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[ Footnote * ] Together with No. 88-214, Dallas Independent School District v. Jett, also on certiorari to the same court.
Petitioner Jett, a white male, was employed by respondent Dallas Independent School District (DISD) as a teacher, athletic director, and head football coach at a predominantly black high school. After repeated clashes with the school's Principal Todd, a black man, over school policies and Jett's handling of the school's football program, Todd recommended that Jett be relieved of his duties as athletic director and coach. The DISD's Superintendent Wright affirmed Todd's recommendation and reassigned Jett to a teaching position in another school, where he had no coaching duties. Alleging, inter alia, that Todd's recommendation was racially motivated, and that the DISD, acting through Todd and Wright, had discriminated against him on the basis of race in violation of 42 U.S.C. 1981 and 1983 and the Equal Protection Clause, Jett brought this action in the District Court, which upheld a jury verdict in his favor on all counts. The Court of Appeals reversed in part and remanded, finding, among other things, that the District Court's jury instructions as to the DISD's liability under 1983 were deficient, since (1) they did not make clear that, under Monell v. New York City Dept. of Social Services,
Held:
The judgment is affirmed in part, and the cases are remanded.
798 F.2d 748 and 837 F.2d 1244, affirmed in part and remanded.
Frank Gilstrap argued the cause for petitioner in No. 87-2084 and respondent in No. 87-214. With him on the briefs were Frank Hill and Shane Goetz.
Leonard J. Schwartz argued the cause and filed a brief for respondent in No. 87-2084 and petitioner in No. 87-214.Fn
Fn [491 U.S. 701, 704] Briefs of amici curiae urging reversal were filed for the NAACP Legal Defense and Educational Fund, Inc., et al. by Julius LeVonne Chambers and Eric Schnapper; and for the National Education Association by Michael H. Gottesman and Jeremiah A. Collins.
Benna Ruth Solomon, Joyce Holmes Benjamin, Beate Bloch, Donald B. Ayer, Glen D. Nager, and Robert D. Sweeney, Jr., filed a brief for the International City Management Association et al. as amici curiae urging affirmance. [491 U.S. 701, 705]
JUSTICE O'CONNOR announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I, III, and IV, and an opinion with respect to Part II, in which THE CHIEF JUSTICE, JUSTICE WHITE, and JUSTICE KENNEDY join.
The questions before us in these cases are whether 42 U.S.C. 1981 provides an independent federal cause of action for damages against local governmental entities, and whether that cause of action is broader than the damages remedy available under 42 U.S.C. 1983, such that a municipality may be held liable for its employees' violations of 1981 under a theory of respondeat superior.
Petitioner Norman Jett, a white male, was employed by respondent Dallas Independent School District (DISD) as a teacher, athletic director, and head football coach at South Oak Cliff High School (South Oak) until his reassignment to another DISD school in 1983. Petitioner was hired by the DISD in 1957, was assigned to assistant coaching duties at South Oak in 1962, and was promoted to athletic director and head football coach of South Oak in 1970. During petitioner's lengthy tenure at South Oak, the racial composition of the school changed from predominantly white to predominantly black. In 1975, the DISD assigned Dr. Fredrick Todd, a black, as principal of South Oak. Petitioner and Todd clashed repeatedly over school policies, and in particular over petitioner's handling of the school's football program. These conflicts came to a head following a November 19, 1982, football game between South Oak and the predominately white Plano High School. Todd objected to petitioner's comparison of the South Oak team with professional teams before the match, and to the fact that petitioner entered the officials' locker room after South Oak lost the game and told two black officials that he would never allow black officials to work another South Oak game. Todd also objected to petitioner's [491 U.S. 701, 706] statements, reported in a local newspaper, to the effect that the majority of South Oak players could not meet proposed National Collegiate Athletic Association academic requirements for collegiate athletes.
On March 15, 1983, Todd informed petitioner that he intended to recommend that petitioner be relieved of his duties as athletic director and head football coach at South Oak. On March 17, 1983, Todd sent a letter to John Kincaide, the director of athletics for DISD, recommending that petitioner be removed based on poor leadership and planning skills and petitioner's comportment before and after the Plano game. Petitioner subsequently met with John Santillo, director of personnel for DISD, who suggested that petitioner should transfer schools because any remaining professional relationship with Principal Todd had been shattered. Petitioner then met with Linus Wright, the superintendent of the DISD. At this meeting, petitioner informed Superintendent Wright that he believed that Todd's criticisms of his performance as head coach were unfounded and that in fact Todd was motivated by racial animus and wished to replace petitioner with a black head coach. Superintendent Wright suggested that the difficulties between Todd and petitioner might preclude petitioner from remaining in his coaching position at South Oak, but assured petitioner that another position in the DISD would be secured for him.
On March 25, 1983, Superintendent Wright met with Kincaide, Santillo, Todd, and two other DISD officials to determine whether petitioner should remain at South Oak. After the meeting, Superintendent Wright officially affirmed Todd's recommendation to remove petitioner from his duties as coach and athletic director at South Oak. Wright indicated that he felt compelled to follow the recommendation of the school principal. Soon after this meeting, petitioner was informed by Santillo that effective August 4, 1983, he was reassigned as a teacher at the DISD Business Magnet School, a position that did not include any coaching duties. Petitioner's attendance [491 U.S. 701, 707] and performance at the Business Magnet School were poor, and on May 5, 1983, Santillo wrote petitioner indicating that he was being placed on "unassigned personnel budget" and being reassigned to a temporary position in the DISD security department. Upon receiving Santillo's letter, petitioner filed this lawsuit in the District Court for the Northern District of Texas. The DISD subsequently offered petitioner a position as a teacher and freshman football and track coach at Jefferson High School. Petitioner did not accept this assignment, and on August 19, 1983, he sent his formal letter of resignation to the DISD.
