Learn About the Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Section 901 (a) of Title IX of the Education Amendments of 1972 (Title IX) provides in part that "[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance." Petitioner instituted litigation in Federal District Court, alleging that she had been excluded from participation in the medical education programs of respondent private universities on the basis of her gender and that these programs were receiving federal financial assistance at the time of her exclusion. The District Court granted respondents' motions to dismiss the complaints since Title IX does not expressly authorize a private right of action by a person injured by a violation of 901, and since the court concluded that no private remedy should be inferred. The Court of Appeals agreed that the statute did not contain an implied private remedy. It concluded, inter alia, that Congress intended the remedy in 902 of Title IX, establishing a procedure for the termination of federal financial support for institutions that violated 901, to be the exclusive means of enforcement, and that Title VI of the Civil Rights Act of 1964, upon which Title IX was patterned, did not include an implied private cause of action.
Held:
Petitioner may maintain her lawsuit, despite the absence of any express authorization for it in Title IX. Pp. 688-717.
STEVENS, J., delivered the opinion of the Court, in which BRENNAN, STEWART, MARSHALL, and REHNQUIST, JJ., joined. REHNQUIST, J., filed a concurring opinion, in which STEWART, J., joined, post, p. 717. BURGER, C. J., concurred in the judgment. WHITE, J., filed a dissenting opinion, in which BLACKMUN, J., joined, post, p. 718. POWELL, J., filed a dissenting opinion, post, p. 730.
John M. Cannon argued the cause and filed briefs for petitioner.
Solicitor General McCree argued the cause for the federal respondents. With him on the briefs were Assistant Attorney General Days, Deputy Solicitor General Wallace, Jessica Dunsay Silver, and Miriam R. Eisenstein.
Stuart Bernstein argued the cause for respondents University of Chicago et al. With him on the brief were Susan S. Sher and Thomas H. Morsch. *
[ Footnote * ] Briefs of amici curiae urging reversal were filed by Nancy Duff Campbell and Margaret A. Kohn for the Federation of Organizations for Professional Women et al.; by Carla A. Hills, William C. Kelly, Jr., Charles A. Bane, Thomas D. Barr, Norman Redlich, Robert A. Murphy, and Norman J. Chachkin for the Lawyers' Committee for Civil Rights Under Law; by Kent Hull for the National Center for Law and the Handicapped, Inc., et al.; and by Howard C. Westwood, Peter J. Nickles, Arnold Forster, Jeffrey P. Sinensky, Samuel Rabinove, Peter D. Roos, Richard A. Weisz, Roger S. Kuhn, William L. Taylor, Ronald B. Brown, Robert Hermann, and Nathaniel Jones for the National Urban League et al.
Briefs of amici curiae urging affirmance were filed by Laura Christian Ford and Joseph Anthony Keyes, Jr., for the American Council on Education et al.; by Susan A. Cahoon, William A. Wright, and Douglas S. McDowell for the Equal Employment Advisory Council; and by John W. Barnett and Noel E. Hanf for Yale University. [441 U.S. 677, 680]
MR. JUSTICE STEVENS delivered the opinion of the Court.
Petitioner's complaints allege that her applications for admission to medical school were denied by the respondents because she is a woman.
1
Accepting the truth of those allegations for the purpose of its decision, the Court of Appeals held that petitioner has no right of action against respondents that may be asserted in a federal court. 559 F.2d 1063. We granted certiorari to review that holding.
Only two facts alleged in the complaints are relevant to our decision. First, petitioner was excluded from participation in the respondents' medical education programs because of her sex. Second, these education programs were receiving federal financial assistance at the time of her exclusion. These facts, admitted arguendo by respondents' motion to dismiss the complaints, establish a violation of 901 (a) of Title IX of the Education Amendments of 1972 (hereinafter Title IX). 2 [441 U.S. 677, 681]
That section, in relevant part, provides:
The Court of Appeals agreed that the statute did not contain an implied private remedy. Noting that 902 of Title IX establishes a procedure for the termination of federal financial support for institutions violating 901, the Court of Appeals concluded that Congress intended that remedy to [441 U.S. 677, 684] be the exclusive means of enforcement. 4 It recognized that the statute was patterned after Title VI of the Civil Rights [441 U.S. 677, 685] Act of 1964 (hereinafter Title VI), 5 but rejected petitioner's argument that Title VI included an implied private cause of action. 559 F.2d, at 1071-1075.
After the Court of Appeal's decision was announced, Congress enacted the Civil Rights Attorney's Fees Awards Act of 1976, 90 Stat. 2641, which authorizes an award of fees to prevailing private parties in actions to enforce Title IX. 6 The [441 U.S. 677, 686] court therefore granted a petition for rehearing to consider whether, in the light of that statute, its original interpretation of Title IX had been correct. After receiving additional briefs, the court concluded that the 1976 Act was not intended to create a remedy that did not previously exist. 7 The court [441 U.S. 677, 687] also noted that the Department of Health, Education, and Welfare had taken the position that a private cause of action under Title IX should be implied, 8 but the court disagreed [441 U.S. 677, 688] with that agency's interpretation of the Act. In sum, it adhered to its original view, 559 F.2d, at 1077-1080.
The Court of Appeals quite properly devoted careful attention to this question of statutory construction. As our recent cases - particularly Cort v. Ash,
First, the threshold question under Cort is whether the statute was enacted for the benefit of a special class of which the plaintiff is a member. That question is answered by looking to the language of the statute itself. Thus, the statutory reference to "any employee of any such common carrier" in the 1893 legislation requiring railroads to equip their cars with secure "grab irons or handholds," see 27 Stat. 532, 531, made "irresistible" the Court's earliest "inference of a private right of action" - in that case in favor of a railway employee who was injured when a grab iron gave way. Texas & Pacific R. Co. v. Rigsby,
Similarly, it was statutory language describing the special class to be benefited by 5 of the Voting Rights Act of 1965
11
that persuaded the Court that private parties within that class were implicitly authorized to seek a declaratory judgment against a covered State. Allen v. State Board of Elections,
The language in these statutes - which expressly identifies the class Congress intended to benefit - contrasts sharply with statutory language customarily found in criminal statutes, such as that construed in Cort, supra, and other laws enacted for the protection of the general public. 13 There would be far [441 U.S. 677, 691] less reason to infer a private remedy in favor of individual persons if Congress, instead of drafting Title IX with an unmistakable focus on the benefited class, had written it simply [441 U.S. 677, 692] as a ban on discriminatory conduct by recipients of federal funds or as a prohibition against the disbursement of public [441 U.S. 677, 693] funds to educational institutions engaged in discriminatory practices. 14
Unquestionably, therefore, the first of the four factors identified in Cort favors the implication of a private cause of [441 U.S. 677, 694] action. Title IX explicitly confers a benefit on persons discriminated against on the basis of sex, and petitioner is clearly a member of that class for whose special benefit the statute was enacted.
Second, the Cort analysis requires consideration of legislative history. We must recognize, however, that the legislative history of a statute that does not expressly create or deny a private remedy will typically be equally silent or ambiguous on the question. Therefore, in situations such as the present one "in which it is clear that federal law has granted a class of persons certain rights, it is not necessary to show an intention to create a private cause of action, although an explicit purpose to deny such cause of action would be controlling." Cort,
Title IX was patterned after Title VI of the Civil Rights Act of 1964. 16 Except for the substitution of the word "sex" [441 U.S. 677, 695] in Title IX to replace the words "race, color, or national origin" in Title VI, the two statutes use identical language to describe the benefited class. 17 Both statutes provide the [441 U.S. 677, 696] same administrative mechanism for terminating federal financial support for institutions engaged in prohibited discrimination. 18 Neither statute expressly mentions a private remedy for the person excluded from participation in a federally funded program. The drafters of Title IX explicitly assumed that it would be interpreted and applied as Title VI had been during the preceding eight years. 19
In 1972 when Title IX was enacted, the critical language in Title VI had already been construed as creating a private remedy. Most particularly, in 1967, a distinguished panel of the Court of Appeals for the Fifth Circuit squarely decided this issue in an opinion that was repeatedly cited with approval and never questioned during the ensuing five years. 20 In addition, at least a dozen other federal courts reached similar conclusions in the same or related contexts during those years. 21 It is always appropriate to assume that our [441 U.S. 677, 697] elected representatives, like other citizens, know the law; in this case, because of their repeated references to Title VI and its modes of enforcement, we are especially justified in presuming both that those representatives were aware of the [441 U.S. 677, 698] prior interpretation of Title VI and that that interpretation reflects their intent with respect to Title IX.
