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By a proceeding in the nature of coram nobis, respondent sought to have a Federal District Court set aside his conviction and sentence in that court for a federal crime, though he had served the full term for which he had been sentenced. He claimed that his conviction was invalid because of denial of his constitutional right to counsel at his trial. He had since been convicted in a state court of another crime, had been sentenced to a longer term as a second offender because of his prior federal conviction, and was still serving the state sentence. Held: Under the All-Writs Section, 28 U.S.C. 1651 (a), the Federal District Court had power to issue a writ of error coram nobis; it had power to vacate its judgment of conviction and sentence; and respondent is entitled to an opportunity to show that his federal conviction was invalid. Pp. 503-513.
In respondent's proceeding in the nature of coram nobis to set aside his conviction and sentence, the Federal District Court denied relief. The Court of Appeals reversed. 202 F.2d 67. This Court granted certiorari.
Beatrice Rosenberg argued the cause for the United States. With her on the brief were Acting Solicitor General Stern and Assistant Attorney General Olney.
By special leave of Court, pro hac vice, Jacob Abrams, argued the cause for respondent. Respondent filed a brief pro se.
MR. JUSTICE REED delivered the opinion of the Court.
This review on certiorari requires us to decide whether a United States District Court has power to vacate its judgment of conviction and sentence after the expiration of the full term of service.
On December 18, 1939, respondent pleaded guilty on a federal charge, in the Northern District of New York, and was given a four-year sentence which he served. Thereafter, in 1950, he was convicted by a New York [346 U.S. 502, 504] court on a state charge, sentenced to a longer term as a second offender because of the prior federal conviction, 1 and is now incarcerated in a state prison.
As courts of New York State will not review the judgments of other jurisdictions on habeas corpus or coram nobis, People v. McCullough, 300 N. Y. 107, 110, 89 N. E. 2d 335, 336-337, respondent filed an application for a writ of error coram nobis and gave notice of a motion for the writ in the United States District Court where his first sentence was received. Both sought an order voiding the judgment of conviction. The ground was violation of his constitutional rights through failure, without his competent waiver, to furnish him counsel. Johnson v. Zerbst,
The foregoing summary of steps discloses respondent's uncertainty in respect to choice of remedy. The papers are labeled as though they sought a common-law writ of error coram nobis but the notice of the motion indicates that an order voiding the judgment is sought. In behalf of the unfortunates, federal courts should act in doing justice if the record makes plain a right to relief.
3
We think a belated effort to set aside the conviction and sentence in the federal criminal case is shown. We therefore treat the record as adequately presenting a motion in the nature of a writ of error coram nobis enabling the trial court to properly exercise its jurisdiction. Adams v. McCann,
Since this motion in the nature of the ancient writ of coram nobis is not specifically authorized by any statute enacted by Congress, the power to grant such relief, if it exists, must come from the all-writs section of the Judicial Code. 6 This section originated in the Judiciary Act of 1789 7 and its substance persisted through the Revised Statutes, 716, and the Judicial Code, 262, to its present form upholding the judicial power to attain justice for suitors through procedural forms "agreeable to the usages and principles of law." 8 If there is power granted to [346 U.S. 502, 507] issue writs of coram nobis by the all-writs section, we hold it would comprehend the power for the District Court to take cognizance of this motion in the nature of a coram nobis. See note 4, supra. To move by motion instead of by writ is purely procedural. The question then is whether the all-writs section gives federal courts power to employ coram nobis.
The writ of coram nobis was available at common law to correct errors of fact. 9 It was allowed without limitation of time for facts that affect the "validity and regularity" of the judgment, 10 and was used in both civil and criminal cases. 11 While the occasions for its use were infrequent, no one doubts its availability at common law. 12 Coram nobis has had a continuous although limited use also in our states. 13 Although the scope of the [346 U.S. 502, 508] remedy at common law is often described by references to the instances specified by Tidd's Practice, see note 9, supra, its use has been by no means so limited. The House of Lords in 1844 took cognizance of an objection through the writ based on a failure properly to swear witnesses. See the O'Connell case, note 11, supra. It has been used, in the United States, with and without statutory authority but always with reference to its common-law scope - for example, to inquire as to the imprisonment of a slave not subject to imprisonment, insanity of a defendant, a conviction on a guilty plea through the coercion of fear of mob violence, failure to advise of right to counsel. 14 An interesting instance of the use of coram nobis by the Court of Errors of New York is found in Davis v. Packard, 8 Pet. 312. It was used by the Court of Errors, and approved by this Court, to correct an error "of fact not apparent on the face of the record" in the trial court, to wit, the fact that Mr. Davis was consul-general of the King of Saxony and therefore exempt from suit in the state court.