Petitioner brought this action against the DISD and Principal Todd in his personal and official capacities, under 42 U.S.C. 1981 and 1983, alleging due process, First Amendment, and equal protection violations. Petitioner's due process claim alleged that he had a constitutionally protected property interest in his coaching position at South Oak, of which he was deprived without due process of law. Petitioner's First Amendment claim was based on the allegation that his removal and subsequent transfer were actions taken in retaliation for his statements to the press regarding the sports program at South Oak. His equal protection and 1981 causes of action were based on the allegation that his removal from the athletic director and head coaching positions at South Oak was motivated by the fact that he was white, and that Principal Todd, and through him the DISD, were responsible for the racially discriminatory diminution in his employment status. Petitioner also claimed that his resignation was in fact the product of racial harassment and retaliation for the exercise of his First Amendment rights and thus amounted to a constructive discharge. These claims were tried to a jury, which found for petitioner on all counts. The jury awarded petitioner $650,000 against the DISD, $150,000 against Principal Todd and the DISD jointly and severally, and $50,000 in punitive damages against Todd in his personal capacity. [491 U.S. 701, 708]
On motion for judgment notwithstanding the verdict, the defendants argued that liability against the DISD was improper because there was no showing that petitioner's injuries were sustained pursuant to a policy or custom of the school district. App. to Pet. for Cert. in No. 87-2084, p. 46A. The District Court rejected this argument, finding that the DISD Board of Trustees had delegated final and unreviewable authority to Superintendent Wright to reassign personnel as he saw fit. Id., at 47A. In any event, the trial court found that petitioner's claim of racial discrimination was cognizable under 1981 as well as 1983, and indicated that "liability is permitted on solely a basis of respondeat superior when the claim is one of racial discrimination under 1981." Ibid. The District Court set aside the punitive damages award against Principal Todd as unsupported by the evidence, found the damages award against the DISD excessive and ordered a remittitur of $200,000, but otherwise denied the defendants' motions for judgment n.o.v. and a new trial and upheld the jury's verdict in all respects. Id., at 62A-63A. Principal Todd has reached a settlement with petitioner and is no longer a party to this action. Id., at 82A-84A.
On appeal, the Court of Appeals for the Fifth Circuit reversed in part and remanded. 798 F.2d 748 (1986). Initially, the court found that petitioner had no constitutionally protected property interest "in the intangible, noneconomic benefits of his assignment as coach." Id., at 754. Since petitioner had received both his teacher's and coach's salary after his reassignment, the change in duties did not deprive him of any state law entitlement protected by the Due Process Clause. The Court of Appeals also set aside the jury's finding that petitioner was constructively discharged from his teaching position within the DISD. The court found the evidence insufficient to sustain the claim that petitioner's loss of coaching duties and subsequent offer of reassignment to a lesser coaching position were so humiliating or unpleasant that a reasonable employee would have felt compelled to resign. [491 U.S. 701, 709] Id., at 754-756. While finding the question "very close," the Court of Appeals concluded that there was sufficient evidence from which a reasonable jury could conclude that Principal Todd's recommendation that petitioner be transferred from his coaching duties at South Oak was motivated by impermissible racial animus. The court noted that Todd had replaced petitioner with a black coach, that there had been racial overtones in the tension between Todd and petitioner before the Plano game, and that Todd's explanation of his unsatisfactory rating of petitioner was questionable and was not supported by the testimony of other DISD officials who spoke of petitioner's performance in laudatory terms. Id., at 756-757. The court also affirmed the jury's finding that Todd's recommendation that petitioner be relieved of his coaching duties was motivated in substantial part by petitioner's protected statements to the press concerning the academic standing of athletes at South Oak. These remarks addressed matters of public concern, and Todd admitted that they were a substantial consideration in his decision to recommend that petitioner be relieved of his coaching duties.
The Court of Appeals then turned to the DISD's claim that there was insufficient evidence to support a finding of municipal liability under 42 U.S.C. 1983. The Court of Appeals found that the District Court's instructions as to the school district's liability were deficient in two respects. First, the District Court's instructions did not make clear that the school district could be held liable for the actions of Principal Todd or Superintendent Wright only if those officials were delegated policymaking authority by the school district or acted pursuant to a well settled custom that represented official policy. Second, even if Superintendent Wright could be considered a policymaker for purposes of the transfer of school district personnel, the jury made no finding that Superintendent Wright's decision to transfer petitioner was [491 U.S. 701, 710] either improperly motivated or consciously indifferent to the improper motivations of Principal Todd. Id., at 759-760.
The Court of Appeals also rejected the District Court's conclusion that the DISD's liability for Principal Todd's actions could be predicated on a theory of respondeat superior under 1981. The court noted that in Monell v. New York City Dept. of Social Services,
The Court of Appeals published a second opinion in rejecting petitioner's suggestion for rehearing en banc in which the panel gave further explanation of its holding that respondeat superior liability against local governmental entities was unavailable under 1981. 837 F.2d 1244 (1988). The Court of Appeals noted that our decision in Monell rested in part on the conclusion that "`creation of a federal law of respondeat superior would have raised all the constitutional problems'" associated with the Sherman amendment which was rejected by the framers of 1983. 837 F.2d, at 1247, quoting Monell, supra, at 693.
Because the Court of Appeals' conclusion that local governmental bodies cannot be held liable under a theory of respondeat superior for their employees' violations of the rights guaranteed by 1981 conflicts with the decisions of other Courts of Appeals, see, e. g., Springer v. Seamen, 821 F.2d 871, 880-881 (CA1 1987); Leonard v. Frankfort Electric and Water Plant Bd., 752 F.2d 189, 194, n. 9 (CA6 1985) (dictum), we granted Norman Jett's petition for certiorari in No. 87-2084.