Moreover, in 1969, in Allen v. State Board of Elections,
It is not, however, necessary to rely on these presumptions. The package of statutes of which Title IX is one part also contains a provision whose language and history demonstrate that Congress itself understood Title VI, and thus its companion, Title IX, as creating a private remedy. Section 718 of the Education Amendments authorizes federal courts to award attorney's fees to the prevailing parties, other than the United States, in private actions brought against public educational agencies to enforce Title VI in the context of elementary and secondary education. 25 The language of this provision explicitly presumes the availability of private suits to enforce Title VI in the education context. 26 For many such [441 U.S. 677, 700] suits, no express cause of action was then available; hence Congress must have assumed that one could be implied under Title VI itself. 27 That assumption was made explicit during the debates on 718. 28 It was also aired during the debates [441 U.S. 677, 701] on other provisions in the Education Amendments of 1972 29 and on Title IX itself, 30 and is consistent with the Executive Branch's apparent understanding of Title VI at the time. 31 [441 U.S. 677, 702]
Finally, the very persistence - before 1972 and since, among judges and executive officials, as well as among litigants and their counsel, 32 and even implicit in decisions of this Court 33 - [441 U.S. 677, 703] of the assumption that both Title VI and Title IX created a private right of action for the victims of illegal discrimination and the absence of legislative action to change that assumption provide further evidence that Congress at least acquiesces in, and apparently affirms, that assumption. See n. 7, supra. We have no doubt that Congress intended to create Title IX remedies comparable to those available under Title VI and that it understood Title VI as authorizing an implied private cause of action for victims of the prohibited discrimination. 34
Third, under Cort, a private remedy should not be implied if it would frustrate the underlying purpose of the legislative scheme. On the other hand, when that remedy is necessary or at least helpful to the accomplishment of the statutory purpose, the Court is decidedly receptive to its implication under the statute. 35 [441 U.S. 677, 704]
Title IX, like its model Title VI, sought to accomplish two related, but nevertheless somewhat different, objectives. First, Congress wanted to avoid the use of federal resources to support discriminatory practices; second, it wanted to provide individual citizens effective protection against those practices. Both of these purposes were repeatedly identified in the debates on the two statutes. 36
The first purpose is generally served by the statutory procedure for the termination of federal financial support for institutions engaged in discriminatory practices. 37 That remedy [441 U.S. 677, 705] is, however, severe and often may not provide an appropriate means of accomplishing the second purpose if merely an isolated violation has occurred. 38 In that situation, the violation might be remedied more efficiently by an order requiring an institution to accept an applicant who had been improperly excluded. 39 Moreover, in that kind of situation it makes little sense to impose on an individual, whose only interest is in obtaining a benefit for herself, or on HEW, the burden of demonstrating that an institution's practices are so pervasively discriminatory that a complete cutoff of federal funding is appropriate. The award of individual relief to a private litigant who has prosecuted her own suit is not only [441 U.S. 677, 706] sensible but is also fully consistent with - and in some cases even necessary to - the orderly enforcement of the statute. 40
The Department of Health, Education, and Welfare, which is charged with the responsibility for administering Title IX, perceives no inconsistency between the private remedy and the public remedy. 41 On the contrary, the agency takes the [441 U.S. 677, 707] unequivocal position that the individual remedy will provide effective assistance to achieving the statutory purposes. See [441 U.S. 677, 708] n. 8, supra. The agency's position is unquestionably correct. 42
Fourth, the final inquiry suggested by Cort is whether implying a federal remedy is inappropriate because the subject matter involves an area basically of concern to the States. No such problem is raised by a prohibition against invidious discrimination of any sort, including that on the basis of sex. Since the Civil War, the Federal Government and the federal courts have been the "`primary and powerful reliances'" in protecting citizens against such discrimination. Steffel v. Thompson,
In sum, there is no need in this case to weigh the four Cort factors; all of them support the same result. Not only the words and history of Title IX, but also its subject matter and underlying purposes, counsel implication of a cause of action in favor of private victims of discrimination.
Respondents' principal argument against implying a cause of action under Title IX is that it is unwise to subject admissions decisions of universities to judicial scrutiny at the behest of disappointed applicants on a case-by-case basis. They argue that this kind of litigation is burdensome and inevitably will have an adverse effect on the independence of members of university committees.
This argument is not original to this litigation. It was forcefully advanced in both 1964 and 1972 by the congressional opponents of Title VI and Title IX, 43 and squarely rejected by the congressional majorities that passed the two statutes. In short, respondents' principal contention is not a legal argument at all; it addresses a policy issue that Congress has already resolved.
History has borne out the judgment of Congress. Although victims of discrimination on the basis of race, religion, or national origin have had private Title VI remedies available at least since 1965, see n. 21, supra, respondents have not come forward with any demonstration that Title VI litigation has been so costly or voluminous that either the academic community or the courts have been unduly burdened. Nothing but speculation supports the argument that university [441 U.S. 677, 710] administrators will be so concerned about the risk of litigation that they will fail to discharge their important responsibilities in an independent and professional manner. 44
Respondents advance two other arguments that deserve brief mention. Starting from the premise that Title IX and Title VI should receive the same construction, respondents argue (1) that a comparison of Title VI with other Titles of the Civil Rights Act of 1964 demonstrates that Congress created express private remedies whenever it found them desirable; 45 and (2) that certain excerpts from the legislative history of Title VI foreclose the implication of a private remedy. 46
Even if these arguments were persuasive with respect to Congress' understanding in 1964 when it passed Title VI, they would not overcome the fact that in 1972 when it passed Title IX, Congress was under the impression that Title VI
[441
U.S. 677, 711]
could be enforced by a private action and that Title IX would be similarly enforceable. See supra, at 696-699. "For the relevant inquiry is not whether Congress correctly perceived the then state of the law, but rather what its perception of the state of the law was." Brown v. GSA,
The fact that other provisions of a complex statutory scheme create express remedies has not been accepted as a sufficient reason for refusing to imply an otherwise appropriate remedy under a separate section. See, e. g., J. I. Case Co. v. Borak,
With one set of exceptions, the excerpts from the legislative history cited by respondents as contrary to implication of a private remedy under Title VI, were all concerned with a procedure for terminating federal funding. 47 None of them evidences any hostility toward an implied private remedy to terminate the offending discrimination. They are consistent with the assumption expressed frequently during the debates that such a judicial remedy - either through the kind of broad construction of state action under 1983 adopted by the Court of Appeals for the Fourth Circuit in Simkins v. Moses H. Cone Memorial Hospital, 323 F.2d 959 (1963), 48 [441 U.S. 677, 712] or through an implied remedy 49 - would be available to private litigants regardless of how the fund-cutoff issue was resolved. [441 U.S. 677, 713]
The only excerpt relied upon by respondents that deals precisely with the question whether the victim of discrimination has a private remedy under Title VI was comment by [441 U.S. 677, 714] Senator Keating. In it, he expressed disappointment at the administration's failure to include his suggestion for an express remedy in its final proposed bill. 50 Our analysis of the [441 U.S. 677, 715] legislative history convinces us, however, that neither the administration's decision not to incorporate that suggestion expressly in its bill, nor Senator Keating's response to that decision, is indicative of a rejection of a private right of action against recipients of federal funds. Instead, the former appears to have been a compromise aimed at protecting individual rights without subjecting the Government to suits, 51 [441 U.S. 677, 716] while the latter is merely one Senator's isolated expression of a preference for an express private remedy. 52 In short, neither is inconsistent with the implication of such a remedy. Nor is there any other indication in the legislative history that any Member of Congress voted in favor of the statute in reliance on an understanding that Title VI did not include a private remedy. [441 U.S. 677, 717]
When Congress intends private litigants to have a cause of action to support their statutory rights, the far better course is for it to specify as much when it creates those rights. But the Court has long recognized that under certain limited circumstances the failure of Congress to do so is not inconsistent with an intent on its part to have such a remedy available to the persons benefited by its legislation. Title IX presents the atypical situation in which all of the circumstances that the Court has previously identified as supportive of an implied remedy are present. We therefore conclude that petitioner may maintain her lawsuit, despite the absence of any express authorization for it in the statute.
The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
[ Footnote 2 ] Petitioner's complaints allege violations of various federal statutes including Title IX. Although the District Court and Court of Appeals ruled adversely on all of these theories, petitioner confined her petition for a writ of certiorari to the Title IX question. Pet. for Cert. 3. On that question, the District Court and Court of Appeals ruled favorably on respondents' motion to dismiss the complaints for failure to state a cause of action. See App. 22. Although respondents sought summary judgment simultaneously with their motion to dismiss, and submitted supporting affidavits, the courts below did not purport to rule on summary judgment or to make factual findings. Accordingly, all of the facts alleged [441 U.S. 677, 681] in petitioner's complaints must be taken as true for purposes of review.
According to her complaints, petitioner was qualified to attend both of the respondent medical schools based on both objective (i. e., grade-point average and test scores) and subjective criteria. In fact, both schools admitted some persons to the classes to which she applied despite the fact that those persons had less impressive objective qualifications than she did. Id., at 6-7, 12-13.
