NORTHERN PAC R CO v. HAMBLY 154 U.S. 349 (1894)

This was an action by George Hambly against the Northern Pacific Railroad Company for personal injuries. The jury found a verdict for plaintiff, and judgment was entered thereon, defendant's motion for a new trial being denied. The judges of the circuit court certified certain questions, on which they were divided in opinion, for the opinion of the supreme court. [154 U.S. 349, 350]   This was an action by Hambly to recover damages for personal injuries sustained by him while acting as helper to a crew of masons engaged in building a stone culvert for the defendant company on its right of way, about two miles west of Jamestown, in North Dakota. Upon the trial of the case before a jury, the following facts were proven and admitted to be true by both parties, viz.: 'That the plaintiff was a common laborer in the employ of the defendant company, and, at the time he received the injury which is the ground of this action, he was in the service of the defendant, working under the direction and supervision of a section boss or foreman of the defendant company, assisting in building a culvert on defendant's line of railroad, and that while so engaged the injury complained of, and for which he sues, was inflicted upon him by being struck by a locomotive of a moving passenger train on the defendant's road ( said train belonging to the defendant, and being operated by a conductor and engineer in its employ), and that the injury he received by coming in contact with said passenger train, and which is the injury sued for in this cause, was due solely to the misconduct and negligence of the conductor and locomotive engineer on said passenger train, in operating and conducting the movements of said train.'

Upon the foregoing facts, defendant prayed for an instruction to the jury that the engineer and conductor of the passenger train were fellow servants with the plaintiff, and hence that the defendant company was not liable for the injury received by the plaintiff through their negligence. Upon the question of giving such instruction the opinions of the judges were opposed; and the circuit judge being of opinion that the plaintiff and said conductor and engineer were not fellow servants, in the sense that would exempt the defendant from liability, so instructed the jury, which returned a verdict for the plaintiff in the sum of $2,500, upon which judgment was entered. Defendant thereupon moved for a new trial, upon the granting of which the judges were opposed in opinion. The motion was denied, and the judges certified the following questions for the opinion of this court: [154 U.S. 349, 351]   '(1) Whether, on the admitted facts of this case, hereinbefore set out, the jury should have been instructed that the plaintiff and said conductor and engineer were fellow servants, and that they should return a verdict for the defendant.

'(2) Whether, on the facts hereinbefore set out, the court should have set aside the verdict and judgment in the case, and granted defendant a new trial.

'(3) Whether the plaintiff, who was a common day laborer in the employ of the defendant, which is a railroad company owning and operating a line of railroad, and who was, at the time he received the injury complained of, working for the defendant under the order and direction of a section boss or foreman on a culvert on the line of defendant's road, was a fellow servant with the engineer and conductor operating and conducting a passenger train on the defendant's road, in such a sense as exempted the defendant from liability for an injury inflicted upon plaintiff by and through the negligence of said conductor and engineer in moving and operating said passenger train.'

Mr. Chief Justice Fuller, Mr. Justice Field, and Mr. Justice Harlan dissenting.

James McNaught, A. H. Garland, and H. J. May, for plaintiff in error.

S. L. Glaspell, for defendant in error.

[154 U.S. 349, 355]  

Mr. Justice BROWN, after stating the facts in the foregoing language, delivered the opinion of the court.

The third question certified to this court, and the only one it is necessary for us to consider, involves the inquiry whether the plaintiff, Hambly, and the conductor and engineer of the passenger train, were, either by the common law or the statute of Dakota, fellow servants, in such sense as to exempt the defendant railway from liability.

There is probably no subject connected with the law of negligence which has given rise to more variety of opinion than that of fellow service. The authorities are hopelessly divided upon the general subject, as well as upon the question here involved. It is useless to attempt an analysis of the cases which have arisen in the courts of the several states, since they are wholly irreconcilable in principle, and too numerous even to justify citation. It may be said, in general, that, as between laborers employed upon a railroad track and the conductor or other employes of a moving train, the courts of Massachusetts, Rhode Island, New York, Indiana, Iowa, Michigan, North Carolina, Minnesota, Maine, Texas, California, Maryland, Pennsylvania, Arkansas, and Wisconsin hold the relation of fellow servants to exist (Farwell v. Railroad Co., 4 Metc. [ Mass.] 49; Clifford v. Railroad Co., 141 Mass. 564, 6 N. E. 751; Brodeur v. Valley Falls Co. [R. I.] 17 Atl. 54; Harvey v. Railroad Co., 88 N. Y. 481; Gormley v. Railroad Co., 72 Ind. 31; Collins v. Railroad Co., 30 Minn. 31, 14 N. W. 60; Railroad Co. v. Wachter, 60 Md. 395; Railroad Co. v. Rider, 62 Tex. 267; St. [154 U.S. 349, 356]   Railroad Co. v. Shackelford, 42 Ark. 417; Blake v. Railroad Co., 70 Me. 60; Ryan v. Railroad Co., 23 Pa. St. 384; Sullivan v. Railroad Co., 11 Iowa, 421; Fowler v. Railway Co., 61 Wis. 159, 21 N. W. 40; Kirk v. Railroad Co., 94 N. C. 625; Mining Co. v. Kitts, 42 Mich. 34, 3 N. W. 240; Bridge Co. v. Newberry, 96 Pa. St. 246), while in Illinois, Missouri, Virginia, Ohio, and Kentucky the rule is apparently the other way (Railroad Co. v. Moranda, 93 Ill. 302; Sullivan v. Railway Co., 97 Mo. 113, 10 S. W. 852; Railroad Co. v. Norment [Va.] 4 S. E. 211; Dick v. Railroad Co., 38 Ohio St. 389; Railroad Co. v. Cavens' Adm'r, 9 Bush. 559; Madden v. Railway Co., 28 W. Va. 610). The cases in Tennessee seem to be divided. Railroad Co. v. Rush, 15 Lea, 145; Railroad Co. v. Robertson, 9 Heisk. 276; Haley v. Railroad Co ., 7 Baxt. 239; Railroad Co. v. Jones, 9 Heisk. 27; Railroad Co. v. Gurley, 12 Lea, 46.