We note that at no stage in the proceedings has the school district raised the contention that the substantive scope of the "right . . . to make . . . contracts" protected by 1981 does not reach the injury suffered by petitioner here. See Patterson v. McLean Credit Union, ante, at 176-177. Instead, the school district has argued that the limitations on municipal liability under 1983 are applicable to violations of the rights protected by 1981. Because petitioner has obtained a jury verdict to the effect that Dr. Todd violated his rights under 1981, and the school district has never contested the judgment below on the ground that 1981 does not reach petitioner's employment injury, we assume for purposes of these cases, without deciding, that petitioner's rights under 1981 have been violated by his removal and reassignment. See Canton v. Harris,
Title 42 U.S.C. 1981, as amended, provides that:
JUSTICE BRENNAN'S dissent errs in asserting that we have strayed from the question upon which we granted certiorari. See post, at 739-740. Jett's petition for certiorari asks us to decide "[w]hether a public employee who claims job discrimination on the basis of race must show that the discrimination resulted from official `policy or custom' in order to recover under 42 U.S.C. 1981." Pet. for Cert. in No. 87-2084, p. i. In answering this question, the lower court looked to the relationship between 1981 and 1983, and refused to differentiate "between sections 1981 and 1983 with respect to municipal respondeat superior liability." 837 F.2d, at 1247. In both his petition for certiorari and his brief on the merits [491 U.S. 701, 713] in this Court, petitioner Jett took issue with the Court of Appeals' conclusion that the express damages remedy under 1983 militated against the creation or implication of a broader damages remedy under 1981. See Pet. for Cert. in No. 87-2084, pp. 14-16; Brief for Petitioner 14-25. Moreover, petitioner concedes that "private causes of action under Sections 1981 and 1982 do not arise from the express language of those statutes," Brief for Petitioner 27, and asks this Court to "look to state law or to fashion a single federal rule," of municipal damages liability under 1981. Id., at 28-29 (footnote omitted). We think it obvious that the question whether a federal damages remedy broader than that provided by 1983 should be implied from 1981 is fairly included in the question upon which we granted certiorari.
Equally implausible is JUSTICE BRENNAN'S suggestion that we have somehow unwittingly answered this question in the past. See post, at 741. Most of the cases cited by the dissent involved private conduct, and thus quite obviously could not have considered the propriety of judicial implication of a federal damages remedy under 1981 in the state action context we address here. The only two cases cited by JUSTICE BRENNAN which involved state actors, Takahashi v. Fish and Game Comm'n,
On December 18, 1865, the Secretary of State certified that the Thirteenth Amendment had been ratified and become part of the Constitution. Less than three weeks later, [491 U.S. 701, 714] Senator Lyman Trumbull, Chairman of the Senate Judiciary Committee, introduced S. 61, which was to become the Civil Rights Act of 1866. See Cong. Globe, 39th Cong., 1st Sess., 129 (1866). The bill had eight sections as introduced, the first three of which are relevant to our inquiry here. Section 1, as introduced to the Senate by Trumbull, provided:
Trumbull then described the third section of the bill, which, as later enacted, provided in pertinent part:
Discussion of 2 of the bill focused on both the propriety and constitutionality of subjecting state officers to criminal punishment for effectuating discriminatory state laws. Opponents of the bill consistently referred to criminal punishment and fines being levied against state judges and other state officers for the enforcement of state laws in conflict with 1. See id., at 475, 499, 500 (Sen. Cowan); id., at 598 (Sen. Davis); id., at 1121 (Rep. Rogers); id., at 1154 (Rep. Eldridge). They never intimated that they understood any part of the bill to create a federal damages remedy against state officers or the political subdivisions of the States.
Debate concerning 3 focused on the right of removal of civil and criminal proceedings commenced in state court. Senator Howard, an opponent, engaged in a section by section criticism of the bill after its introduction by Trumbull. As to 3 he gave numerous examples of his perception of its operation. All of these involved removal of actions from state court, and none alluded to original federal jurisdiction except in the case of the exclusive criminal jurisdiction expressly provided for. Id., at 479 ("All such cases will be subject to be removed into the Federal courts"); see also id., at 598 (Sen. Davis) ("Section three provides that all suits brought in State courts that come within the purview of the previous sections may be removed into the Federal courts"). [491 U.S. 701, 717] On February 2, 1866, the bill passed the Senate by a vote of 33 to 12 and was sent to the House. Id., at 606-607.
Representative Wilson of Iowa, Chairman of the House Judiciary Committee, introduced S. 61 in the House on March 1, 1866. Of 1 of the bill, he said:
The only discussion of a civil remedy in the House debates surrounding the 1866 Act came in response to Representative Bingham's proposal to send the bill back to the House Judiciary Committee with instructions "to strike out all parts of said bill which are penal and which authorize criminal proceedings, and in lieu thereof to give all citizens of the United States injured by denial or violation of any of the other rights secured or protected by said act, an action in the United States courts, with double costs in all cases of emergency, without regard to the amount of damages." Id., at 1266, 1291. Bingham was opposed to the civil rights bill strictly on the grounds that it exceeded the constitutional power of the Federal Government. As to States "sustaining their full constitutional relation to the Government of the United States," Bingham, along with several other Republicans, doubted the power of the Federal Government to interfere with the reserved powers of the States to define property and other rights. Id., at 1292. While Bingham realized that the same constitutional objections applied to his proposal [491 U.S. 701, 718] for modification of the bill, he felt that these would make the bill "less oppressive, and therefore less objectionable." Id., at 1291.
Representative Wilson responded to his Republican colleague's proposal. Wilson pointed out that there was no difference in constitutional principle "between saying that the citizen shall be protected by the legislative power of the United States in his rights by civil remedy and declaring that he shall be protected by penal enactments against those who interfere with his rights." Id., at 1295. Wilson did however see a difference in the effectiveness of the two remedies. He stated:
After holding the bill for a full 10 days, President Johnson vetoed the bill and returned it to the Senate with his objections. The President's criticisms of 2 and 3 of the bill, and Senator Trumbull's responses thereto, are particularly illuminating. As to 2, the President declared that it was designed to counteract discriminatory state legislation, "by imposing fine and imprisonment upon the legislators who may pass such . . . laws." Id., at 1680. As to the third section, the President indicated that it would vest exclusive federal jurisdiction over all civil and criminal cases where the rights guaranteed in 1 were affected. Ibid.
