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Title 28 U.S.C. 1920 provides that a federal court "may tax" specified items, including witness fees, as costs against the losing party, and 1821(b) states that a witness "shall be paid" a fee of $30 per day for court attendance. Federal Rule of Civil Procedure 54(d) provides in part: "Except when express provision therefore is made either in a statute of the United States or in these rules, costs shall be allowed as of course to the prevailing party unless the court otherwise directs." In No. 86-322, petitioners prevailed as the defendants in an antitrust action filed by respondent, and the Federal District Court awarded, as part of petitioners' costs, an amount for expert witness fees in excess of 1821(b)'s $30-per-day limit, holding that Rule 54(d) granted it discretion to exceed such limit. The Court of Appeals reversed, concluding that 1821(b)'s limit controlled. In No. 86-328, petitioner prevailed in an action against it by respondents for alleged violations of federal civil rights statutes. The Federal District Court refused to order respondents to reimburse petitioner for its expert witness fees to the extent they exceeded the $30-per-day limit, and the Court of Appeals affirmed.
Held:
When a prevailing party seeks reimbursement for fees paid to its expert witnesses, a federal court is bound by the limits of 1821(b), absent contract or explicit statutory authority to the contrary. There is no merit to petitioners' contentions that, since 1920 lists expenses which a court "may" tax as costs, it only authorizes taxation of such items and does not preclude taxation for other items or amounts in excess of the 1821(b) fee; and that the discretion granted by Rule 54(d) is a separate power to tax expenses as costs. If Rule 54(d) were so construed, 1920 would serve no role whatsoever. The better view is that 1920 defines the term "costs" as used in Rule 54(d) and enumerates expenses that a federal court may tax as costs under the discretionary authority found in Rule 54(d). Section 1920 is phrased permissibly because Rule 54(d) generally grants a federal court discretion to refuse to tax costs in favor of the prevailing party.
[482
U.S. 437, 438]
Such discretion is not a power to evade the specific congressional command limiting the amount of witness fees. Rather, it is solely a power to decline to tax, as costs, the items enumerated in 1920. The dictum to the contrary in Farmer v. Arabian American Oil Co.,
790 F.2d 1193, affirmed and remanded, and 790 F.2d 1174, affirmed.
REHNQUIST, C. J., delivered the opinion of the Court, in which WHITE, BLACKMUN, POWELL, STEVENS, O'CONNOR, and SCALIA, JJ., joined. BLACKMUN, J. filed a concurring opinion, post, p. 445. MARSHALL, J., filed a dissenting opinion, in which BRENNAN, J., joined, post, p. 445.
[ Footnote * ] Together with No. 86-328, Champion International Corp. v. International Woodworkers of America, AFL-CIO, CLC, et al., also on certiorari to the same court.
Ernest P. Mansour argued the cause for petitioners in No. 86-322. With him on the briefs were Dando B. Cellini and Victoria Knight McHenry. Jeffrey A. Walker argued the cause for petitioner in No. 86-328. With him on the briefs was Miles Curtiss McKee.
William H. Block argued the cause and filed a brief for respondent in No. 86-322. James E. Youngdahl argued the cause and filed a brief for respondents in No. 86-328.Fn
Fn [482 U.S. 437, 438] James Robertson, Harold R. Tyler, Jr., Norman Redlich, William L. Robinson, Richard T. Seymour, Antonia Hernandez, E. Richard Larson, Steven L. Winter, Julius LeVonne Chambers, and Charles Stephen Ralston filed a brief for the NAACP Legal Defense and Educational Fund, Inc., et al. as amici curiae urging affirmance in No. 86-328.
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
In these two consolidated cases we address the power of federal courts to require a losing party to pay the compensation of the winner's expert witnesses. In No. 86-322, respondent J. T. Gibbons, Inc., sued petitioner Crawford Fitting Co. and other petitioners for alleged violations of the [482 U.S. 437, 439] antitrust laws. The District Court directed a verdict in favor of petitioners. 565 F. Supp. 167 (ED La. 1981), aff'd, 704 F.2d 787 (CA5 1983). Petitioners then filed a bill of costs with the Clerk of that court, seeking reimbursement from respondent for over $220,000 in litigation expenses, including substantial expert witness fees. The District Court held that Federal Rule of Civil Procedure 54(d) granted it discretion to exceed the $30-per-day witness fee limit found in 28 U.S.C. 1821(b). It accordingly awarded petitioners $86,480.70 for their expert witnesses. 102 F. R. D. 73 (ED La. 1984). En banc, the Court of Appeals for the Fifth Circuit reversed, holding that the limit of 1821(b) controlled. 790 F.2d 1193 (1986). In No. 86-328, respondent International Woodworkers of America (IWA) sued petitioner Champion International, alleging racial discrimination in violation of Title VII of the Civil Rights Act of 1964 and 42 U.S.C. 1981. After a trial on the merits, the District Court dismissed all of respondent's claims. Petitioner thereafter filed a bill of costs, including $11,807 in expert witness fees. The District Court declined to order respondent to reimburse petitioner for these fees to the extent they exceeded the $30-per-day limit. The en banc Court of Appeals for the Fifth Circuit affirmed, finding the limit set forth in 1821(b) dispositive. 790 F.2d 1174 (1986). We agree and hold that when a prevailing party seeks reimbursement for fees paid to its own expert witnesses, a federal court is bound by the limit of 1821(b), absent contract or explicit statutory authority to the contrary.