Both medical schools receive federal aid, id., at 15-16, and both have policies against admitting applicants who are more than 30 years old (petitioner was 39 years old at the time she applied), at least if they do not have advanced degrees. Id., at 7. Northwestern Medical School absolutely disqualifies applicants over 35. Id., at 7 n. 3. These policies, it is alleged, prevented petitioner from being asked to an interview at the medical schools, so that she was denied even the opportunity to convince the schools that her personal qualifications warranted her admission in place of persons whose objective qualifications were better than hers. Id., at 10, and n. 4, 11-12. Because the incidence of interrupted higher education is higher among women than among men, it is further claimed, the age and advanced-degree criteria operate to exclude women from consideration even though the criteria are not valid predictors of success in medical schools or in medical practice. Id., at 7-11. As such, the existence of the criteria either makes out or evidences a violation of the medical school's duty under Title IX to avoid discrimination on the basis of sex. Id., at 13. Petitioner also claimed that the schools accepted a far smaller percentage of women than their percentage in the general population and in the class of persons with bachelor's degrees. Id., at 9. But cf. 559 F.2d 1063, 1067, referring to statistics submitted by the University of Chicago in its affidavit accompanying its summary judgment motion indicating that the percentage of women admitted to classes from 1972 to 1975, 18.3%, was virtually identical to the percentage of women applicants. Of course, the dampening impact of a discriminatory rule may undermine the relevance of figures relating to actual applicants. See Dothard v. Rawlinson,
Upon her rejection by both schools, petitioner sought reconsideration of the decisions by way of written and telephonic communications with admissions officials. Finding these avenues of no avail, she filed a complaint with the local office of HEW in April 1975, alleging, inter alia, [441 U.S. 677, 682] violations of Title IX. App. 16. Three months later, having received only an acknowledgment of receipt of her letter from HEW, petitioner filed suit in the District Court for the Northern District of Illinois against the private defendants. After she amended her complaints to include the federal defendants and requested injunctive relief ordering them to complete their investigation, she was informed that HEW would not begin its investigation of her complaint until early 1976. 559 F.2d, at 1068, and n. 3; App. 49. In June 1976, HEW informed petitioner that the local stages of its investigation had been completed but that its national headquarters planned to conduct a further "in-depth study of the issues raised" because those issues were "of first impression and national in scope." App. to Pet. for Cert. A-35. As far as the record indicates, HEW has announced no further action in this case. See 559 F.2d, at 1077.
[ Footnote 3 ] In relevant part, 901, 86 Stat. 373, as amended, as set forth in 20 U.S.C. 1681, provides:
[ Footnote 4 ] Section 902, 86 Stat. 374, as set forth in 20 U.S.C. 1682, provides:
[ Footnote 5 ] Section 601 of Title VI of the Civil Rights Act of 1964, 78 Stat. 252, 42 U.S.C. 2000d, provides:
[ Footnote 6 ] The Civil Rights Attorney's Fees Awards Act of 1976 amended 42 U.S.C. 1988. That section, in relevant part, provides:
[ Footnote 7 ] We find nothing objectionable in this conclusion, as far as it goes. The legislative history quoted in the opinion of the Court of Appeals makes clear that the supporters of the legislation did not intend it to amend Title IX to include an express cause of action where none existed before. Instead, they clearly only meant to provide attorney's fees in the event that that statute as it had always existed implicitly created a cause of action. 559 F.2d, at 1079-1080.
On the other hand, the language added to 1988 by the 1976 amendment, and the legislative history surrounding it, do indicate that many "members of Congress may have assumed that private suits were authorized under" Title IX, 559 F.2d, at 1079, and, more importantly, that many Members felt that private enforcement of Title IX was entirely consistent with, and even necessary to, the enforcement of Title IX and the other statutes listed in 1988. In addition to reflecting this sentiment in the Senate Report on the 1976 amendment, see n. 6, supra, numerous legislators said as much on the floor of the two Houses:
Although we cannot accord these remarks the weight of contemporary legislative history, we would be remiss if we ignored these authoritative expressions concerning the scope and purpose of Title IX and its place within "the civil rights enforcement scheme" that successive Congresses have created over the past 110 years.
[ Footnote 8 ] At least since September 17, 1974, HEW has taken the position that an implied cause of action does exist under Title IX in certain circumstances. Letter from HEW Assistant General Counsel Theodore A. Miles to Dr. Bernice Sandler (Sept. 17, 1974), reproduced in App. to Pet. for Cert. A-36 to A-38. See also Memorandum for United States as Amicus Curiae in Lau v. Nichols, O. T. 1973, No. 72-6520, p. 13 n. 5, in which the Justice Department on behalf of HEW took the position that an implied cause of action exists under Title VI; n. 31, infra. It is represented that "communication lapses between national and regional HEW offices" accounted for HEW's taking the contrary position throughout the early stages of this suit and until petitioner asked for rehearing before the Seventh Circuit. Brief for Federal Respondents 6 n. 9.
HEW's position on the interaction between the private cause of action that it recognizes and the administrative remedy provided by 20 U.S.C. 1682 and HEW regulations was less clear until recently. In the Assistant General Counsel's 1974 letter mentioned above, the question of exhaustion of administrative remedies was raised but not answered. Since 1974, HEW has apparently never taken the position that exhaustion is required in every case. In submissions made to the court in Terry v. Methodist Hospital, Civ. No. 76-373 (ND Ind.), however, the Department apparently took the position that it should always have the opportunity (i. e., "primary jurisdiction") to exercise its expertise through the 1682 process in advance of judicial consideration of a private suit. Statement in Support of HEW's Motion for Reconsideration, Oct. 13, 1977, pp. 6, 10. It was apparently contemplated that the administrative results would be due some amount of deference in subsequent private litigation. Later, HEW [441 U.S. 677, 688] advanced the position that the choice lay with the alleged victim of discrimination, but that if that person initiated administrative proceedings prior to suit (as petitioner did here), the only judicial remedy would be through judicial review of the agency action. See NAACP v. Wilmington Medical Center, 453 F. Supp. 280, 300 (Del. 1978). Now, however, HEW, in conjunction with the Department of Justice, has rejected any strict-exhaustion, primary-jurisdiction, or election-of-remedies position in favor of a more flexible approach. In its view, a district court might choose to defer to the decision of the relevant administrative agency, if, unlike here, one has been reached in advance of trial, and it may wish to stay its hand upon request of HEW if an administrative investigation or informal negotiations are in progress and might be hampered by judicial action. See Brief for Federal Respondents 58-60, n. 36.
[
Footnote 9
] "In determining whether a private remedy is implicit in a statute not expressly providing one, several factors are relevant. First, is the plaintiff `one of the class for whose especial benefit the statute was enacted,' Texas & Pacific R. Co. v. Rigsby,
[ Footnote 10 ] In that case the Court stated:
[ Footnote 11 ] 42 U.S.C. 1973c.
[ Footnote 12 ] The Court's entire explanation for inferring a private remedy was as follows:
[
Footnote 13
] Not surprisingly, the right- or duty-creating language of the statute has generally been the most accurate indicator of the propriety of implication of a cause of action. With the exception of one case, in which the relevant statute reflected a special policy against judicial interference, this Court has never refused to imply a cause of action where the language of the statute explicitly conferred a right directly on a class of persons that included the plaintiff in the case. See Sullivan v. Little Hunting Park,
The only case that deviates from this pattern is Santa Clara Pueblo v. Martinez,
Even Martinez, however, "recognized the propriety of inferring a federal cause of action for the enforcement of civil rights, even when Congress has spoken in purely declarative terms."
Conversely, the Court has been especially reluctant to imply causes of actions under statutes that create duties on the part of persons for the benefit of the public at large. See Piper v. Chris-Craft Industries,
[ Footnote 14 ] In adopting Title IX in its present form, in fact, Congress passed over an alternative proposal, offered by Senator McGovern as an amendment to the Higher Education Act of 1965, that was phrased quite differently - as a simple directive to the Secretary of HEW:
[
Footnote 15
] See also Santa Clara Pueblo v. Martinez,
[ Footnote 16 ] "This is identical language, specifically taken from title VI of the 1964 Civil Right Act . . . ." 117 Cong. Rec. 30407 (1971) (Sen Bayh - Senate sponsor). Accord, id., at 30708 ("We are only adding the 3-letter word `sex' to existing law") (Sen. Bayh); id., at 39256 (Rep. Green - House sponsor); 118 Cong. Rec. 5803, 5807, 18437 (1972) (Sen. Bayh).
The genesis of Title IX also bears out its kinship with Title VI. In [441 U.S. 677, 695] the summer of 1970, Representative Edith Green of Oregon, who later sponsored Title IX on the floor of the House during the debates in 1971 and 1972, chaired a set of hearings on "Discrimination Against Women." Hearings before the Special subcommittee on Education of the House Committee on Education and Labor on 805 of H. R. 16098, 91st Cong. 2d Sess. (1970). Under consideration was a section of a pending bill H. R. 16098, that would simply have added the work "sex" to the list of discrimination prohibited by 601 of Title VI. See Hearings, supra at 1. During the course of the hearings, which were repeatedly relied upon in both Houses during the subsequent debates on title IX, it became clear that educational institutions were the primary focus of complaints concerning sex discrimination. See, e. g., id., at 5, 237, 584. In order to conform to that focus, and in order to respond to criticism that certain federally funded programs were properly operating on a single-sex basis (for example, undergraduate colleges and homes for disturbed children).witnesses at the hearing, including representatives of the Justice Department and of the United States Commission on civil rights, Proposed that a special provision be drawn up that was parallel to, but some what more limited than, Title VI Id., at 664-666, 677-678, 690-691.
Although H. R. 16098 never made it through the House, its sex discrimination provision was lifted from it, modified along the lines suggested in the 1970 hearings, and included in the house Resolution that was amended and adopted by the House as its version of what became the Education Amendments of 1972. H. R. 32, 92d Cong., 1st Sess., Title X. Of note here, this House proposal was originally phrased as an amendment to Title VI that would have made 601 of that Title into 601 (a), and would have added the gist of what is now title IX as 601 (b). H. R. 32, supra. After further modifications not relevant here, this proposal was removed from its Title VI moorings, passed by the House, and further modified, and then passed, by the Senate in a form that was adopted by the Conference Committee. See S. Conf. Rep. No. 92-798, pp. 221-222 (1972).