Trumbull took issue with both statements. As to the charge that 2 would result in the criminal prosecution of state legislators, Trumbull replied:
Several points relevant to our present inquiry emerge from the history surrounding the adoption of the Civil Rights Act of 1866. First, nowhere did the Act provide for an express damages remedy for violation of the provisions of 1. See Jones v. Alfred H. Mayer Co.,
Two events subsequent to the passage of the 1866 Act bear on the relationship between 1981 and 1983. First, on June 13, 1866, just over two months after the passage of the 1866 Act, a joint resolution was passed sending the Fourteenth Amendment to the States for ratification. As we have noted in the past, the first section of the 1866 Act "constituted an initial blueprint of the Fourteenth Amendment." General Building Contractors Assn., Inc. v. Pennsylvania,
Second, the 41st Congress reenacted the substance of the 1866 Act in a Fourteenth Amendment statute, the Enforcement Act of 1870. 16 Stat. 144. Section 16 of the 1870 Act was modeled after 1 of the 1866 Act. Section 17 reenacted with some modification the criminal provisions of 2 of the earlier civil rights law, and 18 of the 1870 Act provided that the entire 1866 Act was reenacted. See Civil Rights Cases,
What is now 1983 was enacted as 1 of "An Act to Enforce the Provisions of the Fourteenth Amendment to the Constitution of the United States and For other Purposes," Act of April 20, 1871, ch. 22, 17 Stat. 13. The immediate impetus for the bill was evidence of widespread acts of violence perpetrated against the freedmen and loyal white citizens by groups such as the Ku Klux Klan. On March 23, 1871, President Grant sent a message to Congress indicating that the Klan's reign of terror in the Southern States had "render[ed] life and property insecure," and that "the power to correct these evils [was] beyond the control of State authorities." Cong. Globe, 42d Cong., 1st Sess., 244 (1871). A special joint committee consisting of 10 distinguished Republicans, 5 from each House of Congress, was formed in response to President Grant's call for legislation, and drafted the bill that became what is now known as the Ku Klux Act. As enacted, [491 U.S. 701, 723] 2 through 6 of the bill specifically addressed the problem of the private acts of violence perpetrated by groups like the Klan.
Unlike the rest of the bill, 1 was not specifically addressed to the activities of the Klan. As passed by the 42d Congress, 1 provided in full:
Even a cursory glance at the House and Senate debates on the 1871 Act makes these three points clear. In introducing the bill to the House, Representative Shellabarger, who served on the joint committee which drafted the bill, stated:
Both proponents and opponents in the House viewed 1 as working an expansion of federal jurisdiction. Supporters continually referred to the failure of the state courts to enforce federal law designed for the protection of the freedman, and saw 1 as remedying this situation by interposing the federal courts between the State and citizens of the United States. See id., at 376 (Rep. Lowe) ("The case has arisen . . . when the Federal Government must resort to its own agencies to carry its own authority into execution. Hence this bill throws open the doors of the United States courts to those whose rights under the Constitution are denied or impaired"). Opponents recognized the expansion of original jurisdiction and railed against it on policy and constitutional grounds. See id., at 429 (Rep. McHenry) ("The first section of the bill . . . vests in the Federal courts jurisdiction to determine the individual rights of citizens of the same State; a jurisdiction which of right belongs only to the State tribunals"); id., at App. 50 (Rep. Kerr); id., at 365-366 (Rep. Authur); id., at 373 (Rep. Archer).
The Senate debates on 1 of the 1871 Act are of a similar tenor. Senator Edmunds, Chairman of the Senate Judiciary Committee, and one of the members of the joint committee which drafted the bill, introduced 1 to the Senate in the following terms:
The final aspect of the history behind the adoption of present day 1983 relevant to the question before us is the rejection by the 42d Congress of the Sherman amendment, which specifically proposed the imposition of a form of vicarious liability on municipal governments. This history was thoroughly canvassed in the Court's opinion in Monell, and only its broadest outlines need be traced here. Immediately prior to the vote on the bill in the Senate, Senator Sherman introduced an amendment which would have constituted a seventh section of the 1871 Act. Cong. Globe, 42d Cong., 1st Sess., 663 (1871). In its original form, the amendment did not place liability on municipal corporations per se, but instead rendered the inhabitants of a municipality liable in civil damages for injury inflicted to persons or property in violation of federal constitutional and statutory guarantees "by any persons riotously and tumultuously assembled together." The initial Sherman amendment was passed by the Senate, but was rejected by the House and became the subject of a conference committee. The committee draft of the Sherman [491 U.S. 701, 727] amendment explicitly provided that where injuries to person or property were caused by mob violence directed at the enjoyment or exercise of federal civil rights, "the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense." Id., at 755. Judgments in such actions were to run directly against the municipal corporation, and were to be enforceable through a "lien . . . upon all moneys in the treasury of such county, city, or parish, as upon the other property thereof." Ibid.
Opposition to the amendment in this form was vehement, and ran across party lines, extending to many Republicans who had voted for 1 of the 1871 Act, as well as earlier Reconstruction legislation, including the Civil Rights Act of 1866. See id., at 758 (Sen. Trumbull); id., at 798-799 (Rep. Farnsworth).