In 1793 Congress enacted a general provision linking some taxable costs in most cases in federal courts to the practice of the courts of the State in which the federal court sat. Act of Mar. 1, 1793, 4, 1 Stat. 333. This provision expired in 1799. Apparently from 1799 until 1853 federal courts continued to refer to state rules governing taxable costs. See Alyeska Pipeline Service Co. v. Wilderness Society,
It provided, in part, "That in lieu of the compensation now allowed by law to attorneys, solicitors, . . . and . . . witnesses . . . in the several States, the following and no other compensation shall be taxed and allowed." Act of Feb. 26, 1853, 10 Stat. 161. The rate for witnesses was set at $1.50 per day. 10 Stat. 167. The sweeping reforms of the 1853 Act have been carried forward to today, "without any apparent intent to change the controlling rules." Alyeska Pipeline, supra, at 255. Title 28 U.S.C. 1920 now embodies Congress' considered choice as to the kinds of expenses that a federal court may tax as costs against the losing party:
Petitioners argue that since 1920 lists which expenses a court "may" tax as costs, that section only authorizes taxation of certain items. In their view, 1920 does not preclude taxation of costs above and beyond the items listed, and more particularly, amounts in excess of the 1821(b) fee. Thus, the discretion granted by Rule 54(d) is a separate source of power to tax as costs expenses not enumerated in 1920. We think, however, that no reasonable reading of these provisions together can lead to this conclusion, for petitioners' view renders 1920 superfluous. If Rule 54(d) grants courts discretion to tax whatever costs may seem appropriate, then 1920, which enumerates the costs that may be taxed, serves no role whatsoever. We think the better view is that 1920 defines the term "costs" as used in Rule 54(d). Section 1920 enumerates expenses that a federal court may tax as a cost under the discretionary authority [482 U.S. 437, 442] found in Rule 54(d). It is phrased permissively because Rule 54(d) generally grants a federal court discretion to refuse to tax costs in favor of the prevailing party. One of the items enumerated in 1920 is the witness fee, set by 1821(b) at $30 per day.
We cannot accept an interpretation of Rule 54(d) that would render any of these specific statutory provisions entirely without meaning. Repeals by implication are not favored, and petitioners proffer the ultimate in implication, for Rule 54(d) and 1920 and 1821 are not even inconsistent. We think that it is clear that in 1920 and 1821, Congress comprehensively addressed the taxation of fees for litigants' witnesses. This conclusion is all the more compelling when we consider that 1920(6) allows the taxation, as a cost, of the compensation of court-appointed expert witnesses. There is no provision that sets a limit on the compensation for court-appointed expert witnesses in the way that 1821(b) sets a limit for litigants' witnesses. It is therefore clear that when Congress meant to set a limit on fees, it knew how to do so. We think that the inescapable effect of these sections in combination is that a federal court may tax expert witness fees in excess of the $30-per-day limit set out in 1821(b) only when the witness is court-appointed. The discretion granted by Rule 54(d) is not a power to evade this specific congressional command. Rather, it is solely a power to decline to tax, as costs, the items enumerated in 1920.
The logic of this conclusion notwithstanding, petitioners place heavy weight on a single sentence found in our opinion in Farmer v. Arabian American Oil Co.,
The sentence relied upon is classic obiter: something mentioned in passing, which is not in any way necessary to the decision of the issue before the Court. We think the dictum is inconsistent with the foregoing analysis, and we disapprove it.
The argument petitioners present today was squarely rejected in Henkel v. Chicago, S. P., M. & O. R. Co.,
We cannot agree. Henkel rested on statutory interpretation. Whatever the effect of the merger of law and equity in federal courts, it did not repeal any part of the Fee Act. Title 28 U.S.C. 1920 and 1821, today's counterparts to the provisions of the Fee Act at issue in Henkel, are still law, and when not overridden by contract or explicit statutory authority, they control a federal court's power to hold a losing party responsible for the opponent's witness fees.
Our conclusion conforms to our prior interpretations of the 1853 Fee Act. In Alyeska Pipeline Service Co. v. Wilderness Society,
Although Congress responded to our decision in Alyeska by broadening the availability of attorney's fees in the federal courts, see the Civil Rights Attorney's Fees Awards Act of 1976, 90 Stat. 2641, 42 U.S.C. 1988, it has not otherwise "retracted, repealed, or modified the limitations on taxable fees contained in the 1853 statute and its successors."
We hold that absent explicit statutory or contractual authorization for the taxation of the expenses of a litigant's witness as costs, federal courts are bound by the limitations set out in 28 U.S.C. 1821 and 1920. The judgments of the Court of Appeals are affirmed, and No. 86-322 is remanded for further proceedings consistent with this opinion.