[ Footnote 17 ] The pertinent provisions of Titles IX and VI are quoted in nn. 3 and 5, supra. Although title IX is applicable only to certain educational institutions receiving federal financial assistance, title VI is applicable to additional institutions such as hospitals, highway departments, and housing authorities.
[ Footnote 18 ] See n. 4, supra.
[ Footnote 19 ] "The same [enforcement] procedure that was set up and has operated with great success under the 1964 civil Rights Act, and the regulations thereunder[,] would be equally applicable to discrimination [prohibited by Title IX]." 117 Cong. Rec 30408 (1971) (sen. Bayh). Accord, 118 Cong. Rec. 5807 (1972) (Sen. Bayh); id., at 18437 (Sen. Bayh) ("[E]nforcement of [Title IX] will draw heavily on these precedents" under the Civil rights Act of 1964).
[
Footnote 20
] Bossier parish School Board v. Lemon 370 F.2d 847, 852 (CA5 1967), cert. denied,
[ Footnote 21 ] In addition to the fifth Circuit in Bossier,at least four other federal courts explicitly relied on title VI as the basis for a cause of action on the part of private victim of discrimination against the alleged discriminator See Blackshear Residents Org. v. Housing Authority of Austin, 347 F. Supp. 1138, 1146 (WD Tex. 1972): Hawthorne v. Kenbridge Recreation Assn., 341 F. Supp. 1382, 1383-1384 (ED Va. 1972); Gautreaux v. [441 U.S. 677, 698] Chicago Housing Authority, supra; Lemon v. Bossier Parish School Board, 240 F. Supp. 709, 713 (WD La. 1965), aff'd, 370 F.2d 847 (CA5 1967).
Although 42 U.S.C. 1983 might have provided an alternative and express cause of action in some of these cases - had it been relied upon - see generally Chapman v. Houston Welfare rights Org., ante, p. 600, that section was certainly not available in Kenbridge, supra involving a private defendant. Moreover, 1983 was clearly unavailable (and no other express cause of action such as is provided in the Administrative Procedure Act was relied upon) in four other pre-1972 cases that either expressly or impliedly found causes of action under Title VI in a somewhat different context than is involved in this case. Thus, private plaintiffs successfully sued officials of the Federal government under title VI, and secured orders requiring those officials either to aid recipients of federal funds in devising nondiscriminatory alternatives to presently discriminatory programs, or to cut off funds to those recipients. See Gautreaux v. Romney, 448 F.2d 731, 737-740 (CA7 1971), later appeal, Gautreaux v. Chicago Housing Authority, 503 F.2d 930 (CA7 1974), aff'd sub nom. Hills v. Gautreaux,
Finally, several other pre-1972 decisions relied on Title VI as a basis for relief in favor of private litigants, although with language suggesting that 1983 may have provided the cause of action. See Alvarado v. El Paso Independent School Dist., 445 F.2d 1011 (CA5 1971); Nashville I-40 Steering Committee v. Ellington, 387 F.2d 179, 181 (CA6 1967), cert. denied,
See also Gautreaux v. Chicago Housing Authority, 436 F.2d 306 (CA7 1970) (dicta), cert. denied,
[
Footnote 22
] In fact, congress enacted Title IX against a backdrop of three recently issued implied-cause-of-action decisions of this court involving civil rights statutes with language similar to that in Title IX. In all three, a cause of action was found. See Sullivan v. Little Hunting Park,
[
Footnote 23
] In the decade preceding the enactment of title IX, The Court decided six implied-cause-of-action cases. In all of them a cause of action was found. Superintendent of Insurance v. Bankers Life & Cas. Co.,
[
Footnote 24
] The court of Appeal relied on National Railroad Passenger Corp. v. National Assn. of Railroad Passengers,
[ Footnote 25 ] Section 718, 86 Stat, 369, is codified in 20 U.S.C. 1617;
[ Footnote 26 ] See S. Conf. Rep. No. 92-798. p. 218 (1972): "Attorney fees. - The Senate amendment, but not the House amendment, authorized the payment of attorneys fees to successful plaintiffs in suits brought for violation of . . . Title VI of the Civil Rights Act . . . The conference substitute contains this provision." See also n. 6, supra.
[
Footnote 27
] Although there is nothing in the statute or legislative history that says as much, it may be that congress expected 42 U.S.C. 1983 to provide an explicit cause of action for some of the suits contemplated by 718. But 1983 is assuredly not available for suits against the united States, nor at the time 718 was passed was it available for suits against "a State (or any agency." thereof)," nor even perhaps for suits against a "local educational agency." See Mt. Healthy City Board of Education v. Doyle,
[ Footnote 28 ] "Mr. President, it is said that [ 718] will encourage litigation in the South . . . .
These same debates provide another important indication that Congress presumed that, wherever necessary, private causes of action must exist in order to justify the suits contemplated by 718. Section 718 provides attorney's fees in suits seeking compliance with three separate provisions - the Constitution, Title VI, and 718's sister provisions in Title VII of the Education Amendments of 1972. None of the last-mentioned sister provisions contains an express cause of action. Section 718 also contemplates three types of defendants in those suits - local educational agencies, States and state agencies, and the Federal Government. In exploring the meaning [441 U.S. 677, 701] of the provision, the question arose as to what might occur if a private litigant attempted to sue the Federal Government to force compliance with Title VII of the Education Amendments of 1972. The following colloquy took place:
Mr. COOK. [I]f the Federal Government is defendant, and if the Federal Government is found guilty of violation of this act [Title VII of the Education Amendments of 1972], and it is fact discriminating, then it is conceivable that the attorney's fees and the costs could go against the Federal Government.
[ Footnote 29 ] The question of busing to achieve racial balance caused considerable debate during consideration of the Education Amendments of 1972. During those debates, it was proposed that the jurisdiction of the federal courts be limited to prevent them from ordering such busing. In defending federal jurisdiction in this area, the opponents of the proposal described the courts as an important, even the most important, reliance in the enforcement of Title VI, For example, Senator Javits stated: "We cannot simply strike down these [judicial] enforcement powers without effectively striking down title VI of the Civil Rights Act of 1964." 118 Cong. Rec. 5483 (1972). See also id., at 7558-7559; id., at 7561 (Rep. Stokes) ("The busing furor is a symptom, like pain, of the effort which has been made to carry out the mandate of Brown against Board of Education and Title VI of the Civil Rights Act. Busing has been used successfully in many communities. The courts have required it because it works").
[ Footnote 30 ] Senator Bayh, for example, explained that the time limits provided in Title IX for undergraduate institutions that chose to become coeducational after previously being single sex, 901 (a) (2) (A), 20 U.S.C. 1681 (a) (2) (A), are "consistent with the type of timetable that has been set in the past but court decisions under Title VI of the 1964 Civil Rights Act in other areas of discrimination." 117 Cong. Rec. 30409 (1971) (emphasis added). See also id., at 30404 (Sen. Bayh); id., at 30407 (Sen. Javits).
[ Footnote 31 ] In 1965, the Justice Department intervened on behalf of the private litigants in the Bossier litigation, which resulted in the first two [441 U.S. 677, 702] judicial opinions implying a cause of action under Title VI. See nn. 20 and 21, supra, As far as those opinions indicate, the Government fully supported the private plaintiffs position. See Bossier Parish School Board v. Lemon, 370 F.2d 847 (CA5 1967); Lemon v. Bossier Parish School Board, 240 F. Supp. 709 (WD La. 1965).
[ Footnote 32 ] See nn. 8, 21, supra; n. 39, infra.
[
Footnote 33
] Since 1972, the Court has twice reached the merits in suits brought by private litigants to enforce Title VI. In both cases it determined that Title VI justified at least some of the relief sought by the private litigants Lau v. Nichols,
In Lau, the respondents (the defendants below) argued "that the Fourteenth Amendment and the Civil Rights Act do not give a party a federal cause of action every time a School District fails to resolve a problem - not of its making - presented to it by a student." Brief in Opposition, O. T. 1973, No. 72-6520, p. 7. On the other hand, the Federal Government and at least one other amicus curiae explicitly took the opposite position - that Title VI was itself sufficient to create a cause of action. Memorandum for United States as Amicus Curiae, O. T. 1973, No. 72-6520, p. 13, and n. 5, citing Bossier Parish School Board v. Lemon, supra; Brief for Puerto Rican Legal Defense & Education Fund, Inc., as Amicus Curiae, O. T. 1973, No. 72-6520, p. 2. But cf. Brief for National Education Assn. et al. as Amici Curiae, O. T. 1973, No. 72-6520, p. 5 (42 U.S.C. 1983 provided the cause of action for the relevant breach of Title VI).
