Learn About the Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
After petitioner notified her employer (respondent) that she had been injured in the course of her employment and requested compensation for her medical expenses pursuant to the Illinois Workers' Compensation Act, she was discharged for filing an allegedly false worker's compensation claim. The union representing petitioner filed a grievance pursuant to a collective-bargaining agreement that protected employees from discharge except for "just" cause and that provided for arbitration of disputes between the employer and any employee concerning the effect or interpretation of the agreement. While arbitration was proceeding, petitioner filed a retaliatory discharge action in an Illinois state court, alleging that she had been discharged for exercising her rights under the Illinois worker's compensation laws. Respondent removed the suit to the Federal District Court on the basis of diversity of citizenship, and filed a motion to dismiss the case as pre-empted by 301 of the Labor Management Relations Act, 1947. The court dismissed the complaint as pre-empted, concluding that the retaliatory-discharge claim was "inextricably intertwined" with the collective-bargaining provision prohibiting discharge without just cause, and that allowing the state-law action to proceed would undermine the arbitration procedures in the collective-bargaining contract. The Court of Appeals affirmed.
Held:
Application of petitioner's state tort remedy was not pre-empted by 301. An application of state law is pre-empted by 301 only if such application requires the interpretation of a collective-bargaining agreement. Pp. 403-413.
STEVENS, J., delivered the opinion for a unanimous Court.
Paul Alan Levy argued the cause for petitioner. With him on the briefs was Alan B. Morrison.
Charles C. Jackson argued the cause for respondent. With him on the brief were J. Stephen Poor, P. Michael Kimmel, and Edward H. Graham. *
[ Footnote * ] Briefs of amici curiae urging reversal were filed for the State of Minnesota et al. by Hubert H. Humphrey III, Attorney General of Minnesota, and Steven M. Gunn and Scott R. Strand, Assistant Attorneys General, and by the Attorneys General for their respective States as follows: Joseph I. Lieberman of Connecticut, Warren Price III of Hawaii, Neil F. Hartigan of Illinois, David L. Armstrong of Kentucky, James E. Tierney of Maine, William L. Webster of Missouri, Robert M. Spire of Nebraska, W. Cary Edwards of New Jersey, Hal Stratton of New Mexico, Anthony J. Celebrezze of Ohio, Dave Frohnmayer of Oregon, Jim Mattox of Texas, Jeffrey L. Amestoy of Vermont, Kenneth O. Eikenberry of Washington, [486 U.S. 399, 401] Charles G. Brown of West Virginia, and Donald J. Hanaway of Wisconsin; for the American Federation of Labor and Congress of Industrial Organizations by Marsha S. Berzon, David Silberman, and Laurence Gold; and for the National Conference of State Legislatures et al. by Benna Ruth Solomon, Beate Bloch, James E. Pfander, and Cynthia M. Moore. Briefs of amici curiae urging affirmance were filed for the Chamber of Commerce of the United States of America by Peter G. Nash, Dixie L. Atwater, and Stephen A. Bokat; and for the Equal Employment Advisory Council by Robert E. Williams and Douglas S. McDowell. [486 U.S. 399, 401]
JUSTICE STEVENS delivered the opinion of the Court.
In Illinois an employee who is discharged for filing a worker's compensation claim may recover compensatory and punitive damages from her employer. The question presented in this case is whether an employee covered by a collective-bargaining agreement that provides her with a contractual remedy for discharge without just cause may enforce her state-law remedy for retaliatory discharge. The Court of Appeals held that the application of the state tort remedy was pre-empted by 301 of the Labor Management Relations Act, 1947, 61 Stat. 156, 29 U.S.C. 185. 823 F.2d 1031 (CA7 1987) (en banc). We disagree.
Petitioner was employed in respondent's manufacturing plant in Herrin, Illinois. On December 5, 1984, she notified respondent that she had been injured in the course of her employment and requested compensation for her medical expenses pursuant to the Illinois Workers' Compensation Act. On December 11, 1984, respondent discharged her for filing a "false worker's compensation claim." Id., at 1033.
The union representing petitioner promptly filed a grievance pursuant to the collective-bargaining agreement that covered all production and maintenance employees in the Herrin plant. The agreement protected those employees, including petitioner, from discharge except for "proper" or "just" cause, App. 13-14, and established a procedure for the arbitration of grievances, id., at 10-11. The term grievance [486 U.S. 399, 402] was broadly defined to encompass "any dispute between . . . the Employer and any employee, concerning the effect, interpretation, application, claim of breach or violation of this Agreement." Id., at 10. Ultimately, an arbitrator ruled in petitioner's favor and ordered respondent to reinstate her with full backpay. See id., at 25-26.
