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The punishment for bank robbery under 18 U.S.C. 2113 (a) may be enhanced under 2113 (d) when the robbery is committed "by the use of a dangerous weapon or device." Title 18 U.S.C. 924 (c) provides that whoever "uses a firearm to commit any felony for which he may be prosecuted in a court of the United States," shall be subject to a penalty in addition to the punishment provided for the commission of such felony. Petitioners were convicted of two separate aggravated bank robberies and of using firearms to commit the robberies, in violation of 2113 (a) and (d) and 924 (c), and were sentenced to consecutive terms of imprisonment on the robbery and firearms counts, the District Court rejecting their contention that the imposition of the cumulative penalties for the two crimes was impermissible because the 2113 (d) charges merged with the firearms offenses for purposes of sentencing. The Court of Appeals affirmed. Held: In a prosecution growing out of a single transaction of bank robbery with firearms, a defendant may not be sentenced under both 2113 (d) and 924 (c). This construction of those provisions is supported not only by 924 (c)'s legislative history but also by the established rules of statutory construction that "ambiguity concerning the ambit of criminal statutes should be resolved in favor of lenity," United States v. Bass,
542 F.2d 1177, reversed and remanded.
[ Footnote * ] Together with No. 76-5796, Simpson v. United States, also on certiorari to the same court.
BRENNAN, J., delivered the opinion of the Court, in which BURGER, C. J., and STEWART, WHITE, MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ., joined. REHNQUIST, J., filed a dissenting opinion, post, p. 16. [435 U.S. 6, 7]
Robert W. Willmott, Jr., by appointment of the Court,
H. Bartow Farr III argued the cause for the United States in both cases. With him on the brief were Acting Solicitor General Friedman, Assistant Attorney General Civiletti, and John J. Klein.
MR. JUSTICE BRENNAN delivered the opinion of the Court.
The punishment for bank robbery of a fine of not more than $5,000 and imprisonment for not more than 20 years, or both, 18 U.S.C. 2113 (a), may be enhanced to a fine of not more than $10,000 and imprisonment for not more than 25 years, or both, when the robbery is committed "by the use of a dangerous weapon or device," 18 U.S.C. 2113 (d). 1 Another statute, 18 U.S.C. 924 (c), provides that whoever "uses a [435 U.S. 6, 8] firearm to commit any felony for which he may be prosecuted in a court of the United States . . . shall, in addition to the punishment provided for the commission of such felony, be sentenced to a term of imprisonment for not less than one year nor more than ten years," and "[i]n the case of his second or subsequent conviction under this subsection," to imprisonment for not less than 2 nor more than 25 years; "nor shall the term of imprisonment imposed under this subsection run concurrently with any term of imprisonment imposed for the commission of such felony." 2 Petitioners were convicted of two separate bank robberies committed with firearms. The question for decision is whether 2113 (d) and 924 (c) should be construed as intended by Congress to authorize, in the case of a bank robbery committed with firearms, not only the imposition of the increased penalty under 2113 (d), but also the imposition of an additional consecutive penalty under 924 (c).
On September 8, 1975, petitioners, using handguns to intimidate the bank's employees, robbed some $40,000 from the East End Branch of the Commercial Bank of Middlesboro, [435 U.S. 6, 9] Ky. App. 20. Less than two months later, on November 4, 1975, petitioners returned to Middlesboro and this time, again using handguns, robbed the West End Branch of the Commercial Bank of about the same amount.
Petitioners received a separate jury trial for each robbery. After the trial for the first robbery, they were convicted of both aggravated bank robbery, in violation of 18 U.S.C. 2113 (a) and (d), and of using firearms to commit the robbery, in violation of 18 U.S.C. 924 (c). They were sentenced to consecutive terms of 25 years' imprisonment on the robbery count and 10 years' imprisonment on the firearms count. After the trial for the second robbery, petitioners were again convicted of one count of aggravated bank robbery in violation of 2113 (a) and (d) and of one count of using firearms to commit the crime in violation of 924 (c); again each received a 25-year sentence for the robbery and a 10-year sentence for the firearms count, the sentences to run consecutively to each other and to the sentences previously imposed.