In the lengthy litigation culminating in the Court's decision in Hills v. Gautreaux, supra, a private litigant who claimed that public housing in Chicago was being located in a racially discriminatory fashion, had filed two separate complaints relying in part on Title VI - one against the Chicago Housing Authority (CHA) and one against the Department of Housing and Urban Development (HUD), which was the agency providing federal funds to CHA. Although the two cases proceeded separately for years, they were consolidated before they reached this Court. In the early stages of the CHA suit, the District Court, over CHA's objection, explicitly
[441
U.S. 677, 703]
determined that there is a cause of action under Title VI even where 1983 is not relied upon. Gautreaux v. Chicago Housing Authority, 265 F. Supp. 582 (ND Ill. 1967). In an unreported opinion, that court apparently also found that the Title VI complaint against HUD stated a cause of action. See Gautreaux v. Romney, 448 F.2d, at 737-740 (on appeal from the unreported decision; cause-of-action issue not raised). The complaint in that suit, which is reprinted in the appendix filed by the parties in Hills v. Gautreaux, derives the cause of action directly from Title VI. App., O. T. 1975, No. 74-1047, p. 35. Section 1983 was not available in this suit against federal officials, and the Administrative Procedure Act was nowhere mentioned. Although by the time the consolidated cases reached this Court the primary contested issue was the propriety of the relief ordered by the District Court against HUD, the Court did note that the agency had "been judicially found to have violated the Fifth Amendment and the Civil Rights Act of 1964 . . . ."
[ Footnote 34 ] "In sum, we conclude that Congress clearly understood that it was conferring power upon the courts to [grant relief] . . . under the statute." See Dalia v. United States, ante, at 254. Indeed, the evidence of legislative intent is so compelling that we have no hesitation in concluding that even the test now espoused by MR. JUSTICE POWELL, post, at 749, is satisfied in this case.
[
Footnote 35
] See Allen v. State Board of Elections,
[ Footnote 36 ] With respect to Title VI, for example, the comments of Senator Pastore:
[ Footnote 37 ] See 902 of Title IX, 20 U.S.C. 1682. There are some occasions, however, when even this purpose cannot be served unless a private remedy [441 U.S. 677, 705] is available. For a recipient of a one-shot grant of federal money, for example, the temptation to use the fruits of that money in furtherance of a discriminatory policy adopted several years later would not be dampened by any powers given the federal donor agency under Title IX.
[ Footnote 38 ] Congress itself has noted the severity of the fund-cutoff remedy and has described it as a last resort, all else - including "lawsuits" - failing. See, e. g., 110 Cong. Rec. 7067 (1964) (Sen. Ribicoff):
[
Footnote 39
] This insight is not of recent vintage. In Cumming v. Richmond County Board of Education,
[ Footnote 40 ] In the context of noting the kinship of Title VI and Title IX, Senator Bayh lauded the enforcement procedures available under the former for their "great success" and "their effectiveness and flexibility." 117 Cong. Rec. 30408 (1971); 118 Cong. Rec. 5807 (1972). As noted earlier, private suits had become an important and especially flexible part of those procedures by 1972, and were almost assuredly known to Congress. See also 117 Cong. Rec. 11339 (1971) (Sen. Mondale) (noting that attorney's fees for successful Title VI litigants under 718 were necessary to forestall a "law enforcement crisis in the field of civil rights")
A further indication of the consistency of Title IX's purposes and the existence of a private remedy is the fact that, until the District Court and Court of Appeals decisions in this case, the federal court had consistently recognized such a remedy under that Title and under Title VI before it. E. g., Uzzell v. Friday, 547 F.2d 801, aff'd en banc, 558 F.2d 727 (CA4 1977), vacated on other grounds,
[ Footnote 41 ] It has been suggested that, at least in the absence of an exhaustion requirement, private litigation will interfere with HEW's enforcement procedures under 902 of Title IX. The simple answer to this suggestion is that the Government itself perceives no such interference under the circumstances of this case, and argues that if the possibility of interference arises in another case, appropriate action can be taken by the relevant court at that time. See n. 8, supra.
In addition, Congress itself was apparently not worried about such interference when it passed Title IX. As discussed supra, at 690-700, the statute of which Title IX is a part also contains a provision, 718, [441 U.S. 677, 707] allowing attorney's fees under Title VI. No matter how narrowly that provision is read, it certainly envisions private enforcement suits apart from the administrative procedures that Title VI, like Title IX, expressly creates. If such suits would not hamper administrative enforcement of Title VI against local and state school officials, it is hard to see how they would do so with respect to other recipients of federal funds.
True, this Court has sometimes refused to imply private rights of action where administrative or like remedies are expressly available. E. g., National Railroad Passenger Corp. v. National Assn. of Railroad Passengers,
For these same reasons, we are not persuaded that individual suits are inappropriate in advance of exhaustion of administrative remedies. Because the individual complainants cannot assure themselves that the [441 U.S. 677, 708] administrative process will reach a decision on their complaints within a reasonable time, it makes little sense to require exhaustion. See 3 K. Davis, Administrative Law Treatise 20.01, p. 57 (1958).
[ Footnote 42 ] In its submissions to this Court, as well as in other public statements, HEW has candidly admitted that it does not have the resources necessary to enforce Title IX in a substantial number of circumstances;
[ Footnote 43 ] E. g., 117 Cong. Rec. 39254 (1971) (Rep. Wyman); 110 Cong. Rec. 5253 (1964) (Sen. Talmadge).
[ Footnote 44 ] Furthermore, unless respondents are arguing that Title IX (and, by implication, Title VI) is itself unconstitutional, this argument is entirely misconceived. Whatever disruption of the academic community may accompany an occasional individual suit seeking admission is dwarfed by the relief expressly contemplated by the statute - a cutoff of all federal funds. For this reason, in fact, the opponents of Title VI argued that the provision should be rejected in favor of reliance on judicial remedies available under the Fourteenth Amendment. For example, in reply to Senator Humphrey's advocacy of the administrative remedy, Senator Talmadge asked:
[ Footnote 45 ] See 42 U.S.C. 2000a-3 (Title II); 42 U.S.C. 2000e-5 (f) (1), (3) (Title VII).
[ Footnote 46 ] See 110 Cong. Rec. 1519 (1964) (Rep. Celler); id., at 2467 (Rep. Gill); id., at 6562 (Sen. Kuchel); id. at 7063 (Sen. Pastore); id., at 7065 (Sen. Keating); id., at 8345 (Sen. Proxmire).
[ Footnote 47 ] As discussed earlier, that type of procedure is far more severe than individual suits, and was already the subject of express administrative provisions in Title VI.
[ Footnote 48 ] Consider the following comment by Senator Humphrey:
[ Footnote 49 ] Various statements made during the debates suggest an assumption that Title VI would be judicially enforceable apart from the administrative procedures contained in 602. In addition to Senator Ribicoff's reference to `lawsuits' as the principal and preferable "alternative" to cutting off funds under the administrative remedy, n. 38, supra, see, for example, Senator Humphrey's statement:
At this point, Senator Case entered the fray:
Two points need be made about this exchange. First, the controversy over how to treat federal guarantees was later resolved by removing the reference to those guarantees from 602 and adding a new provision, 605, which simply exempted them from the effect of the title. This solved the complaints of the Title's opponents, without diluting the declaration of rights in 601. Second, although this debate may evidence some confusion over the law existing prior to the enactment of Title VI insofar as that law would not reach many of the private discriminators affected by 601, but cf. n. 48, supra, it demonstrates a congressional assumption that whatever rights existed under the law were automatically enforceable by private litigants. The administrative provisions in 602 and 603 were simply means by which additional - and far more controversial - procedures were established and then limited.
[ Footnote 50 ] "Parenthetically, while we favored the inclusion of the right to sue on the part of the agency, the State, or the facility which was deprived of Federal funds, we also favored the inclusion of a provision granting the right to use to the person suffering from discrimination. This was not included in the bill." 110 Cong, Rec. 7065 (1964).
Although not cited by respondents, two other passages in the legislative history are of similar effect. See id., at 5266 (Sen. Keating); Hearings before the Senate Committee on the Judiciary on S. 1731 and S. 1750, 88th Cong., 1st Sess., 335 (1963) (Sen. Keating).
In August 1983, the Justice Department agreed to redraft its original proposal for Title VI in light of congressional criticism. Am that time, Senator Keating, along with Senator Ribicoff, submitted the following [441 U.S. 677, 715] suggested provision to the Department for its consideration in the redrafting process.
[ Footnote 51 ] The Keating suggestion was made in the context of broader complaints that the original version of Title VI, which is quoted in n, 14, supra, was too weak and too dependent on the fund-cutoff remedy. See. e. g., 109 Cong. Rec. 14833-14835 (1963) (Sens. Ribicoff and Keating). That version it should be noted, was not explicitly declarative of any individual right against discrimination. Instead, it nearly allowed federal agencies to withhold funds from discriminatory recipients.
The result of the administration's reconsideration of Title VI was a compromise. Although its redraft, which in major part was enacted as Title VI, did not include an express private cause of action either to cut off funds or to end discrimination, it did rephrase 601 as a declaration [441 U.S. 677, 716] of an absolute individual right not to have federal funds spent in aid of discrimination.
There is a plausible reason for this compromise. In its final form, 601 was far more conductive to implication of a private remedy against a discriminatory recipient than was the original language, but at the same time was arguably less conductive to implication of a private remedy against the Government (as well as the recipient) to compel the cutoff of funds. Although willing to extend private rights against discriminatory recipients, the Government may not have been anxious to encourage suits against itself.
In this context, it is also understandable that some Members of Congress, as noted earlier, evidenced dissatisfaction at the unavailability under Title VI of private suits to cut off funds. See remarks cited in n. 46, supra. Even the Keating remark relied on by respondents, n. 50, supra, can be understood in this light.
