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Drawing on a 2016 Presidential primary debate exchange between then-candidate Donald Trump and Senator Marco Rubio, respondent Steve Elster sought to federally register the trademark "Trump too small" to use on shirts and hats. An examiner from the Patent and Trademark Office refused registration based on the "names clause," a Lanham Act prohibition on the registration of a mark that "[c]onsists of or comprises a name . . . identifying a particular living individual except by his written consent," 15 U. S. C. §1052(c). The Trademark Trial and Appeal Board affirmed, rejecting Elster's argument that the names clause violates his First Amendment right to free speech. The Federal Circuit reversed.
Held: The Lanham Act's names clause does not violate the First Amendment. Pp. 3-22.
(a) When enforcing the First Amendment's prohibition against abridging freedom of speech, this Court "distinguish[es] between content-based and content-neutral regulations of speech." National Institute of Family and Life Advocates v. Becerra,
Because the names clause does not single out a trademark "based on the specific motivating ideology or the opinion or perspective of the speaker," Reed,
Although the names clause is not viewpoint based, it is content based because "it applies to particular speech because of the topic discussed or the idea or message expressed," Reed,
(b) Although a content-based regulation of speech is presumptively unconstitutional, this Court has not decided whether heightened scrutiny extends to a content-based--but viewpoint-neutral--trademark restriction. Several features of trademark counsel against a per se rule of applying heightened scrutiny in such cases. Most importantly, trademark rights have always coexisted with the First Amendment, and the inherently content-based nature of trademark law has never been a cause for constitutional concern.
This country has recognized trademark rights since the founding. Much of early American trademark law came by way of English law, where the protection of trademarks was an inherently content-based endeavor. For most of the 18th and 19th centuries, trademark law fell largely within the "province of the States," Tam,
The content-based nature of trademark protection is compelled by the historical rationales of trademark law--to prohibit confusion by identifying the ownership and source of goods. Indicating ownership and the manufacturing source touch on the content of the mark, i.e., from whom the product came. And policing trademarks so as to prevent confusion over the source of goods requires looking to the mark's content. Because of the uniquely content-based nature of trademark regulation and the longstanding coexistence of trademark regulation with the First Amendment, a solely content-based restriction of trademark registration need not be evaluated under heightened scrutiny. R. A. V. v. St. Paul,
(c) The history and tradition of restricting trademarks containing names is sufficient to conclude that the names clause is compatible with the First Amendment. Pp. 12-19.
(1) Restrictions on trademarking names have historically been grounded in the notion that a person has ownership over his own name, and that he may not be excluded from using that name by another's trademark. See Brown Chemical Co. v. Meyer,
The restriction on trademarking names also reflects trademark law's historical rationale of identifying the source of goods and thus ensuring that consumers know the source of a product and can evaluate it based upon the manufacturer's reputation and goodwill. Moreover, the clause respects the established connection between a trademark and its protection of the markholder's reputation. This Court has long recognized that a trademark protects the markholder's reputation, and the connection is even stronger when the mark contains a person's name.
Applying these principles, the Court has also recognized that a party has no First Amendment right to piggyback off the goodwill another entity has built in its name. See San Francisco Arts & Athletics, Inc. v. United States Olympic Comm.,
(2) A tradition of restricting the trademarking of names has coexisted with the First Amendment, and the names clause fits within that tradition. The names clause reflects the common-law tradition by prohibiting a person from obtaining a trademark of another living person's name without consent, thereby protecting the other's reputation and goodwill. A firm grounding in traditional trademark law is sufficient to justify the content-based trademark restriction here, but a case presenting a content-based trademark restriction without a historical analog may require a different approach. In this case, the Court sees no reason to disturb this longstanding tradition, which supports the restriction of the use of another's name in a trademark. P. 19-20.
(d) This decision is narrow. It does not set forth a comprehensive framework for judging whether all content-based but viewpoint-neutral trademark restrictions are constitutional. Nor does it suggest that an equivalent history and tradition is required to uphold every content-based trademark restriction. The Court holds only that history and tradition establish that the particular restriction here, the names clause in §1052(c), does not violate the First Amendment. P. 22.
26 F. 4th 1328, reversed.
Thomas, J., announced the judgment of the Court and delivered the opinion of the Court, except as to Part III. Alito and Gorsuch, JJ., joined that opinion in full; Roberts, C. J., and Kavanaugh, J., joined all but Part III; and Barrett, J., joined Parts I, II-A, and II-B. Kavanaugh, J., filed an opinion concurring in part, in which Roberts, C. J., joined. Barrett, J., filed an opinion concurring in part, in which Kagan, J., joined, in which Sotomayor, J., joined as to Parts I, II, and III-B, and in which Jackson, J., joined as to Parts I and II. Sotomayor, J., filed an opinion concurring in the judgment, in which Kagan and Jackson, JJ., joined.
Opinion of the Court
602 U. S. ____ (2024)
NOTICE: This opinion is subject to formal revision before publication in the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, pio@supremecourt.gov, of any typographical or other formal errors.
No. 22-704
KATHERINE K. VIDAL, UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY
AND DIRECTOR, UNITED STATES PATENT
AND TRADEMARK OFFICE, PETITIONER
v. STEVE ELSTER
on writ of certiorari to the united states court of appeals for the federal circuit
[June 13, 2024]
Justice Thomas announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I, II, and IV, and an opinion with respect to Part III, in which Justice Alito and Justice Gorsuch join.1
Steve Elster sought to register the trademark "Trump too small." But, the Patent and Trademark Office (PTO) refused to register the mark because the Lanham Act prohibits registration of a trademark that "[c]onsists of or comprises a name . . . identifying a particular living individual except by his written consent." 60 Stat. 428, 15 U. S. C. §1052(c). Elster contends that this prohibition violates his First Amendment right to free speech. We hold that it does not.
I
A trademark is "a symbol or a device to distinguish the goods or property made or sold by the person whose mark it is, to the exclusion of use by all other persons." Trade-Mark Cases,
Trademark rights are primarily a matter of state law, but an owner can obtain important rights through federal registration. The Lanham Act creates a federal trademark-registration system administered by the PTO. Federal "[r]egistration of a mark is not mandatory," and "[t]he owner of an unregistered mark may still use it in commerce and enforce it against infringers." Iancu v. Brunetti,
Only marks that meet certain criteria are federally registerable. Among other criteria, the Lanham Act contains what we will call the "names clause"--a prohibition on the registration of a mark that "[c]onsists of or comprises a name . . . identifying a particular living individual except by his written consent." §1052(c). The names clause excludes from registration "not only full names but also surnames, shortened names, and nicknames, so long as the name does in fact identify a particular living individual." 2 J. McCarthy, Trademarks and Unfair Competition §13:37, p. 31 (5th ed. 2024) (McCarthy).
Steve Elster sought to register the trademark "Trump too small," accompanied by an illustration of a hand gesture, to use on shirts and hats. The mark draws on an exchange between then-candidate Donald Trump and Senator Marco Rubio during a 2016 Presidential primary debate.