This Court discussed the applicability of a motion in federal courts in the nature of coram nobis in United States v. Mayer,
In other federal courts than ours, there has been a difference of opinion as to the availability of the remedy. Chief Justice Marshall in Strode v. The Stafford Justices, 1 Brock. 162, 23 Fed. Cas. 236, overruled an objection to a writ of error coram nobis to set aside a fourteen-year-old judgment because of the death of one party prior to its rendition. In explication, the Chief Justice pointed out that the Judiciary Act of 1789, 1 Stat. 84, 22, limited to five years the bringing of any writ of error and forbade it "for any error in fact." In allowing the coram nobis, he held that the section showed the writ of error [346 U.S. 502, 510] referred to was a writ on appeal and therefore the error in fact could not be examined except by coram nobis. The Courts of Appeals for the Sixth and Ninth Circuits have held the motion available for claims of insanity. 16 The Third and Fourth Circuits have made similar rulings in cases similar to this. 17 The Fifth Circuit remanded for inquiry into a movant's allegation upon a similar motion that witnesses against him had been coerced by officers to commit perjury in testifying against him. 18 In many other cases federal courts have taken cognizance of motions in the nature of coram nobis but denied them because the circumstances did not make coram nobis available. 19 There are few cases where the power to consider a motion for coram nobis relief has been denied. 20
The contention is made that 2255 of Title 28, U.S.C., providing that a prisoner "in custody" may at any time move the court which imposed the sentence to vacate it, if "in violation of the Constitution or laws of the United States," should be construed to cover the entire field of remedies in the nature of coram nobis in federal courts. We see no compelling reason to reach that conclusion.
[346
U.S. 502, 511]
In United States v. Hayman,
Continuation of litigation after final judgment and exhaustion or waiver of any statutory right of review should be allowed through this extraordinary remedy only under circumstances compelling such action to achieve justice. There are suggestions in the Government's brief that the facts that justify coram nobis procedure must have been unknown to the judge. Since respondent's youth and lack of counsel were so known, it is argued, the remedy of coram nobis is unavailable. One finds similar statements as to the knowledge of the judge occasionally in the literature and cases of coram nobis.
21
Such an attitude may reflect the rule that deliberate failure to use a known remedy at the time of trial may be a bar to subsequent reliance on the defaulted right.
22
The trial record apparently shows Morgan was without counsel. United States v. Morgan, 202 F.2d 67, 69. He alleges he was nineteen, without knowledge of law and not advised as to his rights. The record is barren of the reasons that brought about a trial without
[346
U.S. 502, 512]
legal representation for the accused.
23
As the plea was "guilty" no details of the hearing appear. Cf. De Meerleer v. Michigan,
In the Mayer case this Court said that coram nobis included errors "of the most fundamental character."
24
Under the rule of Johnson v. Zerbst,
Although the term has been served, the results of the conviction may persist. Subsequent convictions may [346 U.S. 502, 513] carry heavier penalties, civil rights may be affected. 27 As the power to remedy an invalid sentence exists, we think, respondent is entitled to an opportunity to attempt to show that this conviction was invalid.
[ Footnote 2 ] 28 U.S.C. 2255:
[
Footnote 3
] Darr v. Burford,
[
Footnote 4
] Such a motion is a step in the criminal case and not, like habeas corpus where relief is sought in a separate case and record, the beginning of a separate civil proceeding. Kurtz v. Moffitt,
[
Footnote 5
] United States v. Bradford, 194 F.2d 197, 201; see also Tinder v. United States,
[ Footnote 6 ] 28 U.S.C. 1651 (a): "The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law."
Reviser's Note:
[ Footnote 7 ] 1 Stat. 81-82:
[
Footnote 8
] See United States Alkali Assn. v. United States,
[ Footnote 9 ] 2 Tidd's Practice (4th Amer. ed.) 1136-1137:
[ Footnote 10 ] Stephens, Principles of Pleading (3d Amer. ed.), 143; 2 Bishop, New Criminal Procedure (2d ed.), 1181.