During the sentencing proceedings following each conviction, counsel for petitioners argued that the imposition of cumulative penalties for the two crimes was impermissible because the 2113 (d) charge merged with the firearms offense for purposes of sentencing. The District Court disagreed, holding that "the statutes and the legislative history indicat[e] an intention [by 924 (c)] to impose an additional punishment." App. 17. The Court of Appeals for the Sixth Circuit affirmed without a published opinion, 542 F.2d 1177 (1976). We granted certiorari,
Quite clearly, 924 (c) and 2113 (d) are addressed to the same concern and designed to combat the same problem: the use of dangerous weapons - most particularly firearms - to commit federal felonies. 4 Although we agree with the Court of Appeals that 924 (c) creates an offense distinct from the underlying federal felony, United States v. Ramirez, 482 F.2d 807 (CA2 1973); United States v. Sudduth, 457 F.2d 1198 (CA1 1972), we believe that this is the beginning and not the end of the analysis necessary to answer the question presented for decision. [435 U.S. 6, 11]
In Blockburger v. United States,
Cases in which the Government is able to prove violations of two separate criminal statutes with precisely the same factual showing, as here, raise the prospect of double jeopardy and the possible need to evaluate the statutes in light of the Blockburger test. That test, the Government argues, is satisfied in this litigation.
6
We need not reach the issue. Before an
[435
U.S. 6, 12]
examination is made to determine whether cumulative punishments for the two offenses are constitutionally permissible, it is necessary, following our practice of avoiding constitutional decisions where possible, to determine whether Congress intended to subject the defendant to multiple penalties for the single criminal transaction in which he engaged. Jeffers v. United States,
First is the legislative history of 924 (c). That provision, which was enacted as part of the Gun Control Act of 1968, was not included in the original Gun Control bill, but was offered as an amendment on the House floor by Representative Poff. 114 Cong. Rec. 22231 (1968). 7 In his statement immediately following his introduction of the amendment, Representative Poff observed:
Second, to construe the statute to allow the additional sentence authorized by 924 (c) to be pyramided upon a sentence already enhanced under 2113 (d) would violate the established rule of construction that "ambiguity concerning the ambit of criminal statutes should be resolved in favor of lenity." United States v. Bass,
Finally, our result is supported by the principle that gives precedence to the terms of the more specific statute where a general statute and a specific statute speak to the same concern, even if the general provision was enacted later. See Preiser v. Rodriguez,
Obviously, the Government has since changed its view of the relationship between 924 (c) and 2113 (d). We think its original view was the better view of the congressional understanding as to the proper interaction between the two statutes. Accordingly, we hold that in a prosecution growing out of a single transaction of bank robbery with firearms, a defendant may not be sentenced under both 2113 (d) and 924 (c). The cases are therefore reversed and remanded to the Court of Appeals for proceedings consistent with this opinion.
[ Footnote 1 ] Title 18 U.S.C. 2113 (a) and (d) provide: "(a) Whoever, by force and violence, or by intimidation, takes, or attempts to take, from the person or presence of another any property or money or any other thing of value belonging to, or in the care, custody, control, management, or possession of, any bank, credit union, or any savings and loan association; or "Whoever enters or attempts to enter any bank, credit union, or any savings and loan association, or any building used in whole or in part as a bank, credit union, or as a savings and loan association, with intent to commit in such bank, credit union, or in such savings and loan association, or building, or part thereof, so used, any felony affecting such bank, credit union, or such savings and loan association and in violation of any statute of the United States, or any larceny - "Shall be fined not more than $5,000 or imprisoned not more than twenty years, or both. . . . . . "(d) Whoever, in committing, or in attempting to commit, any offense defined in subsections (a) and (b) of this section, assaults any person, or puts in jeopardy the life of any person by the use of a dangerous weapon or device, shall be fined not more than $10,000 or imprisoned not more than twenty-five years, or both."