The PTO examiner refused registration under the names clause because the mark used President Trump's name without his consent. The Trademark Trial and Appeal Board affirmed, and it also rejected Elster's argument that the names clause violates his First Amendment right to free speech.2 The Federal Circuit reversed, holding that the names clause violated the First Amendment. In re Elster, 26 F. 4th 1328 (CA Fed. 2022). The court first concluded that the names clause is a viewpoint-neutral, content-based restriction on speech subject to at least intermediate scrutiny. See id., at 1331, 1333-1334. It next concluded that the Government could not satisfy even intermediate scrutiny because the names clause does not advance any substantial governmental interest. See id., at 1339.
We granted certiorari to resolve whether the Lanham Act's names clause violates the First Amendment. 598 U. S. ___ (2023).
II
A
The First Amendment provides that "Congress shall make no law . . . abridging the freedom of speech." In general, we have held that the First Amendment prohibits the Government from restricting or burdening "expression because of its message, its ideas, its subject matter, or its content." Ashcroft v. American Civil Liberties Union,
In the trademark context, we have twice concluded that trademark restrictions that discriminate based on viewpoint violate the First Amendment. In Matal v. Tam,
The names clause does not facially discriminate against any viewpoint. No matter the message a registrant wants to convey, the names clause prohibits marks that use another person's name without consent. It does not matter "whether the use of [the] name is flattering, critical or neutral." 2 McCarthy §13:37.50. The Government is thus not singling out a trademark "based on the specific motivating ideology or the opinion or perspective of the speaker." Reed,
Elster suggests that the names clause verges on viewpoint discrimination in practice. According to Elster, it is easier to obtain consent for a trademark that flatters a person rather than mocks him. This Court has found that a law can discriminate based on viewpoint in its practical operation. See Sorrell v. IMS Health Inc.,
Although the names clause is not viewpoint based, it is content based. As we have explained, a restriction on speech is content based if the "law applies to particular speech because of the topic discussed or the idea or message expressed." Reed,
We thus confront a situation we did not address in Tam or Brunetti. In Tam, we were careful to "leave open" the framework "for deciding free speech challenges to provisions of the Lanham Act."
B
Because we must now consider for the first time the constitutionality of a content-based--but viewpoint-neutral--trademark restriction, we begin by addressing how the nature of trademark law informs the applicable constitutional scrutiny. Although a content-based regulation of speech is presumptively unconstitutional as a general matter, we have not decided whether heightened scrutiny extends to a viewpoint-neutral trademark restriction. Several features of trademark counsel against a per se rule of applying heightened scrutiny to viewpoint-neutral, but content-based trademark regulations.
Most importantly, trademark rights have always coexisted with the First Amendment, despite the fact that trademark protection necessarily requires content-based distinctions. See generally Tam,
Our country has recognized trademark rights since the founding. See B. Pattishall, The Constitutional Foundations of American Trademark Law, 78 Trademark Rep. 456, 457-459 (1988). At the outset, there were few recorded decisions, and the law developed slowly. Much of early American trademark law "was lifted essentially from that of England." Id., at 457. The protection of trademarks under English law was an inherently content-based endeavor. For example, an early English law made it "lawful to and for every Trader, Dealer and Weaver of Linen Manufacture, to weave his Name, or fix some known Mark in any Piece of Linen Manufacture by him made." 13 Geo. I, c. 26, p. 458 (1726). And, a person could be liable for fraud if he sold a product under another person's mark. See, e.g., id., at 459; Singleton v. Bolton, 3 Dougl. 293, 99 Eng. Rep. 661 (K. B. 1783); Southern v. How, Pop. 143, 144, 79 Eng. Rep. 1243, 1244 (K. B. 1618) (mentioning that an "action did well lie" if a clothier "used the same mark" as another); J. Baker, Sources of English Legal History: Private Law to 1750, p. 675 (2d ed. 2010) (discussing J. G. v. Samford, also known as Sandforth's Case, which held in 1584 that an action could lie when a clothier "used another [clothier's] mark"); see also G. Jacob, A New-Law Dictionary (1729) (defining "Mark to Goods" as "what ascertains the Property or Goodness thereof . . . And if one Man shall use the Mark of another, to the Intent to do him Damage, Action upon the Case lieth"). So, the content of the mark (whether it was the same as another person's) triggered the restriction.
Although there was an early push for federal legislation to protect trademarks, no such law was enacted during our country's infancy. See B. Paster, Trademarks--Their Early History, 59 Trademark Rep. 551, 565-566 (1969); see also F. Schechter, Historical Foundations of the Law Relating to Trade-Marks 131 (1925) (Schechter). Instead, trademark law fell largely within "the province of the States" for the 18th and most of the 19th century. Tam,
The "first reported American decision that may be described as a trademark case" involved a dispute over the content of a mark--and in particular, the use of a person's name. Pattishall, Constitutional Foundations, at 460. In Thomson v. Winchester, 36 Mass. 214, 216 (1837), Samuel Thomson--who sold a medicine under the name "Thomsonian Medicines"--brought suit against another Massachusetts druggist who sold an allegedly inferior product under the same name. The court held that the druggist could be liable for fraud if he passed the medicine off as that of Thomson. Ibid.
In a similar vein, the first reported trademark case in federal court revolved around a trademark's content. Justice Story, sitting as Circuit Justice, granted an injunction to prohibit a seller of spools from infringing on the plaintiff 's trademark of "Taylor's Persian Thread." Taylor v. Carpenter, 3 Story 458 (D. Mass. 1844). Justice Story explained that, by using the trademark, the seller "imitated . . . both descriptions of spools and labels, red and black, of the plaintiffs," and that the principles prohibiting such infringement were at that time "very familiar to the profession" and not "susceptible of any judicial doubt." Id., at 464.
Recorded trademark law began to take off in the last decades of the 19th century--after the ratification of the Fourteenth Amendment in 1868--and its established content-based nature continued. See Schechter 134; Pattishall, Two Hundred Years, at 133. American commerce became more national in character, and, perhaps because of this shift, Congress enacted the first federal trademark law in 1870. Although States retained their important role, "Congress stepped in to provide a degree of national uniformity" for trademark protection. Tam,
This first law contained prohibitions on what could be protected as a trademark. For example, the law would not protect a trademark that contained "merely the name of a person . . . only, unaccompanied by a mark sufficient to distinguish it from the same name when used by other persons." Id., at 211. It thus restricted a trademark based upon its content (i.e., whether it contained more than a name). As trademark disputes increased, courts continued to assess trademarks based on their content. For example, this Court's first trademark decision explained that a trademark cannot consist of a purely geographical name, rejecting an attempt by one of several coal producers in Pennsylvania's Lackawanna Valley to trademark "Lackawanna coal." Canal Co. v. Clark, 13 Wall. 311, 321 (1872). Throughout its development, trademark law has required content-based distinctions.
That did not change when Congress enacted the Lanham Act in 1946. The Act's comprehensive system for federal registration of trademarks continues to distinguish based on a mark's content. See Restatement (Third) of Unfair Competition §9, Comment e (1993) (Restatement) ("The Lanham Act is generally declarative of existing law, incorporating the principal features of common law trademark protection"). The Act defines a trademark to include "any word, name, symbol, or device, or any combination thereof " that a person uses "to identify and distinguish his or her goods . . . from those manufactured or sold by others and to indicate the source of the goods." §1127. When the Government defines what may be registered as a trademark, it necessarily decides that some words or images cannot be used in a mark. To take one example, the Lanham Act bars the registration of "a mark which so resembles [another's] mark . . . as to be likely . . . to cause confusion, or to cause mistake, or to deceive." §1052(d). It is impossible to determine whether one trademark is the same as (or confusingly similar to) another without looking at the content of the two marks.