[ Footnote 52 ] As noted earlier, some of Senator Keating's colleagues came to the view that the absence of an express private remedy would not foreclose the implication of one under the right-declarative language in administration's final proposal. See n. 49, supra. Even Senator Keating, after listening to this view, expressed by Senator Case in the March 13, 1964, debate quoted Ibid., appeared to agree - although he still wished the remedy were express:
Having joined the Court's opinion in this case, my only purpose in writing separately is to make explicit what seems to me already implicit in that opinion. I think the approach of the Court, reflected in its analysis of the problem in this case and cases such as Santa Clara Pueblo v. Martinez,
We do not write on an entirely clean slate, however, and the Court's opinion demonstrates that Congress, at least during the period of the enactment of the several Titles of the Civil Rights Act, tended to rely to a large extent on the courts to decide whether there should be a private right of action, rather than determining this question for itself. Cases such as J. I. Case Co. v. Borak, supra, and numerous cases from other federal courts, gave Congress good reason to think that the federal judiciary would undertake this task.
I fully agree with the Court's statement that "[w]hen Congress intends private litigants to have a cause of action to support their statutory rights, the far better course is for it to specify as much when it creates those rights." Ante, at 717. It seems to me that the factors to which I have here briefly adverted apprise the lawmaking branch of the Federal Government that the ball, so to speak, may well now be in its court. Not only is it "far better" for Congress to so specify when it intends private litigants to have a cause of action, but for this very reason this Court in the future should be extremely reluctant to imply a cause of action absent such specificity on the part of the Legislative Branch.
MR. JUSTICE WHITE, with whom MR. JUSTICE BLACKMUN joins, dissenting.
In avowedly seeking to provide an additional means to effectuate the broad purpose of 901 of the Education Amendments of 1972, 20 U.S.C. 1681, to end sex discrimination in federally funded educational programs, the Court fails to heed the concomitant legislative purpose not to create a new private remedy to implement this objective. Because in my view the legislative history and statutory scheme show that Congress intended not to provide a new private cause of action, and [441 U.S. 677, 719] because under our previous decisions such intent is controlling, 1 I dissent.
The Court recognizes that because Title IX was explicitly patterned after Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d et seq., it is difficult to infer a private cause of action in the former but not in the latter. I have set out once before my reasons for concluding that a new private cause of action to enforce Title VI should not be implied, University of California Regents v. Bakke,
The Court argues that because funding termination, authorized by 602, 42 U.S.C. 2000d-1, is a drastic remedy, Congress must have contemplated private suits in order directly and less intrusively to terminate the discrimination allegedly being practiced by the recipient institutions. But the Court's conclusion does not follow from its premise because funding termination was not contemplated as the only - or even the primary - agency action to end discrimination. Rather, Congress [441 U.S. 677, 720] considered termination of financial assistance to be a remedy of last resort, and expressly obligated federal agencies to take measures to terminate discrimination without resorting to termination of funding.
Title VI was enacted on the proposition that it was contrary at least to the "moral sense of the Nation" 2 to expend federal funds in a racially discriminatory manner. This proposition was not new, for every President since President Franklin Roosevelt had, by Executive Order, prohibited racial discrimination in hiring in certain federally assisted programs. 3 Further, Congress was aware that most agencies dispensing federal funds already had "authority to refuse or terminate assistance for failure to comply with a variety of requirements imposed by statute or by administrative action". 4 But Congress was plainly dissatisfied with agency efforts to ensure the nondiscriminatory use of federal funds; 5 and the predicate for [441 U.S. 677, 721] Title VI was the belief that "the time [had] come . . . to declare a broad principle that is right and necessary, and to make it effective for every Federal program involving financial assistance by grant, loan or contract." 6
Far from conferring new private authority to enforce the federal policy of nondiscrimination, Title VI contemplated agency action to be the principal mechanism for achieving this end. The proponents of Title VI stressed that it did not "confer sweeping new authority, of undefined scope, to Federal departments and agencies," but instead was intended to require the exercise of existing authority to end discrimination by fund recipients, and to furnish the procedure for this purpose. 7 Thus, 601 states the federal policy of nondiscrimination, and 602 mandates that the agencies achieve compliance by refusing to grant or continue assistance or by "any other means authorized by law." Under 602, cutting off funds is forbidden unless the agency determines "that compliance cannot be secured by voluntary means." As Senator Humphrey explained:
The Court further concludes that even if it cannot be persuasively demonstrated that Title VI created a private right of action, nonetheless this remedy should be inferred in Title IX because prior to its enactment several lower courts had entertained private suits to enforce the prohibition on racial discrimination in Title VI. Once again, however, there is confusion between the existing 1983 right of action to remedy denial of federal rights under color of state law - which, as Congress recognized,
14
would encompass suits to enforce the nondiscrimination mandate of 601 - and the creation of a new right of action against private discrimination. In the case the Court relies upon most heavily, Bossier Parish School Board v. Lemon, 370 F.2d 847 (CA5), cert. denied,
The Court's reliance on 718 of the 1972 Act, 20 U.S.C. 1617, is likewise misplaced. That provision authorizes attorney's fees to the prevailing party other than the United States upon the entry of a final order by a federal court "against a local educational agency, a State (or any agency thereof), or the United States (or any agency thereof), for failure to comply with any provision of this chapter" - which deals with emergency school aid, 20 U.S.C. 1601-1619 - "or for discrimination on the basis of race, color, or national origin in violation of Title VI of the Civil Rights Act of 1964, or the fourteenth amendment to the Constitution of the United States as they pertain to elementary and secondary education." Based on this provision, it is argued that Title VI itself must have authorized private actions. However, whatever may be the value of the opinion of Congress in 1972 as to the meaning of the 1964 Civil Rights Act, the attorney's fees provision - far from intimating the existence of a remedy against private discrimination - refers only to suits against public institutions. Insofar as the provision refers to "discrimination . . . in violation of Title VI," one must strain to conclude that this was meant to encompass private suits against federal agencies whose mandate under Title VI was to enforce 601's nondiscrimination provision applicable to all recipients of federal funds. Rather, in referring to Title VI and the Fourteenth Amendment, 718 did no more than provide for fees in 1983 suits brought to end discrimination under color of state law. 18 [441 U.S. 677, 728]
The legislative intent not to create a new private remedy for enforcement of Title VI or Title IX cannot be ignored simply because in other cases involving analogous language the Court has recognized private remedies. The recent cases inferring a private right of action to enforce various civil rights statutes relied not merely upon the statutory language granting the right sought to be enforced, but also upon the clear compatibility, despite the absence of an explicit legislative mandate, between private enforcement and the legislative purpose demonstrated in the statute itself. Having concluded that 42 U.S.C. 1982 prohibited private as well as public racial discrimination in the sale or lease of property, the Court had little choice but to hold that aggrieved individuals could enforce this prohibition, for there existed no other remedy to redress such violations of the statute.
19
The Court's reliance on Allen v. State Board of Elections,
Congress decided in Title IX, as it had in Title VI, to prohibit certain forms of discrimination by recipients of federal funds. Where those recipients were acting under color of state law, individuals could obtain redress in the federal courts for violation of these prohibitions. But, excepting post-Civil War enactments dealing with racial discrimination in specified situations, these forms of discrimination by private entities had not previously been subject to individual redress under federal law, and Congress decided to reach such discrimination not by creating a new remedy for individuals, but by relying on the authority of the Federal Government to enforce the terms under which federal assistance would be provided. [441 U.S. 677, 730] Whatever may be the wisdom of this approach to the problem of private discrimination, it was Congress' choice, not to be overridden by this Court.
[
Footnote 1
] Cort v. Ash,
[ Footnote 2 ] 110 Cong. Rec. 6544 (1964) (Sen. Humphrey). Senator Humphrey noted President Kennedy's message of June 19, 1963:
[ Footnote 3 ] See, e. g., Exec. Order No. 8802, 3 CFR 957 (1938-1943 Comp.) (Pres. Roosevelt); Exec. Order No. 10210, 3 CFR 390 (1949-1953 Comp.) (Pres. Truman); Exec. Order No. 10479, 3 CFR 961 (1949-1953 Comp.) (Pres. Eisenhower); Exec. Order No. 10925, 3 CFR 448 (1959-1963 Comp.) (Pres. Kennedy).
[ Footnote 4 ] 110 Cong. Rec. 6546 (1964) (Sen. Humphrey).
[ Footnote 5 ] Thus, Senator Humphrey noted:
[ Footnote 6 ] Id., at 6544. Enactment of Title VI would remove "any conceivable doubts" as to the authority of agencies to eliminate discrimination in the programs they funded and "give express legislative support to the agency's actions. . . . [S]ome federal agencies appear to have been reluctant to act in this area. Title VI will require them to act." Ibid. Senator Humphrey further explained that "[i]n connection with various Federal programs of aid to higher education, language institutes, research grants to colleges, and the like, Title VI would . . . authorize requirements of nondiscrimination. In a number of programs, such action has already been taken." Id., at 6546.
[ Footnote 7 ] Ibid. Senator Humphrey noted that "existing statutory authority is, however, not surrounded by the procedural safeguards which Title VI provides." Ibid.
[ Footnote 8 ] See also id., at 6544:
[ Footnote 9 ] See id., at 7066 (Sen. Ribicoff):
By regulation, see 45 CFR 80.8 (a), 86.71 (1978), HEW has provided that "other means" in 602 include referral to the Department of Justice for enforcement of rights of the United States under any statute or contractual undertaking.