[ Footnote 2 ] The complete text of 18 U.S.C. 924 (c) provides: "(c) Whoever - "(1) uses a firearm to commit any felony for which he may be prosecuted in a court of the United States, or "(2) carries a firearm unlawfully during the commission of any felony for which he may be prosecuted in a court of the United States, "shall, in addition to the punishment provided for the commission of such felony, be sentenced to a term of imprisonment for not less than one year nor more than ten years. In the case of his second or subsequent conviction under this subsection, such person shall be sentenced to a term of imprisonment for not less than two nor more than twenty-five years and, notwithstanding any other provision of law, the court shall not suspend the sentence in the case of a second or subsequent conviction of such person or give him a probationary sentence, nor shall the term of imprisonment imposed under this subsection run concurrently with any term of imprisonment imposed for the commission of such felony."
[ Footnote 3 ] In agreement with the Court of Appeals for the Sixth Circuit in these cases are the Court of Appeals for the Fourth Circuit, United States v. Crew, 538 F.2d 575 (1976), and the Court of Appeals for the Fifth Circuit, Perkins v. United States, 526 F.2d 688 (1976).
[ Footnote 4 ] Both the Senate and House Reports on the 1934 Bank Robbery Act, which first made bank robbery a federal offense and which included the provisions of 2113 (d), state that the legislation was directed at the rash of "gangsterism" by which roving bandits in the Southwest and Northwest would rob banks and then elude capture by state authorities by crossing state lines. S. Rep. No. 537, 73d Cong., 2d Sess., 1 (1934); H. R. Rep. No. 1461, 73d Cong., 2d Sess., 2 (1934). The vast majority of such bank robberies were undoubtedly accomplished by the use of guns of various sorts. Indeed, as originally proposed, the provision that became 2113 (d) covered only the use of "dangerous weapons." The "or device" language was added in response to concern expressed on the House floor that the provision would not reach the conduct of a bank robber who walked into a bank with a bottle of nitroglycerin and threatened to blow it up unless his demands were met. 78 Cong. Rec. 8132-8133 (1934). Thus, although 2113 (d) undoubtedly covers bank robberies with weapons and devices other than firearms, the use of guns to commit bank robbery was the primary evil 2113 (d) was designed to deter. On the other hand, although the overriding purpose of 924 (c) was to combat the increasing use of guns to commit federal felonies, the ambit of that provision is broader. The section imposes increased penalties when a "firearm" is used to commit, or is unlawfully carried during the commission of any federal felony. Title 18 U.S.C. 921 (a) (3) (D) defines "firearm" to include "any destructive device." A "destructive device," in turn, is defined by 921 (a) (4) (A) to include "any explosive, incendiary, or poison gas - (i) bomb, (ii) grenade, (iii) rocket . . ., (iv) missile . . ., (v) mine, or (vi) device similar to any of the devices described in the preceding clauses." See United States v. Melville, 309 F. Supp. 774 (SDNY 1970).
[
Footnote 5
] The Double Jeopardy Clause "protects against multiple punishments for the same offense," North Carolina v. Pearce,
[
Footnote 6
] In its attempt to demonstrate that 924 (c) and 2113 (d) are distinct and separately punishable offenses under the Blockburger test, the Government apparently reads the phrase "by the use of a dangerous weapon or device" in 2113 (d) to modify the word "assaults" as well as the phrase "puts in jeopardy the life of any person." Brief for United States 9-10. The lower courts are divided on this issue. Those of the opinion that 2113 (d) is to be read as the Government reads it include United States v. Crew, supra, at 577. See Perkins v. United States, supra; United States v. Waters, 461 F.2d 248 (CA10 1972). Other courts read the provision disjunctively, and hold that the phrase "by the use of a dangerous weapon or device" modifies only the phrase "puts in jeopardy
[435
U.S. 6, 12]
the life of any person" and not the word "assaults." United States v. Beasley, 438 F.2d 1279 (CA6 1971); United States v. Rizzo, 409 F.2d 400 (CA7 1969). See United States v. Coulter, 474 F.2d 1004 (CA9 1973). Although we have never authoritatively construed 2113 (d), we have implicitly given it the same gloss as the Government. Prince v. United States,
[ Footnote 7 ] Because the provision was passed on the same day it was introduced on the House floor, it is the subject of no legislative hearings or committee reports.