This history, reflected in the Lanham Act still today, demonstrates that restrictions on trademarks have always turned on a mark's content. But, despite its content-based nature, trademark law has existed alongside the First Amendment from the beginning. That longstanding, harmonious relationship suggests that heightened scrutiny need not always apply in this unique context.
The content-based nature of trademark protection is compelled by the historical rationales of trademark law. A trademark has generally served two functions: "indicating ownership of the goods to which it [is] affixed" and "indicating the source or origin of manufacture." Schechter 122. Indicating ownership of a good was needed in part to "fi[x] responsibility for defective merchandise." Restatement §9, Comment b. And, indicating the source of the good helped "prospective purchasers . . . make their selections based upon the reputation, not merely of the immediate vendor, but also of the manufacturer." Ibid. Both goals thus reflect that trademarks developed historically to identify for consumers who sold the goods (the vendor) and who made the goods (the manufacturer). See ibid. In that vein, a basic function of trademark law has always been to "prohibi[t] confusion as to the source of good or services." Pattishall, Constitutional Foundations, at 458; see also Jack Daniel's Properties, Inc. v. VIP Products LLC,
Because of the uniquely content-based nature of trademark regulation and the longstanding coexistence of trademark regulation with the First Amendment, we need not evaluate a solely content-based restriction on trademark registration under heightened scrutiny. See R. A. V.,
C
We have acknowledged that trademark rights and restrictions can "play well with the First Amendment." Jack Daniel's,
The Lanham Act's names clause has deep roots in our legal tradition. Our courts have long recognized that trademarks containing names may be restricted. And, these name restrictions served established principles. This history and tradition is sufficient to conclude that the names clause--a content-based, but viewpoint-neutral, trademark restriction--is compatible with the First Amendment. We need look no further in this case.
1
Restrictions on trademarking names have a long history. See generally 2 McCarthy §13:5. Such restrictions have historically been grounded in the notion that a person has ownership over his own name, and that he may not be excluded from using that name by another's trademark. As the Court has explained, "[a] man's name is his own property, and he has the same right to its use and enjoyment as he has to that of any other species of property." Brown Chemical Co. v. Meyer,
Recognizing a person's ownership over his name, the common law restricted the trademarking of names. It prevented a person from trademarking any name--even his own--by itself. In "the early years of trademark law," courts recognized that " there can be no trade-mark in the name of a person, because . . . every person has the right to use his own name for the purposes of trade." 2 McCarthy §13:5 (internal quotation marks omitted); see also Restatement §14, Comment e ("[A]t early common law, the recognition of an unencumbered right to use one's name in trade effectively precluded the existence of trademark or trade name rights in personal names"); W. Browne, Law of Trade-Marks §206, p. 219 (2d ed. 1885) ("The rule is, that a man cannot turn his mere name into a trade-mark"); McLean v. Fleming,
The common law did, however, allow a person to obtain a trademark containing his own name--with a caveat: A person could not use a mark containing his name to the exclusion of a person with the same name. "A corollary of the right to use one's own name and identity in trade is the right to stop others from doing so--at least those who don't share the same name." J. Rothman, Navigating the Identity Thicket, 135 Harv. L. Rev. 1271, 1306 (2022); see also Treadway 143-144. In other words, a person's right to his name cannot be exclusive as to other people bearing the same name: John Smith cannot acquire a trademark that prohibits other John Smiths from using their own names. See McLean,
We see no evidence that the common law afforded protection to a person seeking a trademark of another living person's name. To the contrary, English courts recognized that selling a product under another person's name could be actionable fraud. See, e.g., Singleton, 3 Dougl. 293, 99 Eng. Rep. 661; Croft v. Day, 7 Beav. 84, 88, 49 Eng. Rep. 994, 996 (1843) ("[N]o man has a right to sell his goods as the goods of another"). This recognition carried over to our country. See McLean,
This common-law understanding carried over into federal statutory law. The first federal trademark law contained a requirement that a trademark contain more than merely a name. See Act of July 8, 1870, §79, 16 Stat. 211. That requirement remains largely intact. See §1052(e)(4) (prohibiting registration of a trademark if it "is primarily merely a surname"). A few decades later, federal trademark law emphasized " '[t]hat nothing herein shall prevent the registration of a trade-mark otherwise registerable because of its being the name of the applicant.' " Act of Feb. 18, 1911, ch. 113, 36 Stat. 918 (emphasis added). And, the Lanham Act later "incorporat[ed] the principal features of common law trademark protection," thereby "declar[ing] . . . existing law" rather than writing trademark law from scratch. Restatement §9, Comment e; see also W. Derenberg, Trade-Mark Protection and Unfair Trade 22 (1936) (explaining that the "function [of federal trademark law] is essentially an evidential one, reflecting the underlying common law trade-mark right with the existence of which it rises and falls"). It is thus unsurprising that the Lanham Act included the names clause, prohibiting the registration of a mark containing "a name . . . identifying a particular living individual except by his written consent." §1052(c). The names clause reflects the common law's careful treatment of names when it comes to trademarks.
The restriction on trademarking names also reflects trademark law's historical rationale of identifying the source of goods. See Hanover Star Milling Co. v. Metcalf,
Moreover, the names clause respects the established connection between a trademark and its protection of the markholder's reputation. We have long recognized that a trademark protects the markholder's reputation. See McLean,
This connection between a trademark and reputation is even stronger when the mark contains a person's name. "[I]s not a man's name as strong an instance of trade-mark as can be suggested?" Ainsworth v. Walmsley, 1 L. R., Eq. 518, 525 (1866). In fact, the English common law of trademarks arose from the fact that "those who sold goods . . . that were the fruit of their own labor or craftsmanship [began to] identif[y] those products . . . with their own names." Pattishall, Constitutional Foundations, at 457. As we have explained, virtually up until the Fourteenth Amendment's adoption, a trademark "really denoted only the name of the manufacturer." Pattishall, Two Hundred Years, at 128. And, this Court has long associated names with the good will they may bear. See McLean,
Applying these principles, we have recognized that a party has no First Amendment right to piggyback off the goodwill another entity has built in its name. In San Francisco Arts & Athletics, Inc., the Court upheld a provision of the Amateur Sports Act of 1978 that prohibited " 'any person' " from using the word " 'Olympic' " for certain purposes " '[w]ithout the consent' " of the U. S. Olympic Committee (USOC), and subjected violations to " 'the remedies provided in the Lanham Act.' "
2
We conclude that a tradition of restricting the trademarking of names has coexisted with the First Amendment, and the names clause fits within that tradition. Though the particulars of the doctrine have shifted over time, the consistent through line is that a person generally had a claim only to his own name. The names clause reflects this common-law tradition by prohibiting a person from obtaining a trademark of another living person's name without consent, thereby protecting the other's reputation and goodwill.5
None of this is to say that the Government cannot innovate when it comes to trademark law. A firm grounding in traditional trademark law is sufficient to justify the content-based trademark restriction before us, but we do not opine on what may be required or sufficient in other cases. To be sure, as Justice Barrett observes, a case presenting a content-based trademark restriction without a historical analogue may require a different approach. Post, at 15. But, we need not develop such a comprehensive theory to address the relatively simple case before us today. See post, at 1 (Kavanaugh, J., concurring in part).