[ Footnote 11 ] See citations in n. 10, and United States v. Plumer, 27 Fed. Cas. 561, 572, Mr. Justice Clifford; O'Connell v. The Queen, 11 Cl. & Fin. (H. L. Rep.) 155, 233, 252.
[ Footnote 12 ] Archbold (7th ed., Chitty, 1840) 350, 389; 1 Holdsworth, History of English Law (1927), 224.
[
Footnote 13
] A collection of these cases appears in an article by Abraham L. Freedman, Esq., 3 Temple L. Q. 365, 372. See Bronson v. Schulten,
[
Footnote 14
] Ex parte Toney, 11 Mo. 661; Adler v. State, 35 Ark. 517; Sanders v. State, 85 Ind. 318; Matter of Hogan v. Court, 296 N. Y. 1, 9, 68 N. E. 2d 849, 852-853. See also a discussion of the New York cases by Judge Stanley H. Fuld, The Writ of Error Coram Nobis, 117 New York L. J. 2212, 2230, 2248, issues of June 5, 6, 7, 1947; Note, 34 Cornell L. Q. 596. Spence v. Dowd, 145 F.2d 451; cf. Hysler v. Florida,
[
Footnote 15
] ". . . and even if it be assumed that in the case of errors in certain matters of fact, the district courts may exercise in criminal cases - as an incident to their powers expressly granted - a correctional jurisdiction at subsequent terms analogous to that exercised at common law on writs of error coram nobis (See Bishop, New Crim. Pro., 2d ed., 1369), as to which we express no opinion, that authority would not reach the present case. This jurisdiction was of limited scope; the power of the court thus to vacate its judgments for errors of fact existed, as already stated, in those cases where the errors were of the most fundamental character, that is, such as rendered the proceeding itself irregular and invalid." Id., p. 69. See also Bronson v. Schulten,
In United States v. Smith,
[
Footnote 16
] Allen v. United States, 162 F.2d 193; Robinson v. Johnston, 118 F.2d 998, 1001, vacated and remanded for further proceedings,
[ Footnote 17 ] Roberts v. United States, 158 F.2d 150; United States v. Steese, 144 F.2d 439. See also United States v. Monjar, 64 F. Supp. 746.
[ Footnote 18 ] Garrison v. United States, 154 F.2d 106; cf. Pierce v. United States, 157 F.2d 848.
[ Footnote 19 ] Tinkoff v. United States, 129 F.2d 21; Barber v. United States, 142 F.2d 805; Spaulding v. United States, 155 F.2d 919; United States v. Moore, 166 F.2d 102; Crowe v. United States, 169 F.2d 1022; Bice v. United States, 177 F.2d 843; United States v. Rockower, 171 F.2d 423; Farnsworth v. United States, 91 U.S. App. D.C. 121, 198 F.2d 600. Cf. Strang v. United States, 53 F.2d 820.
[ Footnote 20 ] United States v. Kerschman, 201 F.2d 682; Gilmore v. United States, 129 F.2d 199.
[
Footnote 21
] 56 Yale L. J. 197, 233; 34 Cornell L. Q. 598; Robinson v. Johnston, 118 F.2d 998, 1001, vacated and remanded for further proceedings,
[
Footnote 22
] Brown v. Allen,
[
Footnote 23
] Until Johnson v. Zerbst,
[
Footnote 24
] See note 15, supra. Barber v. United States, 142 F.2d 805, 807; Bronson v. Schulten,
[
Footnote 25
] See also Walker v. Johnston,
[ Footnote 26 ] Cf. Brown v. Allen, supra, at 485-486.
[
Footnote 27
] Fiswick v. United States,
MR. JUSTICE MINTON, with whom THE CHIEF JUSTICE, MR. JUSTICE JACKSON and MR. JUSTICE CLARK join, dissenting.
I am unable to agree with the decision of the Court resurrecting the ancient writ of error coram nobis from the limbo to which it presumably had been relegated by Rule 60 (b) F. R. Civ. P. and 28 U.S.C. 2255, assuming that the writ has ever been available in the federal courts to review criminal proceedings. A brief reference to the record will emphasize my reasons for doubting the wisdom of this action.