Meanwhile, on July 9, 1985, petitioner commenced this action against respondent by filing a complaint in the Illinois Circuit Court for Williamson County, alleging that she had been discharged for exercising her rights under the Illinois workers' compensation laws. App. 2-4; see Kelsay v. Motorola, Inc., 74 Ill. 2d 172, 384 N. E. 2d 353 (1978); Midgett v. Sackett-Chicago, Inc., 105 Ill. 2d 143, 473 N. E. 2d 1280 (1984); see also Ill. Rev. Stat., ch. 48, § 138.4(h) (1987). Respondent removed the case to the Federal District Court on the basis of diversity of citizenship, and then filed a motion praying that the court either dismiss the case on pre-emption grounds or stay further proceedings pending the completion of the arbitration. Record, Doc. No. 7. Relying on our decision in Allis-Chalmers Corp. v. Lueck,
The Court of Appeals agreed that the state-law claim was pre-empted by 301. In an en banc opinion, over the dissent of two judges, it rejected petitioner's argument that the tort action was not "inextricably intertwined" with the collective-bargaining agreement because the disposition of a retaliatory discharge claim in Illinois does not depend upon an interpretation of the agreement; on the contrary, the court concluded that "the same analysis of the facts" was implicated under both procedures. 823 F.2d, at 1046. It took note of, and
[486
U.S. 399, 403]
declined to follow, contrary decisions in the Tenth, Third, and Second Circuits.
1
We granted certiorari to resolve the conflict in the Circuits.
Section 301(a) of the Labor Management Relations Act of 1947, 61 Stat. 156, 29 U.S.C. 185(a), provides.
In Teamsters v. Lucas Flour Co.,
In Allis-Chalmers Corp. v. Lueck,
Thus, Lueck faithfully applied the principle of 301 preemption developed in Lucas Flour: 4 if the resolution of a [486 U.S. 399, 406] state-law claim depends upon the meaning of a collective-bargaining agreement, the application of state law (which might lead to inconsistent results since there could be as many state-law principles as there are States) is pre-empted and federal labor-law principles - necessarily uniform throughout the Nation - must be employed to resolve the dispute. 5
Illinois courts have recognized the tort of retaliatory discharge for filing a worker's compensation claim, Kelsay v. Motorola, Inc., 74 Ill. 2d 172, 384 N. E. 2d 353 (1978),
6
and
[486
U.S. 399, 407]
have held that it is applicable to employees covered by union contracts, Midgett v. Sackett-Chicago, Inc., 105 Ill. 2d 143, 473 N. E. 2d 1280 (1984), cert. denied,
The Court of Appeals seems to have relied upon a different way in which a state-law claim may be considered "independent" of a collective-bargaining agreement. The court wrote that "the just cause provision in the collective-bargaining agreement may well prohibit such retaliatory discharge," and went on to say that if the state-law cause of action could go forward, "a state court would be deciding precisely the same issue as would an arbitrator: whether there was `just cause' to discharge the worker." 823 F.2d, at 1046 (emphasis added). The court concluded, "the state tort of retaliatory discharge is inextricably intertwined with the collective-bargaining agreements here, because it implicates the same analysis of the facts as would an inquiry under the just cause provisions of the agreements." Ibid. (emphasis added). We agree with the court's explanation that the state-law analysis might well involve attention to the same factual considerations as the contractual determination of whether Lingle was fired for just cause. But we disagree with the court's conclusion that such parallelism renders the state-law analysis dependent upon the contractual analysis. For while there may be instances in which the National Labor Relations Act pre-empts state law on the basis of the subject matter [486 U.S. 399, 409] of the law in question, 8 301 pre-emption merely ensures that federal law will be the basis for interpreting collective-bargaining agreements, and says nothing about the substantive rights a State may provide to workers when adjudication of those rights does not depend upon the interpretation of such agreements. 9 In other words, even if dispute resolution [486 U.S. 399, 410] pursuant to a collective-bargaining agreement, on the one hand, and state law, on the other, would require addressing precisely the same set of facts, as long as the state-law claim can be resolved without interpreting the agreement itself, the claim is "independent" of the agreement for 301 pre-emption purposes. 10
The result we reach today is consistent both with the policy of fostering uniform, certain adjudication of disputes over the [486 U.S. 399, 411] meaning of collective-bargaining agreements and with cases that have permitted separate fonts of substantive rights to remain unpre-empted by other federal labor-law statutes.
First, as we explained in Lueck, "[t]he need to preserve the effectiveness of arbitration was one of the central reasons that underlay the Court's holding in Lucas Flour."
Second, there is nothing novel about recognizing that substantive rights in the labor relations context can exist without interpreting collective-bargaining agreements.
The Court of Appeals "recognize[d] that 301 does not pre-empt state anti-discrimination laws, even though a suit under these laws, like a suit alleging retaliatory discharge, requires a state court to determine whether just cause existed to justify the discharge." 823 F.2d, at 1046, n. 17. The court distinguished those laws because Congress has affirmatively endorsed state antidiscrimination remedies in Title VII of the Civil Rights Act of 1964, 78 Stat. 241, see 42 U.S.C. 2000e-5(c) and 2000e-7, whereas there is no such explicit endorsement of state workers' compensation laws. As should be plain from our discussion in Part III, supra, this distinction is unnecessary for determining whether 301 pre-empts the state law in question. The operation of the antidiscrimination laws does, however, illustrate the relevant point for 301 pre-emption analysis that the mere fact that a broad contractual protection against discriminatory - or retaliatory [486 U.S. 399, 413] - discharge may provide a remedy for conduct that coincidentally violates state law does not make the existence or the contours of the state-law violation dependent upon the terms of the private contract. For even if an arbitrator should conclude that the contract does not prohibit a particular discriminatory or retaliatory discharge, that conclusion might or might not be consistent with a proper interpretation of state law. In the typical case a state tribunal could resolve either a discriminatory or retaliatory discharge claim without interpreting the "just cause" language of a collective-bargaining agreement.