I join the Court's opinion and its judgment but upon the understanding that it does not reach the question whether, under 42 U.S.C. 1988, a district court may award fees for an expert witness. See post, at 446, n. 1 (MARSHALL, J., dissenting).
JUSTICE MARSHALL, with whom JUSTICE BRENNAN joins, dissenting.
In these two cases, prevailing defendants sought reimbursement for expert witness fees pursuant to Federal Rule of Civil Procedure 54(d). The Rule provides that "[e]xcept [482 U.S. 437, 446] when express provision therefore is made either in a statute of the United States or in these rules, costs shall be allowed as of course to the prevailing party unless the court otherwise directs." In No. 86-322, the District Court found that some of the expert testimony was "indispensable to the determination of [the] issues in the case" and taxed against the plaintiff the portion of witness fees attributable to that testimony. 102 F. R. D. 73, 86 (ED La. 1984). In No. 86-328, even though the District Court found the defendant's expert was "helpful and perhaps necessary to its case," the court declined to award fees in excess of the amounts specified in 28 U.S.C. 1821. Civ. Action No. WC 78-33-WK-P (ND Miss., Aug. 24, 1983), p. 9.
The Court now informs us that the District Courts had no power to award costs not expressly authorized by statute. 1 In its haste to extinguish all discretion to award these non-statutory costs, however, the Court has rendered Rule 54(d) a nullity.
Before today, it was generally recognized that the "unless the court otherwise directs" language in Rule 54(d) was intended
[482
U.S. 437, 447]
as a grant of discretion to the district courts. See, e. g., 10 C. Wright, A. Miller, & M. Kane, Federal Practice and Procedure 2665, p. 171 (2d ed. 1983). Except where expressly prohibited by statute from doing so, the Rule "vests in the district court a sound discretion over the allowance, disallowance, or apportionment of costs in all civil actions." 6J. Moore, W. Toeggart, & J. Wicker, Moore's Federal Practice § 54.705., p. 54-331 (2d ed. 1987). This is because Rule 54(d) adopts the practice formerly followed in equity, see 6 Moore § 54.703., p. 54-321; 10 Wright 2668, pp. 197-200, where courts possessed the power to award costs not expressly provided by statute, as "part of the original authority of the chancellor to do equity in a particular situation." Sprague v. Ticonic National Bank,
Since the adoption of the Federal Rules, this Court has addressed the scope of the district courts' power to tax costs on only one occasion. In Farmer v. Arabian American Oil Co.,
Rather than following Farmer, as it should, the majority relies on Henkel v. Chicago, S. P., M. & O. R. Co.,
The majority's assertion that discretion can be exercised only "to refuse to tax costs in favor of the prevailing party," ante, at 442, is plainly inconsistent with the equitable principles on which Rule 54(d) is based. Moreover, it reinforces the fact that the Rule is now entirely superfluous. Because the language of 1920 is permissive - "[a] judge or clerk of any court of the United States may tax as costs the following" - courts already have discretion to disallow the costs listed therein. 3
As the Court noted in Farmer, Rule 54(d) does not define "costs."
Not only is the Court's holding inconsistent with the language and history of Rule 54(d) and 1920, but it is also ill advised as a policy matter. As Judge Rubin stated in his opinion below:
No. 86-322 is an antitrust case; obviously, 1988 is not at issue in that case. And, as an examination of the record reveals, the issue is not properly before the Court in No. 86-328, either. In that case, petitioner, a prevailing civil rights defendant, made a motion for attorney's fees "and expenses" under 1988 and filed a bill of costs under Rule 54(d). The bill of costs included $31,333.87 for "expert witness fees and expenses." Record 38. On December 30, 1982, the District Court summarily denied the motion for attorney's fees and expenses, based on its conclusion that, under Christiansburg Garment Co. v. EEOC,
[
Footnote 2
] Under Federal Rule of Civil Procedure 45(e), a district court's power to compel attendance of witnesses extends only 100 miles. Relying on this Rule, District Courts had traditionally declined to tax as costs expenses of witnesses traveling more than 100 miles. See Farmer v. Arabian American Oil Co.,
[ Footnote 3 ] The legislative history of 1920 supports this view of Rule 54(d). Congress replaced the mandatory language found in the earlier version - "shall tax costs" - to conform to the discretion afforded by Rule 54(d). See H. R. Rep. No. 308, 80th Cong., 1st Sess., App. A162 (1947) (Reviser's Note).
[ Footnote 4 ] Despite the majority's protestations, refusing to construe 1920 as the exclusive definition of costs would not render the statute superfluous. Its principal purpose is to set forth those routine, readily determinable costs which, in ordinary cases, will automatically be taxed by the clerk of the court.
[
Footnote 5
] With respect to fees, Alyeska identified three circumstances appropriate for such "assertions of inherent power in the courts," Alyeska Pipeline Co., v. Wilderness Society,
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Citation: 482 U.S. 437
No. 86-322
Argued: April 29, 1987
Decided: June 15, 1987
Court: United States Supreme Court
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