We conclude that the names clause is of a piece with a common-law tradition regarding the trademarking of names. We see no reason to disturb this longstanding tradition, which supports the restriction of the use of another's name in a trademark.
III
Our colleagues would address the names clause with two analogies. Neither is compelling in this case. Under both analogies, the test would boil down to what a judge believes is "reasonable in light of the purpose" of trademark law. Post, at 5 (opinion of Sotomayor, J.); see post, at 7-8 (opinion of Barrett, J.). But, no matter the approach taken, we all agree that the names clause does not violate the First Amendment.
Justice Sotomayor would pull "strands of precedent" together to conclude that heightened scrutiny does not apply to trademark registration because it is a Government initiative or benefit. Post, at 8. This conclusion rests primarily upon cases in which the Government provides a cash subsidy or conditions the use of a public payroll to collect union dues. See ibid. But, those cases "occupy a special area of First Amendment case law, and they are far removed from the registration of trademarks." Tam,
Justice Barrett, echoed by Justice Sotomayor, would import the test that we have used for a "limited public forum." Our precedents hold that the Government "may create a forum that is limited to use by certain groups or dedicated solely to the discussion of certain subjects." Pleasant Grove City v. Summum,
Despite the differences in methodology, both Justice Sotomayor and Justice Barrett reach the same conclusion that the names clause does not violate the First Amendment. On the bottom line, there is no dispute. Rather than adopt a reasonableness test premised upon loose analogies, however, we conclude that the names clause is grounded in a historical tradition sufficient to demonstrate that it does not run afoul of the First Amendment.
IV
Our decision today is narrow. We do not set forth a comprehensive framework for judging whether all content-based but viewpoint-neutral trademark restrictions are constitutional. Nor do we suggest that an equivalent history and tradition is required to uphold every content-based trademark restriction. We hold only that history and tradition establish that the particular restriction before us, the names clause in §1052(c), does not violate the First Amendment. Although an occasion may arise when history and tradition cannot alone answer whether a trademark restriction violates the First Amendment, that occasion is not today. In a future case, we can address the "distinct question" whether "a viewpoint-neutral, content-based trademark restriction" is constitutional without "such a historical pedigree." Post, at 1 (opinion of Kavanaugh, J.). The judgment of the Court of Appeals is
Reversed.
Kavanaugh, J., concurring in part
602 U. S. ____ (2024)
No. 22-704
KATHERINE K. VIDAL, UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DIRECTOR, UNITED STATES PATENT AND TRADEMARK OFFICE, PETITIONER v. STEVE ELSTER
on writ of certiorari to the united states court of appeals for the federal circuit
[June 13, 2024]
Justice Kavanaugh, with whom The Chief Justice joins, concurring in part.
I join all but Part III of the Court's opinion. I agree with the Court that the names clause is constitutional, particularly in light of the long history of restricting the use of another's name in a trademark. In my view, a viewpoint-neutral, content-based trademark restriction might well be constitutional even absent such a historical pedigree. We can address that distinct question as appropriate in a future case. Cf., e.g., post, at 7-9 (Barrett, J., concurring in part).
Barrett, J., concurring in part
602 U. S. ____ (2024)
No. 22-704
KATHERINE K. VIDAL, UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DIRECTOR, UNITED STATES PATENT AND TRADEMARK OFFICE, PETITIONER v. STEVE ELSTER
on writ of certiorari to the united states court of appeals for the federal circuit
[June 13, 2024]
Justice Barrett, with whom Justice Kagan joins, with whom Justice Sotomayor joins as to Parts I, II, and III-B, and with whom Justice Jackson joins as to Parts I and II, concurring in part.
While I agree with the Court that the names clause does not violate the First Amendment, I disagree with some of its reasoning. The Court claims that "history and tradition" settle the constitutionality of the names clause, rendering it unnecessary to adopt a standard for gauging whether a content-based trademark registration restriction abridges the right to free speech. That is wrong twice over. First, the Court's evidence, consisting of loosely related cases from the late-19th and early-20th centuries, does not establish a historical analogue for the names clause. Second, the Court never explains why hunting for historical forebears on a restriction-by-restriction basis is the right way to analyze the constitutional question. I would adopt a standard, grounded in both trademark law and First Amendment precedent, that reflects the relationship between content-based trademark registration restrictions and free speech. In my view, such restrictions, whether new or old, are permissible so long as they are reasonable in light of the trademark system's purpose of facilitating source identification.
I
Content-based speech regulations are, as a general matter, "presumptively unconstitutional." Reed v. Town of Gilbert,
I agree with the Court that content-based trademark registration restrictions do not trigger the presumption of unconstitutionality. See ante, at 6. Because federal trademark law did not exist at the founding--and American trademark law did not develop in earnest until the mid-19th century--I do not take the Court to be making a claim about the original meaning of the Free Speech Clause. But, as the Court implicitly recognizes, the absence of founding-era evidence does not mean that content-based trademark registration restrictions are inherently suspect. More than a century's worth of precedent reflects that trademark law has always been content based without functioning as a ready tool of Government censorship. The First Amendment does not require us to upend this longstanding, stable system by treating trademark restrictions as "presumptively unconstitutional." Reed,
A
As the Court explains, trademark law existed at the founding, albeit in nascent form. Ante, at 7; B. Pattishall, The Constitutional Foundations of American Trademark Law, 78 Trademark Rep. 456, 457-459 (1988). From the outset, trademark protection "was an inherently content-based endeavor." Ante, at 7. Early English and American laws prohibited producers from placing another producer's trademark on their goods--a prohibition that depended on comparing the content of the mark with the content of the allegedly infringing use. Ante, at 7-8. That alone does not prove that every type of content-based trademark regulation should escape heightened scrutiny. More relevant is that courts and legislatures, in identifying the marks that merit legal protection, have long discriminated on the basis of content. Ante, at 9-10. This history, in my view, is key to understanding why we need not evaluate content-based trademark registration restrictions under heightened scrutiny.