In this court the cases involving the question of fellow service have not been numerous, nor, perhaps altogether harmonious. The question first arose in the case of Randall v. Railroad Co., 109 U.S. 478 , 3 Sup. Ct. 322, in which a brakeman working a switch for his train on one track in a railroad yard was held to be a fellow servant of an engineer of another train, upon an adjacent track, upon the theory that the two were employed and paid by the same master, and that their duties were such as to bring them to work at the same place at the same time, and their separate services had, as a common object, the moving of trains. It is difficult to see why, if the case under consideration is to be determined as one of general, and not of local, law, it does not fall directly within the ruling of the Randall Case. The services of a switchman in keeping a track clear for the passage of trains do not differ materially, so far as actions founded upon the negligence of train men are concerned, from those of a laborer engaged in keeping the track in repair. [154 U.S. 349, 357]   Neither of them is under the personal control of the engineer or conductor of the moving train, but both are alike engaged in an employment necessarily bringing them in contact with passing engines, and in the 'immediate common object' of securing the safe passage of trains over the road. As a laborer upon a railroad track, either in switching trains, or repairing the track, is constantly exposed to the danger of passing trains, and bound to look out for them, any negligence in the management of such trains is a risk which may or should be contemplated by him in entering upon the service of the company. This is probably the most satisfactory test of liability. If the departments of the two servants are so far separated from each other that the possibility of coming in contact, and hence of incurring danger from the negligent performance of the duties of such other department, could not be said to be within the contemplation of the person injured, the doctrine of fellow service should not apply. In this view, it is not difficult to reconcile the numerous cases which hold that persons whose duty it is to keep railroad cars in good order and repair are not engaged in a common employment with those who run or operate them. The case of Railroad Co. v. Herbert, 116 U.S. 642 , 6 Sup. Ct. 590, is an illustration of this principle. The plaintiff in this case was a brakeman in defendant's yard at Bismarck, where its cars were switched upon different tracks, and its trains were made up for the road. He received an injury from a defective brake, which had been allowed to get out of repair through the negligence of an officer or agent of the company who was charged with the duty of keeping the cars in order. It was held, upon great unanimity of authority, both in this country and in England, that the person receiving and the person causing the injury did not occupy the relative position of fellow servants. See, also, Hough v. Railway Co., 100 U.S. 213 ; Railroad Co. v. Snyder, 152 U. S. --, 14 Sup. Ct. 756. Even in Massachusetts, whose courts have leaned as far as any in this country in supporting the doctrine of fellow service, it has been held that agents who are charged with the duty of supplying safe machinery are not to be regarded as fellow servants with those [154 U.S. 349, 358]   who are engaged in operating it. Ford v. Railway Co., 110 Mass. 240.

Directly in line with the case of Randall v. Railroad Co. is that of Steamship Co. v. Merchant, 133 U.S. 375 , 10 Sup. Ct. 397, in which the stewardess of a steamship belonging to a corporation brought suit to recover damages for personal injuries sustained by her by reason of a defective railing at a gangway, which gave way as she leaned against it, and precipitated her into the water. The railing had been recently removed, and the gangway opened, to take off some freight, and had not been properly replaced by the porter and carpenter of the ship, whose duty it was to replace them. It was held that, as the porter and carpenter were fellow servants with the stewardess, the corporation was not liable. Said Mr. Justice Blatchford: 'As the porter was confessedly in the same department with the stewardess, his negligence was that of a fellow servant. The contention of the plaintiff is that as the carpenter was in the deck department, and the stewardess in the steward's department, those were different departments, in such a sense that the carpenter was not a fellow servant with the stewardess. But we think that, on the evidence, both the porter and the carpenter were fellow servants with the plaintiff. The carpenter had no authority over the plaintiff, nor had the porter . ... There was nothing in the employment or service of the carpenter or the porter which made either of them any more the representative of the defendant than the employment and service of the stewardess made her such representative.' The division of the crew into departments was treated as evidently for the convenience of administration upon the vessel, but having no effect upon the question of fellow service. See, also, Railroad Co. v. Andrews, 1 C. C. A. 636, 50 Fed. 728.