The Sherman amendment was regarded as imposing a new and theretofore untested form of liability on municipal governments. As Representative Blair put it:
The strong adverse reaction to the Sherman amendment, and continued references to its complete novelty in the law of [491 U.S. 701, 728] the United States, make it difficult to entertain petitioner's contention that the 1866 Act had already created a form of vicarious liability against municipal governments. Equally important is the basis for opposition. As we noted in Monell, a large number of those who objected to the principle of vicarious liability embodied in the Sherman amendment were of the view that Congress did not have the power to assign the duty to enforce federal law to state instrumentalities by making them liable for the constitutional violations of others. See Monell, supra, at 674-679. As Representative Farnsworth put it: "The Supreme Court of the United States has decided repeatedly that Congress can impose no duty on a State officer." Cong. Globe, 42d Cong., 1st Sess., 799 (1871). Three decisions of this Court lent direct support to the constitutional arguments of the opponents, see Collector v. Day, 11 Wall. 113 (1871); Kentucky v. Dennison, 24 How. 66 (1861), and Prigg v. Pennsylvania, 16 Pet. 539 (1842). Day and Prigg were repeatedly cited in the House debates on the Sherman amendment. See Monell, supra, at 673-683, and n. 30. In Prigg, perhaps the most famous and most oft cited of this line of cases, Justice Story wrote for the Court that Congress could not constitutionally "insist that the states are bound to provide means to carry into effect the duties of the national government." Prigg, supra, at 616. In Monell, we concluded that it was this constitutional objection which was the driving force behind the eventual rejection of the Sherman amendment. Monell, supra, at 676.
Although the debate surrounding the constitutional principles established in Prigg, Dennison, and Day occurred in the context of the Sherman amendment and not 1 of the 1871 Act, in Monell we found it quite inconceivable that the same legislators who opposed vicarious liability on constitutional grounds in the Sherman amendment debates would have silently adopted the same principle in 1. Because the "creation of a federal law of respondeat superior would have raised all the constitutional problems associated with [491 U.S. 701, 729] the obligation to keep the peace" embodied in the Sherman amendment, we held that the existence of the constitutional background of Prigg, Dennison, and Day "compell[ed] the conclusion that Congress did not intend municipalities to be held liable [under 1] unless action pursuant to official municipal policy of some nature caused a constitutional tort." Monell, supra, at 691.
Both Prigg and Dennison were on the books when the 39th Congress enacted 1 of the 1866 Act. Supporters of the 1866 Act were clearly aware of Prigg, and cited the case for the proposition that the Federal Government could use its own instrumentalities to effectuate its laws. See, e. g., Cong. Globe, 39th Cong., 1st Sess., 1294 (1871) (Rep. Wilson). There was, however, no suggestion in the debates surrounding the 1866 Act that the statute violated Prigg's complementary holding that federal duties could not be imposed on state instrumentalities by rendering them vicariously liability for the violations of others. Just as it affected our interpretation of 1 of the 1871 Act in Monell, we think the complete silence on this score in the face of a constitutional background known to those who enacted the 1866 Act militates against imputing to Congress an intent to silently impose vicarious liability on municipalities under the earlier statute. Cf. Tenney v. Brandhove,
As originally enacted, the text of 1983 referred only to the deprivation "of any rights, privileges, or immunities secured by the Constitution of the United States." In 1874, Congress enacted the Revised Statutes of the United States. The words "and laws" were added to the remedial provision of 1 of the 1871 Act which became Rev. Stat. 1979. At the same time, the jurisdictional grant in 1 of the 1871 Act was split into two different provisions, Rev. Stat. 563(12), granting jurisdiction to the district courts of the United States to redress deprivations under color of state law of any right secured by the Constitution or "by any law of the United States," and Rev. Stat. 629(16), granting jurisdiction
[491
U.S. 701, 730]
to the old circuit courts for any action alleging deprivation under state authority of any right secured "by any law providing for equal rights." In 1911, Congress abolished the circuit courts of the United States and the Code's definition of the jurisdiction of the district courts was taken from Rev. Stat. 629(16) with its narrower "providing for equal rights" language. This language is now contained in 28 U.S.C. 1343(3), the jurisdictional counterpart of 1983. Chapman,
There is no commentary or other information surrounding the addition of the phrase "and laws" to the remedial provisions of present day 1983. The revisers' draft of their work, published in 1872, and the marginal notes to 629(16) and 563(12), which appeared in the completed version of the Revised Statutes themselves, provide some clues as to Congress' intent in adopting the change. The marginal note to 629(16) states: "Suits to redress the deprivation of rights secured by the Constitution and laws to persons within jurisdiction of United States." The note then cross cites to 1 of the 1871 Act, 16 and 18 of the Enforcement Act of 1870, and 3 of the 1866 Act. Both 629(16) and 563(12) were followed by bracketed citations to Rev. Stat. 1979, present day 1983, and Rev. Stat. 1977, present day 1981. Rev. Stat. 95, 111 (1874). The revisers' draft of 1872 contains the following notation concerning 629(16):
We think the history of the 1866 Act and the 1871 Act recounted above indicates that Congress intended that the explicit remedial provisions of 1983 be controlling in the context of damages actions brought against state actors alleging violation of the rights declared in 1981. That we have read 1 of the 1866 Act to reach private action and have implied a damages remedy to effectuate the declaration of rights contained in that provision does not authorize us to do so in the context of the "state action" portion of 1981, where Congress has established its own remedial scheme. In the context of the application of 1981 and 1982 to private actors, we "had little choice but to hold that aggrieved individuals
[491
U.S. 701, 732]
could enforce this prohibition, for there existed no other remedy to address such violations of the statute." Cannon,
Petitioner cites 42 U.S.C. 1988, and argues that that provision "compels adoption of a respondeat superior standard." Brief for Petitioner 27. That section, as amended, provides in pertinent part:
Our conclusion that the express cause of action for damages created by 1983 constitutes the exclusive federal remedy for violation of the rights guaranteed in 1981 by state governmental units finds support in our decision in Brown v. GSA,
The Court began its analysis by noting that "Congress simply failed explicitly to describe 717's position in the constellation of antidiscrimination law."