Once trademark law got off the ground in the mid-19th century, it had an unmistakably content-based character. Thomson v. Winchester, the first reported American trademark case, involved two parties who both sold medicine under the name " 'Thomsonian Medicines.' " 36 Mass. 214, 216 (1837). See E. Rogers, Some Historical Matter Concerning Trade-Marks, 9 Mich. L. Rev. 29, 42 (1910). The Court cites this case as reflective of the content-based nature of trademark protection. Ante, at 8-9. True, Thomson explained that the defendant could be liable if he had sold his goods under the plaintiff 's name as an attempted fraud. 36 Mass., at 216. But the court explained that the result would be different if the defendant "call[ed his goods] Thomsonian as a generic term designating their general character." Ibid. That was because Thomson, the plaintiff, could not claim an exclusive right to use the name "if [the] term had acquired a generic meaning, descriptive of a general kind, quality and class of medicines." Ibid. In other words, whether a word or phrase could qualify for trademark protection depended on "its communicative content." Reed,
Roughly 10 years later, the New York Superior Court further developed this content-based principle in Amoskeag Mfg. Co. v. Spear & Ripley, 2 Sandf. 599 (1849), long " 'regarded as the leading American adjudication' " of a trademark dispute. B. Pattishall, Two Hundred Years of American Trademark Law, 68 Trademark Rep. 121, 125 (1978). The court agreed that "[e]very manufacturer . . . has an unquestionable right to distinguish the goods that he manufactures or sells, by a peculiar mark or device, in order that they may be known as his." Amoskeag, 2 Sandf., at 605. But the law will only "protec[t him] in the exclusive use" of marks that "designat[e] the true origin or ownership"--i.e., the source--of the goods. Id., at 606. The manufacturer cannot claim a protectable trademark in "words, letters, figures or symbols" that indicate only the "name or quality"--i.e., not the source--of the goods. Ibid. After all, those who produce similar goods could use the same words or symbols "with equal truth"--thus, they should have "an equal right to employ [them], for the same purpose." Id., at 607.
Courts repeated and applied this rule for decades. See, e.g., Wolfe v. Goulard, 18 How. Pr. 64, 67 (N. Y. Sup. Ct. 1859); Falkinburg v. Lucy, 35 Cal. 52, 64 (1868); Filley v. Fassett, 44 Mo. 168, 176-177 (1869); Congress Spring Co. v. High Rock Spring Co., 45 N. Y. 291, 295 (1871). For instance, a gin manufacturer could not claim an exclusive right to the term "Schiedam Schnapps" if it already served as a common descriptor of gin. Wolfe, 18 How. Pr., at 67. But a stove manufacturer could trademark the term " 'Charter Oak,' " as a distinctive phrase not "merely descriptive of the style, quality, or character" of the product. Filley, 44 Mo., at 176-177. Then, as now, courts understood that a mark merits protection only so far as it "identif[ies] the article to which it is affixed as that of the person adopting it, and distinguish[es] it from others." Gillott v. Esterbrook, 47 Barb. 455, 462 (N. Y. Sup. Ct. 1867), aff 'd, 48 N. Y. 374 (1872); see also Matal v. Tam,
The ratification of the Fourteenth Amendment in 1868, which incorporated the First Amendment against the States, did not prompt courts to change course.1 They continued to scrutinize proposed marks based on their content. Likewise, this Court's first trademark decision, issued in 1871, invoked Amoskeag's content-based criteria to define those trademarks "entitled to legal protection." Canal Co. v. Clark, 13 Wall. 311, 323-324 (1872) (concluding that "geographical names," including " 'Pennsylvania wheat' " and " 'Virginia tobacco,' " could not be protected as trademarks, as they "point only at the place of production, not to the producer"). See ante, at 10. Thus, at the earliest point at which the First Amendment could have applied to trademark law, content discrimination, particularly with respect to the very definition of a trademark, was the norm.
Trademark registration restrictions followed suit. Federal registration, though not required to enforce a trademark, "confers important legal rights and benefits on trademark owners" and thus "helps to ensure that trademarks are fully protected." Matal,
B
The upshot is that content discrimination has long been "necessary for [trademark's] purposes and limitations." See Legal Services Corporation v. Velazquez,
These content-based trademark rules have long coexisted with the Free Speech Clause, and their function is generally compatible with it. Courts have applied content-based rules not to "suppres[s] . . . ideas," but simply to serve trademark law's purposes. See Davenport,
II
Though content-based registration restrictions do not trigger strict scrutiny, they are still subject to judicial review. Thus, we must decide how to evaluate Elster's challenge to the names clause.
The Solicitor General suggests that we draw an analogy to another area that is inherently content based: the limited public forum. When the government opens its property to speech for a particular purpose, creating a limited public forum, it necessarily must "reserv[e the property] for certain groups or for the discussion of certain topics." Rosenberger v. Rector and Visitors of Univ. of Va.,
Though I would not shoehorn the trademark registration system into the definition of a "limited public forum," the Solicitor General's analogy is apt.2 Content discrimination is "[i]mplicit in the concept of " the trademark registration system much like it is in a limited public forum. Perry,
Content-based criteria for trademark registration do not abridge the right to free speech so long as they reasonably relate to the preservation of the markowner's goodwill and the prevention of consumer confusion. A particular restriction will serve those goals if it helps ensure that registered marks actually function as source identifiers. Notably, "the lead criterion for registration is that the mark 'in fact serve as a "trademark" to identify and distinguish goods.' " Ibid. (quoting 3 J. McCarthy, Trademarks and Unfair Competition §19:10 (5th ed. 2023) (McCarthy)). Other registration criteria help to carry out that threshold requirement. For instance, the Lanham Act prohibits the registration of marks that are "merely descriptive" of the applicant's goods. 15 U. S. C. §1052(e)(1). As courts frequently explained in the early years of trademark, marks that simply describe the kind and quality of the good do not necessarily identify its source. See supra, at 4-5. The bar on registering "deceptive" marks likewise prevents registered marks from misidentifying the source of the goods. §1052(a).
The names clause passes muster under this test. A trademark that includes another living person's name without her consent has the obvious potential to create source confusion. Further, the clause helps protect producer goodwill. By freely using another person's name in her mark, the markowner can unfairly capitalize on the reputation of the named individual, who may be a producer in her own right. Conversely, if the markowner's goods or services are shoddy, she might jeopardize the named individual's reputation.
Elster protests that consumers would not assume that Donald Trump is responsible for the mark " 'Trump too small.' " Brief for Respondent 35. Thus, he argues that even if the names clause generally guards against source confusion, refusing to register his proposed mark does not. But Congress is entitled to make categorical judgments, particularly where heightened scrutiny does not apply. The Government can reasonably determine that, on the whole, protecting marks that include another living person's name without consent risks undermining the goals of trademark. The names clause is therefore constitutional, both facially and as applied to Elster's mark.
III
Rather than adopt a generally applicable principle, the Court assesses the names clause in isolation, treating the supposed history and tradition of the clause as determinative. In my view, the historical record does not alone suffice to demonstrate the clause's constitutionality. For one thing, the record does not support the Court's conclusion. For another, I disagree with its choice to treat tradition as dispositive of the First Amendment issue.
