in affirming the District Court's grant of summary judgment in respondents' favor.
As a preliminary matter, we must address petitioner's contention that the Court of Appeals erred in dismissing, before it reached the state-of-mind issue, a number of claims (inadequate cooling, housing with mentally ill inmates, and overcrowding) on the ground that, even if proved, they did not involve the serious deprivation required by Rhodes. A court cannot dismiss any challenged condition, petitioner contends, as long as other conditions remain in dispute, for each condition must be "considered as part of the overall conditions challenged," Brief for Petitioner 36. Petitioner bases this contention upon our observation in Rhodes that conditions of confinement, "alone or in combination," may deprive prisoners of the minimal civilized measure of life's necessities.
As other courts besides the Court of Appeals here have understood, see Wellman v. Faulkner, 715 F.2d 269, 275 (CA7 1983), cert. denied,
After disposing of the three claims on the basis of Rhodes, the Court of Appeals proceeded to uphold the District Court's dismissal of petitioner's remaining claims on the ground that his affidavits failed to establish the requisite culpable state of mind. The critical portion of its opinion reads as follows:
It is so ordered.
Of course, the concurrence does not say that the deprivation must be imposed upon all prisoners to rise to the level of a "condition of confinement" and of "punishment" - only that it does not suffice if directed at "individual prisoners." One wonders whether depriving all the individual prisoners who are murderers would suffice; or all the individual prisoners in Cellblock B. The concurrence's distinction seems to us not only unsupportable in principle, but unworkable in practice.
[
Footnote 2
] The concurrence, going beyond what both the petitioner and the United States have argued here, takes the position that all conditions that exist in prison, even though prison officials neither know nor have reason to know about them, constitute "punishment." For the reasons we have described, there is no basis for that position in principle, and it is contradicted by our cases. The concurrence purports to find support for it in two cases, Hutto v. Finney,
JUSTICE WHITE, with whom JUSTICE MARSHALL, JUSTICE BLACKMUN, and JUSTICE STEVENS join, concurring in the judgment.
The majority holds that prisoners challenging the conditions of their confinement under the Eighth Amendment must show "deliberate indifference" by the responsible officials. Because that requirement is inconsistent with our prior decisions, I concur only in the judgment.
It is well established, and the majority does not dispute, that pain or other suffering that is part of the punishment imposed on convicted criminals is subject to Eighth Amendment scrutiny without regard to an intent requirement. The linchpin of the majority's analysis therefore is its assertion that "[i]f the pain inflicted is not formally meted out as punishment by the statute or the sentencing judge, some mental element must be attributed to the inflicting officer before it can qualify." Ante, at 300 (emphasis added). That reasoning disregards our prior decisions that have involved challenges to conditions of confinement, where we have made it clear that the conditions are themselves part of the punishment, even though not specifically "meted out" by a statute or judge.
We first considered the relationship between the Eighth Amendment and conditions of confinement in Hutto v. Finney,
In upholding the District Court's limitation on punitive isolation, we first made clear that the conditions of confinement are part of the punishment that is subject to Eighth Amendment scrutiny:
In Rhodes v. Chapman,
The majority relies upon our decisions in Louisiana ex rel. Francis v. Resweber,
Moreover, Whitley expressly supports an objective standard for challenges to conditions of confinement. There, in discussing the Eighth Amendment, we stated:
Not only is the majority's intent requirement a departure from precedent, it likely will prove impossible to apply in many cases. Inhumane prison conditions often are the result of cumulative actions and inactions by numerous officials inside and outside a prison, sometimes over a long period of time. In those circumstances, it is far from clear whose intent should be examined, and the majority offers no real guidance on this issue. In truth, intent simply is not very meaningful when considering a challenge to an institution, such as a prison system. 1 [501 U.S. 294, 311]
The majority's approach also is unwise. It leaves open the possibility, for example, that prison officials will be able to defeat a 1983 action challenging inhumane prison conditions simply by showing that the conditions are caused by insufficient funding from the state legislature, rather than by any deliberate indifference on the part of the prison officials. See ante, at 301-302.
2
In my view, having chosen to use imprisonment as a form of punishment, a state must ensure that the conditions in its prisons comport with the "contemporary standard of decency" required by the Eighth Amendment. See DeShaney v. Winnebago Cty. Dept. of Social Services,
[
Footnote 1
] It is telling that the lower courts often have examined only the objective conditions, and not the subjective intent of government officials, when considering Eighth Amendment challenges to conditions of confinement. See, e.g., Tillery v. Owens, 907 F.2d 418, 426-428 (CA3 1990); Foulds v. Corley, 833 F.2d 52, 54-55 (CA5 1987); French v. Owens, 777 F.2d 1250, 1252-1254 (CA7 1985), cert. denied,
[
Footnote 2
] Among the lower courts, "[i]t is well established that inadequate funding will not excuse the perpetuation of unconstitutional conditions of confinement." Smith v. Sullivan, 611 F.2d 1039, 1043-1044 (CA5 1980). See also e.g., Wellman v. Faulkner, 715 F.2d 269, 274 (CA7 1983), cert. denied,
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Citation: 501 U.S. 294
No. 89-7376
Argued: January 07, 1991
Decided: June 17, 1991
Court: United States Supreme Court
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