In Brown, as here, while Congress has not definitively spoken as to the relationship of 1981 and 1983, there is very strong evidence that the 42d Congress which enacted the precurser of 1983 thought that it was enacting the first, and at that time the only, federal damages remedy for the violation of federal constitutional and statutory rights by state governmental actors. The historical evidence surrounding the revision of 1874 further indicates that Congress thought that the declaration of rights in 1981 would be enforced against state actors through the remedial provisions of 1983. That remedial scheme embodies certain limitations on the liability of local governmental entities based on federalism concerns which had very real constitutional underpinnings for the Reconstruction Congresses. As petitioner [491 U.S. 701, 735] here would have it, the careful balance drawn by the 42d Congress between local autonomy and fiscal integrity and the vindication of federal rights could be completely upset by an artifice of pleading.
Since our decision in Monell, the Courts of Appeals have unanimously rejected the contention, analogous to petitioner's argument here, that the doctrine of respondeat superior is available against a municipal entity under a Bivens-type action implied directly from the Fourteenth Amendment. See, e. g., Tarpley v. Greene, 221 U.S. App. D.C. 227, 237, n. 25, 684 F.2d 1, 11, n. 25 (1982) (Edwards, J.) ("Because Congress has elected not to impose respondeat superior liability under 1983, appellant invites this court to expand the remedial options under Bivens [v. Six Unknown Fed. Narcotics Agents,
The jury found that Principal Todd had violated petitioner's rights under 1981, the First Amendment, and the Equal Protection Clause in recommending petitioner's removal from the athletic director and head coaching positions at South Oak. As to the liability of the DISD, the trial judge gave the jury the following instruction:
Last Term in St. Louis v. Praprotnik,
We cannot fault the trial judge for not recognizing these principles in his instructions to the jury since this action was tried in October 1984, and the District Court did not have the benefit of our decisions in either Pembaur or Praprotnik to guide it. Similarly, the Court of Appeals issued its decision in this action before our decision in Praprotnik. Pursuant to its cross-petition in No. 88-214, the school district urges us [491 U.S. 701, 738] to review Texas law and determine that neither Principal Todd nor Superintendent Wright possessed the authority to make final policy decisions concerning the transfer of school district personnel. See Brief for Respondent 6-8. Petitioner Jett seems to concede that Principal Todd did not have policymaking authority as to employee transfers, see Brief for Petitioner 30, but argues that Superintendent Wright had been delegated authority to make school district policy concerning employee transfers and that his decisions in this area were final and unreviewable. Id., at 30-32.
We decline to resolve this issue on the record before us. We think the Court of Appeals, whose expertise in interpreting Texas law is greater than our own, is in a better position to determine whether Superintendent Wright possessed final policymaking authority in the area of employee transfers, and if so whether a new trial is required to determine the responsibility of the school district for the actions of Principal Todd in light of this determination. We thus affirm the judgment of the Court of Appeals to the extent it holds that the school district may not be held liable for its employees' violation of the rights enumerated in 1981 under a theory of respondeat superior. We remand these cases to the Court of Appeals for it to determine where final policymaking authority as to employee transfers lay in light of the principles enunciated by the plurality opinion in Praprotnik and outlined above.
I join Parts I and IV of the Court's opinion, and Part III except insofar as it relies upon legislative history. To hold that the more general provisions of 42 U.S.C. 1981 establish a mode of liability for a particular category of offense by municipalities that is excluded from the closely related statute (42 U.S.C. 1983) which deals more specifically with that precise category of offense would violate the rudimentary [491 U.S. 701, 739] principles of construction that the specific governs the general, and that, where text permits, statutes dealing with similar subjects should be interpreted harmoniously.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL, JUSTICE BLACKMUN, and JUSTICE STEVENS join, dissenting.
To anyone familiar with this and last Terms' debate over whether Runyon v. McCrary,
In granting certiorari in these cases we did not, as the plurality would have it, agree to review the question whether one may bring a suit for damages under 1981 itself on the basis of governmental conduct. The plurality hints that petitioner Jett offered this issue for our consideration, ante, at 711 ("In essence, petitioner argues that in 1866 the 39th Congress intended to create a cause of action for damages against municipal actors and others who violated the rights now enumerated in 1981"), when in fact, it was respondent who raised this issue, and who did so for the first time in its brief on the merits in this Court.
1
In six years of proceedings in
[491
U.S. 701, 740]
the lower courts, including a jury trial and an appeal that produced two opinions, respondent never once suggested that Jett's only remedy was furnished by 1983. Petitioner was able to respond to this argument only in his reply brief in this Court. While it is true that we often affirm a judgment on a ground not relied upon by the court below, we ordinarily do so only when that ground at least was raised below. See, e. g., Heckler v. Campbell,
It is not only unfair to decide the action on this basis; it is unwise. The question is important; to resolve it on the basis of largely one-sided briefing, without the benefit of the views of the courts below, is rash. It is also unnecessary. The Court appears to decide today (though its precise holding is less than pellucid) that liability for violations by the government of 1981 may not be predicated on a theory of respondeat superior. The answer to that question would dispose of Jett's contentions. In choosing to decide, as well, whether 1983 furnishes the exclusive remedy for violations of 1981 by the government, the Court makes many mistakes that might have been avoided by a less impetuous course.
Because I would conclude that 1981 itself affords a cause of action in damages on the basis of governmental conduct violating its terms, and because I would conclude that such an action may be predicated on a theory of respondeat superior, I dissent.