In sum, we hold that an application of state law is preempted by 301 of the Labor Management Relations Act of 1947 only if such application requires the interpretation of a collective-bargaining agreement. 12
The judgment of the Court of Appeals is reversed.
[
Footnote 2
] We later concluded that state courts have concurrent jurisdiction over 301 claims. Charles Dowd Box Co. v. Courtney,
[
Footnote 3
] Our discussion of the pre-emptive scope of 301 bears repeating: "It was apparently the theory of the Washington court that, although Textile Workers Union v. Lincoln Mills,
[
Footnote 4
] We applied this same principle of 301 pre-emption just last Term to a case in which the plaintiff had conceded that the "`nature and scope of the duty of care owed [her] is determined by reference to the collective bargaining agreement.'" Electrical Workers v. Hechler,
[
Footnote 5
] We have twice applied the Lucas Flour 301 pre-emption principle in determining whether a state-law claim brought in state court was properly removed to federal court. In Avco Corp. v. Machinists,
[ Footnote 6 ] Although the cause of action was not based on any specific statutory provision, the following section of the Illinois Workers' Compensation Act expresses the public policy underlying the common-law development: "It shall be unlawful for any employer, insurance company or service or adjustment company to interfere with, restrain or coerce an employee in any manner whatsoever in the exercise of the rights or remedies granted to him or her by this Act or to discriminate, attempt to discriminate, or [486 U.S. 399, 407] threaten to discriminate against an employee in any way because of the exercise of his or her rights granted to him or her by this Act. "It shall be unlawful for any employer, individually or through any insurance company or service or adjustment company, to discharge or threaten to discharge, or to refuse to rehire or recall to active service in a suitable capacity an employee because of the exercise of his or her rights or remedies granted him or her by this Act." Ill. Rev. Stat., ch. 48, § 138.4(h) (1987).
[
Footnote 7
] Such independence was not present either in Lucas Flour, Allis-Chalmers Corp. v. Lueck,
[
Footnote 8
] Although 301 pre-empts state law only insofar as resolution of the state-law claim requires the interpretation of a collective-bargaining agreement, and although 301 pre-emption is all that is at issue in this case, it is important to remember that other federal labor-law principles may pre-empt state law. Thus, in San Diego Building Trades Council v. Garmon,
[
Footnote 9
] Whether a union may waive its members' individual, nonpre-empted state-law rights, is, likewise, a question distinct from that of whether a claim is pre-empted under 301, and is another issue we need not resolve today. We note that under Illinois law, the parties to a collective-bargaining agreement may not waive the prohibition against retaliatory discharge nor may they alter a worker's rights under the state worker's
[486
U.S. 399, 410]
compensation scheme. Byrd v. Aetna Casualty & Surety Co., 152 Ill. App. 3d 292, 298, 504 N. E. 2d 216, 221, app. denied, 115 Ill. 2d 539, 511 N. E. 2d 426 (1987). Before deciding whether such a state-law bar to waiver could be pre-empted under federal law by the parties to a collective-bargaining agreement, we would require "clear and unmistakable" evidence, see Metropolitan Edison Co. v. NLRB,
[
Footnote 10
] Thus, what we said in Caterpillar Inc. v. Williams,
[
Footnote 11
] Arbitrators are delegated by nearly all collective-bargaining agreements as the adjudicators of contract disputes. See Paperworkers v. Misco, Inc.,
[
Footnote 12
] A collective-bargaining agreement may, of course, contain information such as rate of pay and other economic benefits that might be helpful in determining the damages to which a worker prevailing in a state-law suit is entitled. See Baldracchi v. Pratt & Whitney Aircraft Div., United Technologies Corp., 814 F.2d, at 106. Although federal law would govern the interpretation of the agreement to determine the proper damages, the underlying state-law claim, not otherwise pre-empted, would stand. Thus, as a general proposition, a state-law claim may depend for its resolution upon both the interpretation of a collective-bargaining agreement and a separate state-law analysis that does not turn on the agreement. In such a case, federal law would govern the interpretation of the agreement, but the separate state-law analysis would not be thereby pre-empted. As we said in Allis-Chalmers Corp. v. Lueck,
Thank you for your feedback!
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes visit FindLaw's Learn About the Law.
Citation: 486 U.S. 399
No. 87-259
Argued: March 23, 1988
Decided: June 06, 1988
Court: United States Supreme Court
Search our directory by legal issue
Enter information in one or both fields (Required)
Harness the power of our directory with your own profile. Select the button below to sign up.
Learn more about FindLaw’s newsletters, including our terms of use and privacy policy.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)