A
First, the Court's history. It is true that "a tradition of restricting the trademarking of names" arose in the late 19th century. Ante, at 19. As the Court says, a personal name by itself, without any accompanying words or symbols, did not typically qualify as a trademark. See McLean v. Fleming,
But the Court also claims that the common law did not afford protection to a person seeking a trademark including another living person's name (in other words, a rule akin to the names clause). Ante, at 14. I am less sure. In Thaddeus Davids Co. v. Davids Mfg. Co.,
In 1860, the Supreme Court of Rhode Island concluded that the phrase " 'Roger Williams Long Cloth' " was "capable of distinguishing" the manufacturer's goods and thus qualified as a trademark. Barrows v. Knight, 6 R. I. 434, 438. " 'Roger Williams,' though the name of a famous person," the Court explained, was, "as applied to cotton cloth, a fancy name," as would be the case with "any other her[o], living or dead." Ibid. (emphasis added). Likewise, a New York court upheld the plaintiffs' exclusive right to use the name "Bismarck" to designate their paper collars, as they were the first to "appropriate" the name for that purpose. Messerole v. Tynberg, 4 Abb. Pr. (N. S.) 410, 414 (Ct. Com. Pl. 1868). The court thus rejected the defendant's argument that the plaintiffs could not adopt "the name of a distinguished German citizen" as a trademark. Id., at 412. Summarizing, the Second Circuit explained that "[t]he law permits the adoption as a trade-mark of the name of a person who has achieved fame and distinction, provided the name is not descriptive of the quality or the character of the article or a geographical name." Stephano Bros., Inc. v. Stamatopoulos, 238 F. 89, 93 (1916). See also Medlar & Holmes Shoe Co. v. Delsarte Mfg. Co., 46 A. 1089 (N. J. Ch. Ct. 1900) ("The name of a famous person, used merely as a fancy name, may become an exclusive trade-mark"); W. Browne, Law of Trade-Marks §216, pp. 225-226 (2d ed. 1885) (same).5
The legislative history of the Lanham Act also undercuts the Court's conclusion. If the names clause codified an existing common-law tradition, one might expect to see some reference to that tradition when the names clause was adopted. But proponents of the clause offered a different justification. Discussing a predecessor version of the clause, Edward Rogers, the Lanham Act's primary drafter, remarked that "[t]he idea of prostituting great names by sticking them on all kinds of goods is very distasteful to me." Trade-Marks: Hearings on H. R. 9041 before the Subcommittee on Trade-Marks, House Committee on Patents, 75th Cong., 3d Sess., 79 (1938) (H. R. 9041); see J. Litman, Keynote Address, 39 Cardozo Arts & Ent. L. J. 855, 856 (2021). The Commissioner of the Patent Office agreed, noting the "shock to [his] sense of propriety to see liberty taken . . . with the names of celebrities of private life." H. R. 9041, at 79. He then referred to the attempted registration of "the name of the Duchess of Windsor for brassieres and ladies' underwear." Ibid. They did not suggest that the common law would already prevent those uses of another's name as a trademark. On the contrary, they seemed most concerned about the types of marks that the common law appeared to allow. See supra, at 11.
It is thus difficult to say that the names clause is constitutional solely because of its historical pedigree.6 Perhaps recognizing that reality, the Court relies not only on the purported common-law tradition restricting the trademarking of names, but also points to the names clause's relation to trademark's historical purposes. Ante, at 16-18. The latter argument is quite similar to my own--I agree that the names clause helps to ensure that the proposed mark functions as a source identifier and to guard against reputational consequences, serving trademark's historical goals.
B
But I cannot agree with the Court that the existence of a "common-law tradition" and a "historical analogue" is sufficient to resolve this case. Ante, at 19-20. Even if the Court's evidence were rock solid, I still would not adopt this approach. To be sure, tradition has a legitimate role to play in constitutional adjudication. For instance, the longstanding practice of the political branches can reinforce our understanding of the Constitution's original meaning. Consumer Financial Protection Bureau v. Community Financial Services Assn. of America, Ltd.,
The Court does not (and could not) argue that the late-19th and early-20th century names-restriction tradition serves as evidence of the original meaning of the Free Speech Clause. Cf. Samia v. United States,
Relying exclusively on history and tradition may seem like a way of avoiding judge-made tests. But a rule rendering tradition dispositive is itself a judge-made test. And I do not see a good reason to resolve this case using that approach rather than by adopting a generally applicable principle. (After all, there is a tradition of the latter approach too. See, e.g., McCulloch v. Maryland, 4 Wheat. 316, 421 (1819) (adopting standard for application of the Necessary and Proper Clause).) In the course of applying broadly worded text like the Free Speech Clause, courts must inevitably articulate principles to resolve individual cases. I do not think we can or should avoid doing so here. As I explained in Part I-B, the takeaway from history is that content-based trademark restrictions have long been central to trademark's purpose of facilitating source identification, and they have not posed a serious risk of censorship. This principle offers a generally applicable way to think about whether registration restrictions " 'play well with the First Amendment.' " Ante, at 12. We should bring clarity to the law by adopting it.
In my view, the Court's laser-like focus on the history of this single restriction misses the forest for the trees. It gives secondary billing to what I think is the central point: that the names clause "reflects trademark law's historical rationale of identifying the source of goods." Ante, at 16. I see no reason to proceed based on pedigree rather than principle. Besides, as the Court admits, its approach merely delays the inevitable: Eventually, the Court will encounter a restriction without a historical analogue and be forced to articulate a test for analyzing it. Ante, at 19-20.
* * *
Trademark protection cannot exist without content discrimination. So long as content-based registration restrictions reasonably relate to the purposes of the trademark system, they are constitutional. The names clause clears this bar. I respectfully concur in part.
Sotomayor, J., concurring in judgment
602 U. S. ____ (2024)
No. 22-704
KATHERINE K. VIDAL, UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DIRECTOR, UNITED STATES PATENT AND TRADEMARK OFFICE, PETITIONER v. STEVE ELSTER
on writ of certiorari to the united states court of appeals for the federal circuit
[June 13, 2024]
Justice Sotomayor, with whom Justice Kagan and Justice Jackson join, concurring in the judgment.
This case involves a free-speech challenge to a viewpoint-neutral, content-based condition on trademark registration. In deciding how to evaluate this kind of challenge, the Court faces two options: Either look only to the history and tradition of the condition, or look to trademark law and settled First Amendment precedent. The first option, which asks whether the history of a particular trademark registration bar plays well with the First Amendment, leads this Court into uncharted territory that neither party requests. The other guides it through well-trodden terrain. I would follow the well-trodden path.