[ Footnote 8 ] Title 18 U.S.C. 111, 112, and 2231 provide for an increased maximum penalty where a "deadly or dangerous weapon" is used to commit the substantive offense. Title 18 U.S.C. 113 (c) and 2114 enhance the punishment available for commission of the substantive offense when the defendant employs a "dangerous weapon."
[ Footnote 9 ] The prohibitions on suspended sentences and probation were made applicable only to second and subsequent convictions, and restrictions on concurrent sentences were eliminated. Title II of the Omnibus Crime Control Act of 1970, 84 Stat. 1889, amended 924 (c) by reimposing the restriction that no sentence under that section could be served concurrently with any term imposed for the underlying felony. The amendment also reduced the minimum mandatory sentence of imprisonment for repeat offenders from five to two years.
MR. JUSTICE REHNQUIST, dissenting.
I am unable to agree with the Court's conclusion in this litigation that petitioners, upon being convicted and sentenced under 18 U.S.C. 2113 (d) for armed robbery, could not have their sentence enhanced pursuant to the provisions of 18 U.S.C. 924 (c), which provides that when a defendant uses a firearm in the commission of a felony, he "shall, in addition to the punishment provided for the commission of such felony, be sentenced to a term of imprisonment for not less than one year nor more than ten years." The plain language of the statutes involved certainly confers this sentencing authority upon the District Court. The Court chooses to avoid this [435 U.S. 6, 17] plain meaning by resort to a canon of construction with which no one disagrees, "our practice of avoiding constitutional decisions where possible," ante, at 12. The Court then relies on a statement made on the floor of the House of Representatives by Congressman Poff, who sponsored the amendment which became this part of the Gun Control Act of 1968, to the effect that the amendment would not apply to offenses governed by 18 U.S.C. 2113. But neither of these proffered rationales justifies the Court's decision today.
The canon of construction which the Court purports to follow is like all other canons, only a guide to enable this Court to perform its function. As the Court said in Shapiro v. United States,
The Court's disregard of this plain meaning is inappropriate in this litigation both because of the circumstances under which the Gun Control Act was passed in June 1968, and because of the gauzy nature of the constitutional concerns which apparently underlie its reluctance to read the statutes as they are written. Several different bills dealing with firearms control, which had been bottled up in various stages of the legislative process prior to June 1968, were brought to the floor and enacted with dramatic swiftness following the assassination of Senator Robert F. Kennedy in the early part of that month. Senator Kennedy's assassination, following by less than three months the similar killing of Reverend Martin Luther King, obviously focused the attention of Congress on the problem of firearms control. It seems to me not only permissible but irresistible, in reading the language of the two statutes, to conclude that Congress intended when it enacted 924 (c) to authorize the enhancement of the sentence already imposed by virtue of 18 U.S.C. 2113 (d).
The Court expresses concern, however, that if this construction were adopted problems of double jeopardy would be raised by virtue of our decision in Blockburger v. United States,
Brown v. Ohio, supra, decided last Term, provides no more support for the majority's position. That case involved two entirely separate and distinct prosecutions for the same act, one for the crime of stealing an automobile and the other for the admittedly lesser included offense of operating the same vehicle without the owner's consent. And even there the Court recognized that:
The language of 924 (c), together with the circumstances surrounding its enactment, makes it abundantly clear to me that it was intended to authorize enhancement of punishment in these circumstances. I do not believe that Congressman Poff's statement on the floor of the House of Representatives is sufficient to overcome the meaning of this language, and I think that 924 (c), so read, is clearly constitutional. I therefore dissent. [435 U.S. 6, 21]
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Citation: 435 U.S. 6
No. 76-5761
Argued: November 01, 1977
Decided: February 28, 1978
Court: United States Supreme Court
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