Title 42 U.S.C. 1981, originally enacted as part of 1 of the Civil Rights Act of 1866 (1866 Act), provides in full: [491 U.S. 701, 741]
The plurality approaches this issue as though it were new to us, recounting in lengthy and methodical detail the introduction, debate, passage, veto, and enactment of the 1866 Act. The story should by now be familiar to anyone with even a passing acquaintance with this statute. This is so because we have reviewed this history in the course of deciding - and reaffirming the answer to - the very question that the plurality deems so novel today. See Jones v. Alfred H. Mayer Co.,
We have had good reason for concluding that 1981 itself affords a cause of action against those who violate its terms. The statute does not explicitly furnish a cause of action for the conduct it prohibits, but this fact was of relatively little moment at the time the law was passed. During the period when 1 of the 1866 Act was enacted, and for over 100 years thereafter, the federal courts routinely concluded that a statute setting forth substantive rights without specifying a remedy contained an implied cause of action for damages incurred in violation of the statute's terms. See, e. g., Marbury v. Madison, 1 Cranch 137, 162-163 (1803); Kendall v. United States, 12 Pet. 524, 624 (1838); Pollard v. Bailey, 20 Wall. 520, 527 (1874); Hayes v. Michigan Central R. Co.,
Indeed, the debates on 1 demonstrate that the legislators' worry was not that their actions would do too much, but that they would do too little. In introducing the bill that became the 1866 Act, Senator Trumbull explained that the statute was necessary because "[t]here is very little importance in the general declaration of abstract truths and principles [contained in the Thirteenth Amendment] unless they can be carried into effect, unless the persons who are to be affected by them have some means of availing themselves of their benefits." Cong. Globe, 39th Cong., 1st Sess., 474 (1866) (emphasis added). Representative Thayer of Pennsylvania echoed this theme: "When I voted for the amendment to abolish slavery . . . I did not suppose that I was offering . . . a mere paper guarantee." "The bill which now engages the attention of the House has for its object to carry out and guaranty [491 U.S. 701, 744] the reality of that great measure. It is to give to it practical effect and force. It is to prevent that great measure from remaining a dead letter upon the constitutional page of this country." Id., at 1151.
In these circumstances, it would be unreasonable to conclude that inferring a private cause of action from 1981 is incompatible with Congress' intent. Yet in suggesting that 2 of the 1866 Act demonstrates Congress' intent that criminal penalties serve as the only remedy for violations of 1, ante, at 715-721, this is exactly the conclusion that the plurality apparently would have us draw. Not only, however, is this argument contrary to legislative intent, but we have already squarely rejected it. In Jones v. Alfred H. Mayer Co., respondent argued that because 2 furnished criminal penalties for violations of 1 occurring "under color of law," 1 could not be read to provide a civil remedy for violations of the statute by private persons. Dismissing this argument, we explained: "[Section] 1 was meant to prohibit all racially motivated deprivations of the rights enumerated in the statute, although only those deprivations perpetrated `under color of law' were to be criminally punishable under 2."
The only way that the plurality can distinguish Jones, and the cases following it, from this action is to argue that our recognition of an implied cause of action against private persons did not include recognition of an action against local governments and government officials. But before today, no one had questioned that a person could sue a government official for damages due to a violation of 1981. We have, in fact, reviewed two cases brought pursuant to 1981 against government officials or entities, without giving the vaguest hint that the lawsuits were improperly brought. See Hurd v. Hodge,
Perhaps recognizing how odd it would be to argue that one may infer from 1 of the 1866 Act a cause of action against private persons, but not one against government officials, the Court appears to claim that the 1871 Act erased whatever [491 U.S. 701, 746] action against government officials previously existed under the 1866 Act. The Court explains:
The Court's argument fails for other reasons as well. Its essential point appears to be that, in 1983, "Congress has established its own remedial scheme" for the "`state action' portion of 1981."
5
Ante, at 731. For this argument, the Court may not rely, as it attempts to do, on the principle that "`when legislation expressly provides a particular remedy or remedies, courts should not expand the coverage of the statute
[491
U.S. 701, 748]
to subsume other remedies.'" Ante, at 732, quoting National Railroad Passenger Corporation v. National Assn. of Railroad Passengers,
The suggestion, moreover, that today's holding "finds support in" Brown v. GSA,
According to the Court, to allow an action complaining of government conduct to be brought directly under 1981 would circumvent our holding in Monell v. New York City Dept. of Social Services,
The Court's primary reason for distinguishing between private and governmental conduct under 1981 appears to be its impression that, because private conduct is not actionable under 1983, we "had little choice" but to hold that private individuals who violated 1981 could be sued directly under 1981. See ante, at 731. This claim, however, suggests that whether a cause of action in damages exists under 1981 depends on the scope of 1983. In deciding whether a particular statute includes an implied cause of action, however, we have not in the past suggested that the answer will turn on the reach of a different statute. In National Sea Clammers, for example, we analyzed both the question whether the Federal Water Pollution Control Act included an implied cause of action for damages,
The Court's approach not only departs from our prior analysis of implied causes of action, but also attributes an intent to the 39th Congress that fluctuates depending on the state of the law with regard to 1983. On the Court's theory, if this case had arisen during the period between our decisions in Monroe v. Pape,
I thus would hold that Jett properly brought his suit against respondent directly under 1981. It remains to consider whether that statute permits recovery against a local government body on a theory of respondeat superior.
Because 1981 does not explicitly create a cause of action in damages, we would look in vain for an express statement that the statute contemplates liability based on the doctrine of respondeat superior. In Monell v. New York City Dept. of Social Services, supra, however, our background assumption appears to have been that unless a statute subjecting institutions (such as municipalities) to liability evidences an intent not to impose liability on them based on respondeat superior, such liability will be assumed. Id., at 691. The absolute language of 1981 therefore is significant: "All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts . . . as is enjoyed by white citizens." 42 U.S.C. 1981. Certainly nothing in this wording refutes the argument that vicarious liability may be imposed under this law.
Section 1983, in contrast, forbids a person to "subjec[t], or caus[e] to be subjected" another person to a deprivation of the rights protected by the statute. It is telling that 1981 does not contain this explicit language of causation. In holding in Monell that liability under 1983 may not be predicated
[491
U.S. 701, 751]
on a theory of respondeat superior, we emphasized that 1983 "plainly imposes liability on a government that, under color of some official policy, `causes' an employee to violate another's constitutional rights. . . . Indeed, the fact that Congress did specifically provide that A's tort became B's liability if B `caused' A to subject another to a tort suggests that Congress did not intend 1983 liability to attach where such causation was absent."