In assessing the constitutionality of the names clause and other trademark registration provisions, I would rely on this Court's tried-and-tested First Amendment precedent. This Court has held in a variety of contexts that withholding benefits for content-based, viewpoint-neutral reasons does not violate the Free Speech Clause when the applied criteria are reasonable and the scheme is necessarily content based. That is the situation here. Content discrimination is an inescapable feature of the trademark system, and federal trademark registration only confers additional benefits on trademark holders. The denial of trademark registration is therefore consistent with the First Amendment if it turns on "reasonable, viewpoint-neutral content regulations." Iancu v. Brunetti,
I
A
This case is the latest in a trilogy of challenges to the constitutionality of trademark registration bars in the Lanham Act. See id., at 390; Matal v. Tam,
The names clause prohibits registration of a mark that "[c]onsists of or comprises a name . . . identifying a particular living individual except by his written consent." 15 U. S. C. §1052(c). No one disputes that the names clause is content based. Its application turns, after all, on the mark's content, i.e., whether it identifies by name a particular living individual without his or her written consent. See City of Austin v. Reagan Nat. Advertising of Austin, LLC,
B
Those familiar with this trilogy of First Amendment challenges to the Lanham Act may be surprised, perhaps even disappointed, to learn that, although this case presents the "situation we did not address in Tam or Brunetti," the Court has shied away from setting forth a "framework 'for deciding free speech challenges to provisions of the Lanham Act.' " Ante, at 6 (majority opinion) (quoting Tam,
In holding that the names clause is constitutional, that majority asserts that one need look only to the "history and tradition" of the clause and "no further." Ante, at 12. Why look to history and tradition alone? Because, the majority says, it "is sufficient to conclude that the names clause . . . is compatible with the First Amendment." Ibid. Considering this Court has never applied this kind of history-and-tradition test to a free-speech challenge, and that "[n]o one briefed, argued, or even hinted at the rule that the Court announces today," one would have expected a more satisfactory explanation. Lozman v. Riviera Beach,
Justice Barrett questions the majority's because-it-is-sufficient explanation in part by claiming that, if anything, the Court's evidence "does not establish a historical analogue for the names clause." Ante, at 1 (opinion concurring in part). That may well be true. Yet this back-and-forth highlights the indeterminacy of the Court's history-and-tradition inquiry, which one might aptly describe as the equivalent of entering a crowded cocktail party and looking over everyone's heads to find your friends. Cf. Conroy v. Aniskoff,
It is not appropriate, much less necessary, to find common-law analogues to settle the constitutionality of the names clause or any other trademark registration provision. I agree with Justice Barrett that, even if the majority's historical "evidence were rock solid," there is no good reason to believe that "hunting for historical forebears on a restriction-by-restriction basis is the right way to analyze the constitutional question." Ante, at 1, 13. The majority attempts to reassure litigants and the lower courts that a "history-focused approac[h]" here is sensible and workable, by citing to New York State Rifle & Pistol Assn., Inc. v. Bruen,
Ultimately, I am reluctant to go further down this precipice of looking for questionable historical analogues to resolve the constitutionality of Congress's legislation. To borrow Justice Scalia's criticism from a different context, such hunting "far into the dimmy past" is not just "a waste of research time and ink" but also "a false and disruptive lesson in the law . . . that . . . condemns litigants (who, unlike us, must pay for it out of their own pockets) to subsidizing historical research by lawyers." Conroy,
C
The most straightforward way to resolve this and other free-speech challenges to trademark registration criteria is through a doctrinal framework drawn from this Court's First Amendment precedent. The analysis should proceed in two steps. First ask whether the challenged provision targets particular views taken by speakers on a given subject. If the trademark registration bar is viewpoint based, it is presumptively unconstitutional and heightened scrutiny applies; if it is viewpoint neutral, however, the trademark registration bar need only be reasonable in light of the purpose of the trademark system. Specifically, the trademark registration bar must reasonably serve its purpose of identifying and distinguishing goods for the public. If the challenged provision is both viewpoint neutral and reasonable, then it does not violate the Free Speech Clause.
II
A
This Court has applied strict constitutional scrutiny to viewpoint-neutral content classifications on some occasions, and thus treated them as "presumptively unconstitutional." Reed v. Town of Gilbert,
In explaining why the difference is decisive in this context, the Court and Justice Barrett emphasize that trademarks are inherently content based, yet have long coexisted with the First Amendment. Ante, at 6-11 (majority opinion); ante, at 2-7 (opinion of Barrett, J.). I agree with the use of historical evidence to support this point. History informs the understanding that content-based distinctions are an intrinsic feature of trademarks, and that the marks' purpose is to identify and distinguish goods for the public. See ante, at 2-6 (opinion of Barrett, J.). That use of history is legitimate and in fact valuable, just as evidence of a longstanding practice of government can inform the meaning of constitutional provisions in appropriate cases. See ante, at 13-15 (opinion of Barrett, J.); cf. Consumer Financial Protection Bureau v. Community Financial Services Assn. of America, Ltd.,
Even then, history does not give us the full story. The assertion that content-based distinctions in trademark law have long played well with the First Amendment, although true, requires a more fulsome explanation, particularly as applied to the trademark registration system. The primary reason why viewpoint-neutral trademark registration criteria easily coexist with the Free Speech Clause is that they do not burden expression. Instead, a denial of registration withholds ancillary benefits that might bolster someone's expression. When a government confers a benefit that supports some forms of expressive activity, the decision to withhold that benefit on viewpoint-neutral grounds " 'cannot be equated with the imposition of a "penalty" on that activity,' " which would trigger heightened scrutiny. Rust v. Sullivan,
1
"The First Amendment protects the freedom of speech; it does not require the Government to give aid and comfort to those using" particular "modes of expression." Brunetti,
As I explained in Brunetti, and the Solicitor General argues in this case, various strands of precedent support this point, ranging from cases about limited public (or nonpublic) forums to those involving monetary subsidies and noncash governmental programs (such as the collection of fees by public-sector labor unions). See
These cases "may not be controlling [here] in a strict sense, yet they do provide some instruction." Legal Services Corporation v. Velazquez,
2
Someone with a federally registered mark enjoys certain benefits by virtue of that registration. Even so, free speech is not abridged when these benefits are denied to someone based on reasonable, viewpoint-neutral criteria.
Consider three basic tenets of trademark law, each of which the Court rightly acknowledges. See ante, at 1-2. First, "every trademark's 'primary' function" is to tell the public who is responsible for a particular product, that is, to serve as a source identifier. Jack Daniel's Properties, Inc. v. VIP Products LLC,
One conclusion follows from these three principles: By prohibiting trademark registration for viewpoint-neutral, content-based reasons, Congress simply denies an applicant the opportunity to include his mark on a list and secure "certain benefits" that are "useful in infringement litigation." Jack Daniel's,
B
Now consider the facts of this case. Respondent Steve Elster wants to sell shirts with the phrase TRUMP TOO SMALL on them. He also wants increased trademark protection by federally registering the phrase. In the registration request, Elster explained that the phrase "invokes a memorable exchange between President Trump and Senator Marco Rubio from a 2016 presidential primary debate, and aims to 'convey[ ] that some features of President Trump and his policies are diminutive.' " In re Elster, 26 F. 4th 1328, 1330 (CA Fed. 2022) (alteration in original).
When the U. S. Patent and Trademark Office rejected the registration request, it denied Elster the opportunity to secure the Government-bestowed benefits associated with registration. Critically, the denial did not prevent Elster from communicating his message. It also did not restrict his preferred mode of expression. Elster can still sell shirts displaying the same message. Elster could also use a different phrase (such as ELSTER APPAREL) as a source identifier to obtain the desired benefits of registration while continuing to sell shirts with his preferred message across the front. See Tr. of Oral Arg. 23-24 (discussing "Elster Apparel" example). Put simply, the denial only barred Elster from registering a mark asserting exclusive rights in another person's name without their written consent.
III
A
Because trademark registration criteria limit statutory benefits in a necessarily content-based scheme, the First Amendment requires the criteria to be viewpoint neutral and reasonable. Supra, at 5-9; Brunetti,
In Cornelius, for example, the Court confronted a free-speech challenge to the Government's decision to exclude "legal defense and political advocacy organizations from participation in the Combined Federal Campaign (CFC or Campaign), a charity drive aimed at federal employees."