On December 18, 1939, respondent, upon a plea of guilty, was sentenced in a Federal District Court to four years' imprisonment on each of eight counts charging divers violations of 18 U.S.C. 317 (now 18 U.S.C. 1702, 1708) and 18 U.S.C. 347 (now 18 U.S.C. 500). The sentences ran concurrently and were fully served by respondent, during which time he never questioned their validity. In 1950, respondent was convicted of a state crime, apparently attempted burglary in the third degree, by a New York court and sentenced under that State's Multiple Offenders Law. 1 The 1939 federal conviction was relied upon to bring respondent within the multiple offenders statute, making possible an increased sentence for the state offense. Respondent is now imprisoned by New York pursuant to that sentence. [346 U.S. 502, 514]
Approximately fourteen months after the New York conviction, more than twelve years after being sentenced on the federal conviction, and more than eight years after the federal sentence was completed, respondent filed this "Application for a Writ of Error Coram Nobis" in the Federal District Court in which he had been convicted. He requested that the federal judgment of conviction "be set aside, vacated, and be declared null and void" since at the time of the conviction, he neither had the assistance of counsel nor was informed of his constitutional right to counsel, and at the time was only nineteen years of age and without knowledge of the law. Respondent did not allege his innocence of the federal charges or set forth any facts from which innocence could be inferred. And respondent has attempted no explanation of his prolonged delay in seeking to remedy the asserted violation of his constitutional rights, nor intimated that he is now suffering some federal disability as a result of the conviction.
The Court now holds that the validity of a conviction by a federal court for a federal offense may be inquired into, long after the punishment imposed for such offense has been satisfied, by a "motion in the nature of a writ of error coram nobis" whenever the federal conviction is taken into account by a state court in imposing sentence for a state crime. The basis for this highly unusual procedure is said to be the all-writs section of the Judicial Code, 28 U.S.C. 1651 (a), which provides that:
That the writ does not issue in aid of the jurisdiction of the District Court appears obvious. Respondent has received a final judgment of conviction, has satisfied the sentence imposed thereunder, and is no longer subject to punishment or control by the court because of the conviction. Therefore, I believe that the jurisdiction of the District Court has been exhausted, the judgment is functus officio, and we should hold that it is no longer subject to collateral attack, just as the courts generally have held that an appeal will not lie from a judgment of conviction when the judgment has been satisfied. Gillen v. United States, 199 F.2d 454; Bergdoll v. United States, 279 F. 404.
3
Insofar as is shown here, all federal consequences of the proceedings have ended and hence the jurisdiction of the District Court should be held to have ended also. Cf. Ex parte Lange, 18 Wall. 163; United States v. Plumer, 27 Fed. Cas. 561, 573-574. See Tinkoff v. United States, 129 F.2d 21, 23. Writs may be issued under the all-writs section in aid of a jurisdiction that already exists, not to regain a jurisdiction that has been exhausted. Cf. Adams v. United States ex rel. McCann,
As to the second prerequisite - that the writ be agreeable to the usages and principles of law - I am of the view that resort to the common-law writ of coram nobis has been precluded, if it was ever available in the federal courts to reach matters such as are involved here. See United States v. Smith,
Proceedings to obtain the writ are generally considered to be civil in nature, 7 just as habeas corpus is a civil proceeding although most often used to obtain relief from criminal judgments. 8 Rule 60 (b) of the Civil Rules expressly abolishes writs of error coram nobis and prescribes that civil proceedings for attacking a final judgment shall be by motion as provided in the Rules or by an independent action. Six grounds for such relief are set forth in Rule 60 (b), 9 which also requires that a motion thereunder shall be made within a year after the judgment if based on mistake, newly-discovered evidence, or fraud, and "within a reasonable time" if bottomed on other grounds. [346 U.S. 502, 518]
Leaving open the question of whether respondent has advanced sufficient reasons for relief pursuant to Rule 60 (b) if the proceedings had been timely commenced, he has not established that these proceedings were instituted within a reasonable time after entry of the judgment of conviction, even if the one-year period of limitation is not applicable. Respondent has not sought to explain his long delay in seeking to set aside the federal judgment, and twelve years' delay would appear to be unreasonable on its face, absent unusual circumstances which are not shown to be present here. United States v. Moore, 166 F.2d 102, 105; Farnsworth v. United States, 91 U.S. App. D.C. 121, 198 F.2d 600; United States v. Bice, 84 F. Supp. 290, aff'd, 177 F.2d 843.