[ Footnote 10 ] For instance, the Court quotes Senator Humphrey's statement that "litigation by private parties [would be among] the primary means of securing compliance" with 601, ante, at 712 n. 49. But reference to the Senator's entire remarks shows he was contemplating suits under 1983. The "[r]acial segregation . . . prohibited by the Constitution" and "litigation . . . under Title IV of the 1964 Civil Rights Act," 110 Cong. Rec. 6545 (1964), were limited to discrimination under color of law and did not reach discrimination by private parties. Congress was well aware of 1983 suits against public agencies brought to enforce this prohibition. See id., at 5247-5256.
[
Footnote 11
] The Court, ante, at 711-712, n. 48, appears to rely on a statement by Senator Humphrey citing Simkins v. Moses H. Cone Memorial Hospital, 323 F.2d 959 (CA4 1963), cert. denied,
[ Footnote 12 ] Indeed, 42 U.S.C. 2000c-8, enacted as part of the 1964 Act, expressly preserves pre-existing private remedies against discrimination "in public education," which would include the remedies provided by 1983.
Although concluding that Title IX and Title VI confer private causes of action, the Court refrains from addressing the permissible remedies available under such a cause of action. Thus, the Court focuses on suits requesting, as injunctive relief, that individuals allegedly discriminated against be admitted to federally assisted educational programs, but does not explicitly foreclose the possibility of a suit against either a recipient institution or a federal funding agency to require termination of funding of the allegedly discriminatory program. In at least two cases apparently brought directly under 601, both of which are approvingly cited by the Court, the recipient of funds was enjoined from continuing the federally assisted project, and HUD was enjoined to terminate funding. Blackshear Residents Org. v. Housing Authority of Austin, 347 F. Supp. 1138, 1150 (WD Tex. 1972); Hicks v. Weaver, 302 F. Supp. 619, 628 (ED La. 1969). Such intervention by federal courts at the behest of private parties cannot be reconciled with the numerous procedural safeguards provided in 602, see University of California Regents v. Bakke, supra, at 381-383 (separate opinion of WHITE, J.). The 1983 cause of action does not encompass the remedy of funding termination, for it permits only such legal or equitable relief as is appropriate to "redress" the "deprivation" of the right. Cf. Cumming v. Richmond County Board of Ed.,
[ Footnote 13 ] In addition to citations in my separate opinion in University of California Regents v. Bakke, supra, at 385-386, and n. 4, see, e. g., 110 Cong. Rec. 5256 (1964):
[ Footnote 14 ] See 718 of the Education Amendments of 1972, 20 U.S.C. 1617; infra, at 727.
[ Footnote 15 ] See 370 F.2d, at 852 ("In the absence of a procedure through which the individuals protected by section 601's prohibition may assert their rights under it, violations of the law are cognizable by the courts").
[
Footnote 16
] Prior to enactment of Title IX, two District Courts directly or indirectly relied on Bossier in holding that aggrieved individuals could sue
[441
U.S. 677, 726]
to enforce 601, but in both of these cases the defendant was acting under color of state law. Gautreaux v. Chicago Housing Authority, 265 F. Supp. 582, 583-584 (ND Ill. 1967), followed what it believed to be the holding of Bossier that individuals had "standing" to enforce 601 even though the Seventh Circuit in Green Street Assn. v. Daley, 373 F.2d 1, 8-9, cert. denied,
[
Footnote 17
] In addition to Bossier, the cases discussed in n. 16, supra, and cases explicitly holding that the cause of action was provided by 1983, see the Court's opinion, ante, at 696-697, n. 21, the Court relies on cases involving suits against federal officials. Contrary to the Court's assertion, see ibid., none of these cases held that there is a direct cause of action to enforce 601. In Shannon v. Department of Housing and Urban Development, 436 F.2d 809, 818-819, 820 (CA3 1970), the court concluded that allegations of failure to act with respect to specific instances of discrimination were reviewable under the Administrative Procedure Act, 5 U.S.C. 551 et seq. Similarly, Southern Christian Leadership Conference, Inc. v. Connolly, 331 F. Supp. 940, 943 (ED Mich. 1971), cited ante, at 696 n. 20, 697 n. 21, explicitly held that standing was based on 10 of the Administrative Procedure Act, 5 U.S.C. 702, and cited Bossier only in a discussion of exhaustion of administrative remedies. Neither Gautreaux v. Romney, 448 F.2d 731 (CA7 1971), later appeal, Gautreaux v. Chicago Housing Authority, 503 F.2d 930 (CA7 1974), aff'd sub nom. Hills v. Gautreaux,
[
Footnote 18
] There is no basis for the Court's suggestion that at the time 718 was enacted 1983 was not available for suits against state or local educational agencies, see ante, at 700 n. 27. As described last Term in Monell v. New York City Dept. of Social Services,
[
Footnote 19
] See Sullivan v. Little Hunting Park,
[ Footnote 20 ] At the time Allen was decided, the Department of Justice in enforcing the Voting Rights Act had not provided any formal means by which an individual could initiate review by the Department of a change affecting voting in an area covered by 5. Since 1971, the Department has officially urged private parties to inform it of voting law changes in covered areas. 28 CFR 51.12-51.15 (1978); 36 Fed. Reg. 18186 (1971). The Department of Health, Education, and Welfare has provided by regulation that any person may file a written complaint alleging discrimination in violation of Titles VI or IX within 180 days of the occurrence of the discrimination, and that after investigation HEW shall seek compliance, formally or informally, or shall inform the complainant in writing that further agency action is unwarranted. 45 CFR 80.7 (b), (c), 86.71 (1978). The federal respondents have represented to the Court that they would, "of course, fulfill their responsibility under applicable regulations to conduct an administrative investigation of petitioner's charges" should this Court affirm the decision below. Brief for Federal Respondents 54 n. 33.
MR. JUSTICE POWELL, dissenting.
I agree with MR. JUSTICE WHITE that even under the standards articulated in our prior decisions, it is clear that no private action should be implied here. It is evident from the legislative history reviewed in his dissenting opinion that Congress did not intend to create a private action through Title IX of the Education Amendments of 1972. It also is clear that Congress deemed the administrative enforcement mechanism it did create fully adequate to protect Title IX rights. But as mounting evidence from the courts below suggests, and the decision of the Court today demonstrates, the mode of analysis we have applied in the recent past cannot be squared with the doctrine of the separation of powers. The time has come to reappraise our standards for the judicial implication of private causes of action. 1
Under Art. III, Congress alone has the responsibility for determining the jurisdiction of the lower federal courts. As the Legislative Branch, Congress also should determine when private parties are to be given causes of action under legislation it adopts. As countless statutes demonstrate, including Titles of the Civil Rights Act of 1964, 2 Congress recognizes that the creation of private actions is a legislative function and frequently exercises it. When Congress chooses not to provide a private civil remedy, federal courts should [441 U.S. 677, 731] not assume the legislative role of creating such a remedy and thereby enlarge their jurisdiction.
The facts of this case illustrate the undesirability of this assumption by the Judicial Branch of the legislative function. Whether every disappointed applicant for admission to a college or university receiving federal funds has the right to a civil-court remedy under Title IX is likely to be a matter of interest to many of the thousands of rejected applicants. It certainly is a question of vast importance to the entire higher educational community of this country. But quite apart from the interests of the persons and institutions affected, respect for our constitutional system dictates that the issue should have been resolved by the elected representatives in Congress after public hearings, debate, and legislative decision. It is not a question properly to be decided by relatively uninformed federal judges who are isolated from the political process.
In recent history, the Court has tended to stray from the Art. III and separation-of-powers principle of limited jurisdiction. This, I believe, is evident from a review of the more or less haphazard line of cases that led to our decision in Cort v. Ash,
The implying of a private action from a federal regulatory statute has been an exceptional occurrence in the past history of this Court. A review of those few decisions where such a step has been taken reveals in almost every case special historical circumstances that explain the result, if not the Court's analysis. These decisions suggest that the doctrine of [441 U.S. 677, 732] implication applied by the Court today not only represents judicial assumption of the legislative function, but also lacks a principled precedential basis.
The origin of implied private causes of actions in the federal courts is said to date back to Texas & Pacific R. Co. v. Rigsby,
For almost 50 years after Rigsby, this Court recognized an implied private cause of action in only one other statutory context.
3
Four decisions held that various provisions of the Railway Labor Act of 1926 could be enforced in a federal court. The case for implication of judicial remedies was especially strong with respect to this Act, as Congress had repealed its predecessor, Title III of the Transportation Act of 1920, after Pennsylvania R. Co. v. Railroad Labor Board,
During this same period, the Court frequently turned back private plaintiffs seeking to imply causes of action from federal statutes. See, e. g., Wheeldin v. Wheeler,
A break in this pattern occurred in J. I. Case Co. v. Borak,
Since Borak, this Court has upheld the implication of private causes of actions derived from federal statutes in only three extremely limited sets of circumstances. First, the Court in Jones v. Alfred H. Mayer Co.,
Second, the Court in Allen v. State Board of Elections,
Finally, the Court in Superintendent of Insurance v. Bankers Life & Cas. Co.,
These few cases applying Borak must be contrasted with the subsequent decisions where the Court refused to imply private actions. In Calhoon v. Harvey,
It was against this background of almost invariable refusal to imply private actions, absent a complete failure of alternative enforcement mechanisms and a clear expression of legislative intent to create such a remedy, that Cort v. Ash,
Of the four factors mentioned in Cort, only one refers expressly to legislative intent. The other three invite independent judicial lawmaking. Asking whether a statute creates a right in favor of a private party, for example, begs the question at issue. What is involved is not the mere existence of a legal right, but a particular person's right to invoke the power of the courts to enforce that right. 13 See n. 1, supra. Determining whether a private action would be consistent with the "underlying purposes" of a legislative scheme permits a court to decide for itself what the goals of a scheme should be, and how those goals should be advanced. See Note, 43 Ford. L. Rev. 441, 454-455, 458 (1974). Finally, looking to state law for parallels to the federal right simply focuses inquiry on a particular policy consideration that Congress already may have weighed in deciding not to create a private action.