While it acknowledged that 1 of the 1866 Act did not contain the "subjects, or causes to be subjected" language of 1983, the Court of Appeals nevertheless emphasized that 2 of the 1866 Act did contain this language. 837 F.2d, at 1247. There is not the least inconsistency, however, in arguing that the criminal penalties under the 1866 Act may not be imposed on the basis of respondeat superior, but that the civil penalties may be. Indeed, it is no surprise that the history surrounding the enactment of 2, as the plurality stresses, ante, at 719-720, indicates that Congress envisioned criminal penalties only for those who by their own conduct violated the statute, since vicarious criminal liability would be extraordinary. The same cannot be said of vicarious civil liability.
Nor does anything in the history of 1981 cast doubt on the argument that liability under the statute may be vicarious. The Court of Appeals placed heavy reliance on Congress' rejection of the Sherman amendment, which would have imposed a dramatic form of vicarious liability on municipalities, five years after passing the 1866 Act. 837 F.2d, at 1246-1247. That the plurality appears to accept this argument, see ante, at 726-729, is curious, given our frequent reminder that "`the views of a subsequent Congress form a hazardous basis for inferring the intent of an earlier one.'" Consumer Product Safety Comm'n v. GTE Sylvania, Inc.,
According to the plurality, the history of the Sherman amendment is relevant to the interpretation of 1981 because it reveals Congress' impression that it had no authority to subject municipalities to the kind of liability encompassed by the amendment. See ante, at 727-729. The plurality fails to recognize, however, that the circumstances in which municipalities would be vicariously liable under the Sherman amendment are very different from those in which they would be liable under 1981. As the plurality describes it, the Sherman amendment "provided that where injuries to person or property were caused by mob violence directed at the enjoyment or exercise of federal civil rights, `the county, city, or parish in which any of the said offenses shall be committed shall be liable to pay full compensation to the person or persons damnified by such offense.'" Ante, at 727, quoting Cong. Globe, 42d Cong., 1st Sess., 755 (1871). Because the threat of such liability would have forced municipalities to ensure that private citizens did not violate the rights of others, it would have run up against Justice Story's conclusion in Prigg v. Pennsylvania, 16 Pet. 539, 616 (1842), that Congress could not "insist that the states are bound to provide means to carry into effect the duties of the national government." To hold a local government body liable for the discriminatory cancellation of a contract entered into by that local body itself, however, is a very different matter. Even assuming that the 39th Congress had the same constitutional concerns as the 42d, therefore, those concerns cast no doubt on Congress' authority to hold local government bodies vicariously liable under 1 of the 1866 Act in circumstances such as those present here. [491 U.S. 701, 753]
I thus would conclude that liability under 1981 may be predicated on a theory of respondeat superior.
No one doubts that 1983 was an unprecedented federal statute. See ante, at 723-726. The question is not whether 1983 wrought a change in the law, but whether it did so in such a way as to withdraw a remedy that 1 of the 1866 Act had implicitly afforded. Unlike the plurality, I would conclude that it did not.
[ Footnote 2 ] During the 1970's, we modified our approach to determining whether a statute contains an implied cause of action, announcing the following four-part test:
Application even of the test fashioned in Cort, however, would lead to the conclusion that Jett may bring a cause of action in damages against respondent under 1981. Jett belongs to the special class of persons (those who have been discriminated against in the making of contracts) for whom the statute was created; all of the indicators of legislative intent point in the direction of an implied cause of action; such an action is completely consistent with the statute's purposes; and, in view of the fact that this Reconstruction-era legislation was in part designed to curtail the authority of the States, it would be unreasonable to conclude that this cause of action is one relegated to state law.
[
Footnote 3
] The Court's heavy emphasis on 2 of the 1866 Act also ignores the fact that the modern-day descendant of 1 of the Act, 42 U.S.C. 1981, includes no remedy or penalty at all. Section 2 of the 1866 Act now appears at 18 U.S.C. 242, see United States v. Classic,
The plurality's assertion that the 1866 Act created no original federal jurisdiction for civil actions based on the statute, see ante, at 721, is similarly unavailing. The language of 3 easily includes original jurisdiction over such suits, and we have in fact concluded as much. See Moor v. County of Alameda,
[
Footnote 4
] Several amici argue that we need not conclude that 1983 impliedly repealed the cause of action furnished by 1981 in order to decide that
[491
U.S. 701, 747]
1983 provides the sole remedy for violations of 1981. See Brief for International City Management Association et al. as Amici Curiae 18-19. Their theory is that an implied cause of action did not exist when the 1871 Act was passed, and that therefore one may argue that the 1871 Act furnished the only remedy for the 1866 Act without arguing that the later statute in any way repealed the earlier one. To support their premise, they observe, first, that it was not until the 1960's that courts recognized a private cause of action under 1 of the 1866 Act. In doing so, they ignore our earlier cases approving actions brought directly under 1981. See Hurd v. Hodge,
Amici assert, in addition, that "[i]n recognizing an implied cause of action" under 1981, we "rested in part on congressional actions that post-date the creation in 1871 of an explicit civil cause of action for violations of Section 1981." Brief for International City Management Association et al. as Amici Curiae 19. It is true that Jones v. Alfred H. Mayer Co.,
[
Footnote 5
] The one bright spot in today's decision is its reaffirmation of our holding in Maine v. Thiboutot,
JUSTICE STEVENS, dissenting.
My agreement with JUSTICE BRENNAN'S dissent is buttressed by the views I expressed in Middlesex County Sewerage Authority v. National Sea Clammers Assn.,
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Citation: 491 U.S. 701
No. 87-2084
Argued: March 28, 1989
Decided: June 22, 1989
Court: United States Supreme Court
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