The case of Railway Co. v. Ross, 112 U.S. 377 , 5 Sup. Ct. 184, is claimed to have laid down a different doctrine, and to be wholly inconsistent with the defense set up by the railroad in this case. This action was brought by the engineer of a freight train to recover damages occasioned by the joint negligence of the conductor of his own train and [154 U.S. 349, 359]   that of a gravel train with it came in collision. The case was decided not to be one of fellow service, upon the ground that the conductor was 'in fact, and should be treated as, the personal representative of the corporation, for whose negligence it is responsible to subordinate servants.' The court drew a distinction 'between servants of a corporation, exercising no supervision over others engaged with them in the same employment, and agents of a corporation, clothed with the control and management of a distinct department, in which their duty is entirely that of direction and superintendence.' In that particular case the court found that the conductor had entire control and management of the train to which he was assigned, directed at what time it should start, at what speed it should run, at what stations it should stop, and for what length of time, and everything essential to its successful movements, and that all persons employed upon it were subject to his orders. Under such circumstances, he was held not to be a fellow servant with the fireman, brakeman, and engineer; citing certain cases from Kentucky and Ohio, which maintained the same view.

It may be observed that quite a different question was raised in that case from the one involved here, in the fact that the liability of the company was placed upon a ground which has no application to the case under consideration, viz. that the person sustaining the injury was under the direct authority and control of the person by whose negligence it was caused. That it was not, however, intended, in that case, to lay down as a universal rule that the company is liable where the person injured is subordinate to the person causing the injury, is evident from the latest deliverance of this court, in Railroad Co. v. Baugh, 149 U.S. 368 , 13 Sup. Ct. 914, in which an engineer and fireman were held to be, when engaged in their respective duties as such, fellow servants of the railroad company, and the fireman precluded, by principles of general law, from recovering damages from the company for injuries caused by the negligence of the engineer.

Neither of these cases, however, is applicable here, since they involved the question of 'subordination' of fellow [154 U.S. 349, 360]   servants, and not of 'different departments.' Of both classes of cases, however, the same observation may be made, viz. that to hold the principal liable whenever there are gradations of rank between the person receiving and the person causing the injury, or whenever they are employed in different departments of the same general service, would result in frittering away the whole doctrine of fellow service. Cases arising between persons engaged together in the same identical service, as, for instance, between brakemen of the same train, or two seamen of equal rank in the same ship, are comparatively rare. In a large majority of cases there is some distinction, either in respect to grade of service, or in the nature of their employments. Courts, however, have been reluctant to recognize these distinctions, unless the superiority of the person causing the injury was such as to put him rather in the category of principal than of agent,-as, for example, the superintendent of a factory or railway,-and the employments were so far different that, although paid by the same master, the two servants were brought no further in contact with each other than as if they had been employed by different principals.

We think this case is indistinguishable in principle from Randall's Case, which was decided in 1883, and has been accepted as a sound exposition of the law for over 10 years, and that, unless we are prepared to overrule that case, the third question certified must be answered in the affirmative. The authorities in favor of the preposition there laid down are simply overwhelming.

We have, thus far treated this case as determinable by the general, and not by the local, law, as was held to be proper both in the Ross Case and in the case of Baugh. In so holding, however, the court had in view only the law of the respective states as expounded by their highest courts. Wherever the subject is regulated by statute, of course the statute is applied by the federal courts, pursuant to Rev. St. 721, as a 'law' of the state.

By section 3753, Comp. Laws Dak. Ter., in one of the courts of which this case was originally com- [154 U.S. 349, 361]   menced, 'an employer is not bound to indemnify his employe for losses suffered by the latter in consequence of the ordinary risks of the business in which he is employed, nor in consequence of the negligence of another person employed by the same employer in the same general business, unless he has neglected to use ordinary care in the selection of the culpable employe.' In the case of Elliot v. Railway Co., 41 N. W. 758,-a case which arose after the enactment of the above statute,-the supreme court of the territory held that a section foreman and a train conductor were co-employes, within the purview of this statute, and were 'engaged in the same general business.' While this construction, given by the supreme court of a territory, is not obligatory upon this court, it is certainly entitled to respectful consideration, and in a doubtful case might well be accepted as turning the scale in favor of the doctrine there announced. The opinion is a very elaborate one, reviews a large number of cases, and follows those of New York, Pennsylvania, and Massachusetts, as founded upon sounder principles. We may safely assume that the construction thus given to this statute will not be overruled by the courts of the two states which have succeeded the supreme court of the territory, without most cogent reasons for their action.

The third question certified must be answered in the affirmative.

Mr. Chief Justice FULLER, Mr. Justice FIELD, and Mr. Justice HARLAN dissented.