Apparently, having once abolished the common-law writ of coram nobis, the Court now undertakes to reestablish it under the name of "a motion in the nature of coram nobis" in order to escape the limitations laid down in Rule 60 (b). Rule 60 (b) is said to be inapplicable because coram nobis may be sought by a motion in the criminal case rather than in a separate, independent proceeding. There is no indication that this "application" was intended as a motion in the case rather than an independent proceeding to set aside the prior judgment, and several courts have stated that coram nobis proceedings retain their civil character under the modern practice. 10
But assuming the Civil Rules to be inapposite, I believe that Congress superseded the common-law writ of coram nobis in enacting 28 U.S.C. 2255.
11
As
[346
U.S. 502, 519]
the Reviser's Note makes clear, that section "restates, clarifies and simplifies the procedure in the nature of the ancient writ of error coram nobis."
12
H. R. Rep. No. 308, 80th Cong., 1st Sess. A-180. See United States v. Hayman,
It may be said that the federal conviction is still being used against respondent and, therefore, some relief ought to be available. Of course the record of a conviction for a serious crime is often a lifelong handicap. There are a dozen ways in which even a person who has reformed, never offended again, and constantly endeavored to lead an upright life may be prejudiced thereby. The stain on his reputation may at any time threaten his social standing or affect his job opportunities, for example. Is coram nobis also to be available in such cases? The relief being devised here is either wide open to every ex-convict as long as he lives or else it is limited to those who have returned to crime and want the record expunged to lessen a subsequent sentence. Either alternative seems unwarranted to me.
The important principle that means for redressing deprivations of constitutional rights should be available often clashes with the also important principle that at some point a judgment should become final - that litigation [346 U.S. 502, 520] must eventually come to an end. These conflicting principles have traditionally been accommodated in federal criminal cases by permitting collateral attack on a judgment only during the time that punishment under the judgment is being imposed, and Congress has so limited the use of proceedings by motion under 28 U.S.C. 2255. If that is to be changed, Congress should do it.
[ Footnote 1 ] New York Penal Law, 1941.
[ Footnote 2 ] Emphasis added.
[ Footnote 3 ] Decisions of state courts on the point are collected in 24 C. J. S., Criminal Law, 1668; 17 C. J., Criminal Law, 3326, 3327.
[ Footnote 4 ] We do not know, moreover, that New York will modify its second offender sentence, imposed at a time when the federal conviction had not been questioned, even if the federal conviction is later vacated.
[
Footnote 5
] United States v. Mayer,
[ Footnote 6 ] See United States v. Moore, 166 F.2d 102.
[ Footnote 7 ] People v. Kemnetz, 296 Ill. App. 119, 15 N. E. 2d 883; State v. Youngblood, 221 Ind. 408, 48 N. E. 2d 55; State v. Spencer, 219 Ind. 148, 41 N. E. 2d 601; State v. Ray, 111 Kan. 350, 207 P. 192; Elliott v. Commonwealth, 292 Ky. 614, 167 S. W. 2d 703; cf. United States v. Kerschman, 201 F.2d 682. See also cases collected in 24 C. J. S., Criminal Law, 1606 (a).
[
Footnote 8
] Ex parte Tom Tong,
[ Footnote 9 ] "MISTAKES; INADVERTENCE; EXCUSABLE NEGLECT; NEWLY DISCOVERED EVIDENCE; FRAUD, ETC. On motion and upon such terms as are just, the court may relieve a party or his legal representative from a final judgment, order, or proceeding for the following reasons: (1) mistake, inadvertence, surprise, or excusable neglect; (2) newly discovered evidence which by due diligence could not have been discovered in time to move for a new trial under Rule 59 (b); (3) fraud (whether heretofore denominated intrinsic or extrinsic), misrepresentation, or other misconduct of an adverse party; (4) the judgment is void; (5) the judgment has been satisfied, released, or discharged, or a prior judgment upon which it is based has been reversed or otherwise vacated, or it is no longer equitable that the judgment should have prospective application; or (6) any other reason justifying relief from the operation of the judgment. . . ."
[ Footnote 10 ] See cases cited in note 7, supra.
[ Footnote 11 ] "A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to [346 U.S. 502, 519] impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence."
[ Footnote 12 ] Emphasis added. [346 U.S. 502, 521]
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Citation: 346 U.S. 502
No. 31
Argued: October 19, 1953
Decided: January 04, 1954
Court: United States Supreme Court
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