That the Cort analysis too readily permits courts to override
[441
U.S. 677, 741]
the decision of Congress not to create a private action is demonstrated conclusively by the flood of lower-court decisions applying it. Although from the time Cort was decided until today this Court consistently has turned back attempts to create private actions, see Chrysler Corp. v. Brown, ante, p. 281; Santa Clara Pueblo v. Martinez,
In my view, the implication doctrine articulated in Cort and applied by the Court today engenders incomparably greater problems than the possibility of occasionally failing to divine an unexpressed congressional intent. If only a matter of statutory construction were involved, our obligation might be to develop more refined criteria which more accurately reflect congressional intent. "But the unconstitutionality of the course pursued has now been made clear" and compels us to abandon the implication doctrine of Cort. Erie R. Co. v. Tompkins,
As the above-cited 20 decisions of the Courts of Appeals illustrate, Cort allows the Judicial Branch to assume policymaking authority vested by the Constitution in the Legislative Branch. It also invites Congress to avoid resolution of the often controversial question whether a new regulatory statute should be enforced through private litigation. Rather than confronting the hard political choices involved, Congress is encouraged to shirk its constitutional obligation and leave the issue to the courts to decide. 14 When this happens, the legislative process with its public scrutiny and participation has been bypassed, with attendant prejudice to everyone concerned. Because the courts are free to reach a result different from that which the normal play of political forces would have produced, the intended beneficiaries of the legislation are unable to ensure the full measure of protection their needs may warrant. For the same reason, those subject to the legislative constraints are denied the opportunity to forestall through the political process potentially unnecessary and disruptive litigation. Moreover, the public generally is denied the benefits that are derived from the making of important societal choices through the open debate of the democratic process.
The Court's implication doctrine encourages, as a corollary to the political default by Congress, an increase in the governmental
[441
U.S. 677, 744]
power exercised by the federal judiciary. The dangers posed by judicial arrogation of the right to resolve general societal conflicts have been manifest to this Court throughout its history. See Schlesinger v. Reservists to Stop the War,
It is true that the federal judiciary necessarily exercises substantial powers to construe legislation, including, when appropriate, the power to prescribe substantive standards of conduct that supplement federal legislation. But this power normally is exercised with respect to disputes over which a court already has jurisdiction, and in which the existence of
[441
U.S. 677, 746]
the asserted cause of action is established.
16
Implication of a private cause of action, in contrast, involves a significant additional step. By creating a private action, a court of limited jurisdiction necessarily extends its authority to embrace a dispute Congress has not assigned it to resolve. Cf. Jacobson v. New York, N. H. & H. R. Co., 206 F.2d 153 (CA1 1953) (Magruder, C. J.), aff'd per curiam,
The facts of this case illustrate how the implication of a right of action not authorized by Congress denigrates the democratic process. Title IX embodies a national commitment to the elimination of discrimination based on sex, a goal the importance of which has been recognized repeatedly by our decisions. See, e. g., Caban v. Mohammed, ante, p. 380; Orr v. Orr,
Congress already has created a mechanism for enforcing the mandate found in Title IX against gender-based discrimination. At least in the view of Congress, the fund-termination power conferred on HEW is adequate to ensure that discrimination [441 U.S. 677, 749] in federally funded colleges and universities will not be countenanced. The current position of the Government notwithstanding, 20 overlapping judicial and administrative enforcement of these policies inevitably will lead to conflicts and confusion; our national goal of equal opportunity for men and women, as well as the academic community, may suffer. A federal court should resolve all doubts against this kind of self-aggrandizement, regardless of the temptation to lend its assistance to the furtherance of some remedial end deemed attractive.
In sum, I believe the need both to restrain courts that too readily have created private causes of action, and to encourage Congress to confront its obligation to resolve crucial policy questions created by the legislation it enacts, has become compelling. Because the analysis suggested by Cort has proved inadequate to meet these problems, I would start afresh. Henceforth, we should not condone the implication of any private action from a federal statute absent the most compelling evidence that Congress in fact intended such an action to exist. Where a statutory scheme expressly provides for an alternative mechanism for enforcing the rights and duties created, I would be especially reluctant ever to permit a federal court to volunteer its services for enforcement purposes. Because the Court today is enlisting the federal judiciary in just such an enterprise, I dissent.
[ Footnote 1 ] The phrase "private cause of action" may not have a completely clear meaning. As the term is used herein, I refer to the right of a private party to seek judicial relief from injuries caused by another's violation of a legal requirement. In the context of legislation enacted by Congress, the legal requirement involved is a statutory duty.
[ Footnote 2 ] See 42 U.S.C. 2000a-3 (Title II; limited to preventive relief); 2000e-5 (f), (g) (Title VII; administrative preclearance required).
[
Footnote 3
] During this period, the Court did uphold the implication of civil remedies in favor of the Government, see Wyandotte Transportation Co. v. United States,
[
Footnote 4
] The Act did not refer expressly to an obligation not to discriminate, but in light of its structure, especially its vesting in an authorized union the power to exclude all others from representing employees, the Court felt compelled to imply this duty. This construction of the Act was necessary to avoid a difficult constitutional question, namely, the applicability of the Constitution's prohibition of racial discrimination to a private party enjoying a statutorily created status as an exclusive bargaining agent. See Steele v. Louisville & N. R. Co.,
[
Footnote 5
] The Court states that a private cause of action also was implied in Machinists v. Central Airlines,
[
Footnote 6
] None of the authorities cited in the opinion supports the result. Sola Electric Co. v. Jefferson Electric Co.,
[ Footnote 7 ] Both 1981 and 1982 are derived from 1 of the Civil Rights Act of 1866, which was re-enacted in pertinent part in 16 and 18 of the Civil Rights Act of 1870. Section 3 of the 1866 Act provided:
[
Footnote 8
] See, e. g., Williams v. Rhodes,
[ Footnote 9 ] See ante, at 728-729.
[ Footnote 10 ] Section 402 of the Act created an administrative procedure for investigating violations of Title IV and permitted the Secretary of Labor to sue in federal court to obtain relief. Section 403 of the Act stated that the administrative remedy was the exclusive means of challenging "an election already conducted" but did not limit attempts to obtain prospective relief, the object of the suit in Calhoon.
[
Footnote 11
] Since Borak, the Court also has entertained several cases involving challenges to various state welfare programs based in part on the Social Security Act. See, e. g., Rosado v. Wyman,
[ Footnote 12 ] The Court stated its analysis as follows:
[
Footnote 13
] The Court attempts to avoid the question-begging nature of this inquiry by emphasizing the precise phrasing of the statute at issue. Ante, at 689-693, and n. 13. Aside from its failure to contend with relevant decisions that do not conform to the perceived pattern, see, e. g., Calhoon v. Harvey,
[
Footnote 14
] MR. JUSTICE REHNQUIST, perhaps considering himself temporarily bound by his position in University of California Regents v. Bakke,
[ Footnote 15 ] Mr. Justice Frankfurter described these dangers with characteristic eloquence:
[
Footnote 16
] See e. g., United States v. Kimbell Foods, Inc.,
[ Footnote 17 ] Because a private action implied from a federal statute has as an element the violation of that statute, see n. 1 supra, the action universally has been considered to present a federal question over which a federal court has jurisdiction under 28 U.S.C. 1331. Thus, when a federal court implies a private action from a statute, it necessarily expands the scope of its federal-question jurisdiction.
It is instructive to compare decisions implying private causes of action to those cases that have found nonfederal causes of action cognizable by a federal court under 1331. E. g., Smith v. Kansas City Title & Trust Co.,
[ Footnote 18 ] Although the burdens of administrative regulation applied to colleges and universities through Title IX are not insubstantial, that process is at least under the control of Government officials whose personal interests are not directly implicated and whose actions are subject to congressional oversight. Private litigation, by contrast, is subject to no such checks.
[
Footnote 19
] We have recognized in other context that implication of a private cause of action can frustrate those alternative processes that exist to resolve such disputes and, given the costs of federal litigation today, may dramatically revise the balance of interests struck by the legislation. See Santa Fe Industries v. Green,
[ Footnote 20 ] See Brief for Federal Respondents 58-60, n. 36. [441 U.S. 677, 750]
Thank you for your feedback!
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes visit FindLaw's Learn About the Law.
Citation: 441 U.S. 677
No. 77-926
Argued: January 09, 1979
Decided: May 14, 1979
Court: United States Supreme Court
Search our directory by legal issue
Enter information in one or both fields (Required)
Harness the power of our directory with your own profile. Select the button below to sign up.
Learn more about FindLaw’s newsletters, including our terms of use and privacy policy.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)