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Respondent Pollard sought damages from employees at a privately run federal prison in California, claiming that they had deprived him of adequate medical care in violation of the Eighth Amendment's prohibition against cruel and unusual punishment. The Federal District Court dismissed the complaint, ruling that the Eighth Amendment does not imply an action under Bivens v. Six Unknown Fed. Narcotics Agents,
Held: Because in the circumstance of this case, state tort law authorizes adequate alternative damages actions--providing both significant deterrence and compensation--no Bivens remedy can be implied here. Pp. 3−12.
(a) Wilkie v. Robbins,
Applying Wilkie's approach here, Pollard cannot assert a Bivens claim, primarily because his Eighth Amendment claim focuses on a kind of conduct that typically falls within the scope of traditional state tort law. And in the case of a privately employed defendant, state tort law provides an "alternative, existing process" capable of protecting the constitutional interests at stake. Wilkie,
(b) Pollard's contrary arguments are rejected. First, he claims that Carlson authorizes an Eighth Amendment-based Bivens action here, but Carlson involved government, not privately employed, personnel. The potential existence of an "adequate alternative, existing process" differs dramatically for public and private employees, as prisoners ordinarily can bring state tort actions against private employees, but not against public ones. Second, Pollard's argument that this Court should consider only whether federal laws provide adequate alternative remedies because of the "vagaries" of state tort law, Carlson, supra, at 23, was rejected in Malesko, supra, at 72−73. Third, Pollard claims that state tort law does not provide remedies adequate to protect the constitutional interests at issue here, but California, like every other State (as far as the Court is aware), has tort law that provides for negligence actions for claims such as his. That the state law may prove less generous than would a Bivens action does not render the state law inadequate, and state remedies and a potential Bivens remedy need not be perfectly congruent. Fourth, Pollard argues that there may be similar Eighth Amendment claims that state tort law does not cover, but he offers no supporting cases. The possibility of a future case, where an Eighth Amendment claim or state law differs significantly from those at issue, provides insufficient grounds for reaching a different conclusion here. Pp. 7−12.
607 F. 3d 583 and 629 F. 3d 843, reversed.
Breyer, J., delivered the opinion of the Court, in which Roberts, C. J., and Scalia, Kennedy, Thomas, Alito, Sotomayor, and Kagan, JJ., joined. Scalia, J., filed a concurring opinion, in which Thomas, J., joined. Ginsburg, J., filed a dissenting opinion.
Opinion of the Court
565 U. S. ____ (2012)
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
No. 10-1104
MARGARET MINNECI, et al., PETITIONERS v.
RICHARD LEE POLLARD et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
[January 10, 2012]
Justice Breyer delivered the opinion of the Court.
The question is whether we can imply the existence of an Eighth Amendment-based damages action (a Bivens action) against employees of a privately operated federal prison. See generally Bivens v. Six Unknown Fed. Narcotics Agents,
I
Richard Lee Pollard was a prisoner at a federal facility operated by a private company, the Wackenhut Corrections Corporation. In 2002 he filed a pro se complaint in federal court against several Wackenhut employees, who (now) include a security officer, a food-services supervisor, and several members of the medical staff. As the Federal Magistrate Judge interpreted Pollard's complaint, he claimed that these employees had deprived him of adequate medical care, had thereby violated the Eighth Amendment's prohibition against "cruel and unusual" punishment, and had caused him injury. He sought damages.
Pollard said that a year earlier he had slipped on a cart left in the doorway of the prison's butcher shop. The prison medical staff took x rays, thought he might have fractured both elbows, brought him to an outside clinic for further orthopedic evaluation, and subsequently arranged for surgery. In particular, Pollard claimed:
(1) Despite his having told a prison guard that he could not extend his arm, the guard forced him to put on a jumpsuit (to travel to the outside clinic), causing him "the most excruciating pain," App. 32;
(2) During several visits to the outside clinic, prison guards made Pollard wear arm restraints that were connected in a way that caused him continued pain;
(3) Prison medical (and other) personnel failed to follow the outside clinic's instructions to put Pollard's left elbow in a posterior splint, failed to provide necessary physical therapy, and failed to conduct necessary studies, including nerve conduction studies;
(4) At times when Pollard's arms were in casts or similarly disabled, prison officials failed to make alternative arrangements for him to receive meals, with the result that (to avoid "being humiliated" in the general food service area, id., at 35) Pollard had to auction off personal items to obtain funds to buy food at the commissary;
(5) Prison officials deprived him of basic hygienic care to the point where he could not bathe for two weeks;
(6) Prison medical staff provided him with insufficient medicine, to the point where he was in pain and could not sleep; and
(7) Prison officials forced him to return to work before his injuries had healed.
After concluding that the Eighth Amendment did not provide for a Bivens action against a privately managed prison's personnel, the Magistrate Judge recommended that the District Court dismiss Pollard's complaint. The District Court did so. But on appeal the Ninth Circuit found that the Eighth Amendment provided Pollard with a Bivens action, and it reversed the District Court. Pollard v. The GEO Group, Inc., 607 F. 3d 583, 603, as amended, 629 F. 3d 843, 868 (CA9 2010).