Justice Thomas (joined by two Justices) rejects this test, implying that it is subjective because it supposedly turns on what a given judge might think is reasonable. Ante, at 20. That statement misunderstands the inquiry. As just discussed, a trademark registration condition is reasonable if it serves as a source identifier, a concept that is familiar to anyone who has worked on a trademark case. See Jack Daniel's,
B
"Content-based criteria for trademark registration do not abridge the right to free speech so long as they reasonably relate to the preservation of the markowner's goodwill and the prevention of consumer confusion," "goals" that a "particular restriction will serve . . . if it helps ensure that registered marks actually function as source identifiers." Ante, at 8 (opinion of Barrett, J.) The names clause easily passes this reasonableness test. Source identification is, after all, at the heart of what the names clause does.
Imagine someone who wants to manufacture and sell the best bats and catchers' mitts in baseball. Unsurprisingly, that person wants to use the names of Derek Jeter and Jorge Posada to capitalize on their goodwill to promote the products. So, the manufacturer lands on JETER OUT OF THE PARK and CATCH LIKE POSADA as marks. The names clause bars registration of these phrases without the named individuals' written consent. It does so for good reason: Jeter and Posada may not want consumers to misattribute these products to them, just as consumers may not want to buy products under the false pretense that these goods somehow are connected to the players.3 Source identification is especially important when, for example, the named individual produces similar products--say, Jeter and Posada sell their own baseball goods under the marks MR. NOVEMBER BATS BY JETER and CHAMP'S MITTS BY POSADA. They would not want manufacturers to dilute the commercial value of their name and reputation. Nor would Jeter and Posada want a Boston Red Sox fan to manufacture cheaper goods and use their names to promote second-rate products. The names clause prevents that from happening.
Congress was entitled to make this legislative judgment. The Government, after all, "has a reasonable interest in refraining from lending its ancillary support to marks" that use an unconsenting individual's name for commercial gain. Brunetti,
* * *
The Court's "decision today is narrow," and its history-and-tradition test is good only for "the relatively simple case before us today." Ante, at 20, 22. Ultimately, all nine Justices agree that Congress can innovate when it comes to trademark law, and we further agree that nothing in today's opinion calls into question the constitutionality of viewpoint-neutral provisions lacking a historical pedigree. See ibid.; ante, at 1 (Kavanaugh, J., concurring in part); ante, at 1-2 (opinion of Barrett, J.); supra, at 3-6.
For the reasons set forth above, I respectfully concur in the judgment.
*Justice Barrett joins Parts I, II-A, and II-B of this opinion.
The Board declined to reach the PTO examiner's alternative ground for refusing registration--that Elster's mark "falsely suggest[s] a connection with persons, living or dead." 15 U. S. C. §1052(a). We focus only on the names clause and express no opinion about whether Elster's mark fails to meet other requirements for federal registration.
It is also hard to see the viewpoint discrimination that Elster alleges in practice. The PTO has refused registration of trademarks such as "Welcome President Biden," "I Stump for Trump," and "Obama Pajama"--all because they contained another's name without his consent, not because of the viewpoint conveyed. See PTO, Office Action of Dec. 8, 2020, Serial No. 90226753; PTO, Office Action of Oct. 15, 2015, Serial No. 86728410; In re Hoefflin, 97 USPQ 2d 1174, 1177-1178 (TTAB 2010).
This first federal trademark law "provided for the registration of trademarks generally without regard to whether they were used in interstate or foreign commerce." 1 McCarthy §5:3, at 188. This Court held that the law exceeded Congress's power under the Commerce Clause. See Trade-Mark Cases,
Justice Barrett takes a different approach, suggesting that a historical rule that mirrors the names clause is required. See post, at 11. But, history-focused approaches to constitutional scrutiny do not typically require a historical twin. Cf. New York State Rifle & Pistol Assn., Inc. v. Bruen,
There would have been no reason for courts to consider the relationship between the First Amendment and trademark law before 1868. Before incorporation, the First Amendment applied only to the Federal Government, and there was no federal trademark law until 1870. Ante, at 8-9.
Justice Thomas mistakenly suggests that I present the federal trademark register as a limited public forum. Ante, at 21. That is not my position. Rather, I view the content-based nature of the limited public forum as analogous to the trademark registration system. Moreover, by characterizing my argument as a conclusory statement that the limited public forum framework is " 'apt,' " Justice Thomas ignores my reasons for drawing the analogy. Ibid.
By the early-20th century, however, courts enforced personal-name marks even against "newcomer[s] with the same name when confusion over source [was] the likely result." 2 McCarthy §13:8; see L. E. Waterman Co. v. Modern Pen Co.,
The Thaddeus Court referred specifically to the statute's prohibition on the registration of marks that "consis[t] merely of individual, firm or corporate names, not written or printed in a distinctive manner, or of designations descriptive of the character or quality of the goods with which they are used, or of geographical names or terms."
The Court dismisses my examples as irrelevant because several involve the names of dead individuals. Ante, at 19, n. 4. But "[t]he exclusive right to grace paper collars with Bismarck's name was granted while he was still alive." J. Pike, Personal Names as Trade Symbols, 3 Mo. L. Rev. 93, 101 (1938) (Pike). And the other authorities either expressly recognized that the names of famous living persons could be trademarked, see Barrows, 6 R. I., at 438, or did not indicate whether the rule differed for dead versus living individuals, see Stephano Bros., 238 F., at 92-93. Indeed, "[t]he authorities [were] somewhat meagre" as to "the rule . . . . where the notable person [was] still alive," Pike 100, undercutting the notion that the common law contained a clear rule one way or the other.
The Court characterizes my critique as a demand for a "historical twin." Ante, at 19, n. 4. On the contrary, my point is that the Court has not cleared the "historical analogue" bar it sets for itself. The existence of closely analogous historical counterexamples surely complicates the argument that "history and tradition" alone establish the clause's constitutionality. By presenting its evidence as conclusive, "the Court overclaims." Samia v. United States,
According to Justice Thomas (who is joined by two Justices), I focus primarily on cash-subsidy and union-dues cases. A closer look at this opinion and the cases that I cite will reveal that is not exactly true. As I mentioned in Brunetti, and both the Government and Justice Barrett assert in this case, limited public (or nonpublic) forum cases also constitute helpful analogies for arriving at the generally applicable principles that should apply to this kind of case. See Brief for Petitioner 18-19; accord, ante, at 7-9, and n. 2 (opinion of Barrett, J.).
Justice Thomas responds that these precedents are an "ill fit" for the names clause because this case does not involve "cash subsid[ies]," "union dues," or a "limited public forum." Ante, at 20-21. That response misses the entire point. In the past, this Court has relied on limited-public-forum cases as instructive, even if not controlling, when resolving constitutional challenges to governmental subsidies (and vice versa). See, e.g., Legal Services Corporation,
Other Lanham Act provisions prohibit the registration of marks that deceive or falsely suggest a connection to a person or entity. See 15 U. S. C. §1052(a). That there is some overlap between the falsesuggestion and names clauses does not change the fact that the names clause reasonably serves the purpose of source identification. When heightened scrutiny is not in play, Congress is free to use belts and suspenders to support an asserted interest. I therefore also agree with Justice Barrett that "Congress is entitled to make [the] categorical judgmen[t] . . . that, on the whole, protecting marks that include another living person's name without consent risks undermining the goals of trademark." Ante, at 9.
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No. 22-704
Argued: November 01, 2023
Decided: June 13, 2024
Court: United States Supreme Court
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