The defendants sought certiorari. And, in light of a split among the Courts of Appeals, we granted the petition. Compare ibid. (finding an Eighth Amendment Bivens action where prisoner sues employees of a privately operated federal prison), with, e.g., Alba v. Montford, 517 F. 3d 1249, 1254-1256 (CA11 2008) (no Bivens action available), and Holly v. Scott, 434 F. 3d 287, 288 (CA4 2006) (same).
II
Recently, in Wilkie v. Robbins, supra, we rejected a claim that the Fifth Amendment impliedly authorized a Bivens action that would permit landowners to obtain damages from government officials who unconstitutionally interfere with their exercise of property rights. After reviewing the Court's earlier Bivens cases, the Court stated:
"[T]he decision whether to recognize a Bivens remedy may require two steps. In the first place, there is the question whether any alternative, existing process for protecting the [constitutionally recognized] interest amounts to a convincing reason for the Judicial Branch to refrain from providing a new and freestanding remedy in damages. . . . But even in the absence of an alternative, a Bivens remedy is a subject of judgment: 'the federal courts must make the kind of remedial determination that is appropriate for a common-law tribunal, paying particular heed, however, to any special factors counselling hesitation before authorizing a new kind of federal litigation.' "
These standards seek to reflect and to reconcile the Court's reasoning set forth in earlier cases. In Bivens itself the Court held that the Fourth Amendment implicitly authorized a court to order federal agents to pay damages to a person injured by the agents' violation of the Amendment's constitutional strictures.
In Davis v. Passman,
In Carlson v. Green,
Since Carlson, the Court has had to decide in several different instances whether to imply a Bivens action. And in each instance it has decided against the existence of such an action. These instances include:
(1) A federal employee's claim that his federal employer dismissed him in violation of the First Amendment, Bush, supra, at 386-388 (congressionally created federal civil service procedures provide meaningful redress);
(2) A claim by military personnel that military superiors violated various constitutional provisions, Chappell v. Wallace,
(3) A claim by recipients of Social Security disability benefits that benefits had been denied in violation of the Fifth Amendment, Schweiker v. Chilicky,
(4) A former bank employee's suit against a federal banking agency, claiming that he lost his job due to agency action that violated the Fifth Amendment's Due Process Clause, FDIC v. Meyer,
(5) A prisoner's Eighth Amendment-based suit against a private corporation that managed a federal prison, Ma-lesko,
Although the Court, in reaching its decisions, has not always similarly emphasized the same aspects of the cases, Wilkie fairly summarizes the basic considerations that underlie those decisions.
That is primarily because Pollard's Eighth Amendment claim focuses upon a kind of conduct that typically falls within the scope of traditional state tort law. And in the case of a privately employed defendant, state tort law provides an "alternative, existing process" capable of protecting the constitutional interests at stake.
III
Pollard (together with supporting amici) asks us to imply a Bivens action for four basic reasons--none of which we find convincing. First, Pollard argues that this Court has already decided in Carlson that a federal prisoner may bring an Eighth Amendment-based Bivens action against prison personnel; and we need do no more than simply apply Carlson's holding here. Carlson, however, was a case in which a federal prisoner sought damages from personnel employed by the government, not personnel employed by a private firm.
For one thing, the potential existence of an adequate "alternative, existing process" differs dramatically in the two sets of cases. Prisoners ordinarily cannot bring state-law tort actions against employees of the Federal Government. See 28 U. S. C. §§2671, 2679(b)(1) (Westfall Act) (substituting United States as defendant in tort action against federal employee); Osborn v. Haley,
For another thing, the Court specifically rejected Justice Stevens' somewhat similar suggestion in his dissenting opinion in Malesko, namely that a prisoner's suit against a private prison-management firm should fall within Carlson's earlier holding because such a firm, like a federal employee, is a "federal agent." Compare Malesko,
Second, Pollard argues that, because of the "vagaries" of state tort law, Carlson,
Third, Pollard argues that state tort law does not provide remedies adequate to protect the constitutional interests at issue here. Pollard's claim, however, is a claim for physical or related emotional harm suffered as a result of aggravated instances of the kind of conduct that state tort law typically forbids. That claim arose in California, where state tort law provides for ordinary negligence actions, for actions based upon "want of ordinary care or skill," for actions for "negligent failure to diagnose or treat," and for actions based upon the failure of one with a custodial duty to care for another to protect that other from " 'unreasonable risk of physical harm.' " See Cal. Civ. Code Ann. §§1714(a), 1714.8(a) (West 2009 and Supp. 2012); Giraldo v. California Dept. of Corrections and Rehabilitation, 168 Cal. App. 4th 231, 248, 85 Cal. Rptr. 3d 371, 384 (2008) (quoting Haworth v. State, 60 Haw. 557, 562, 592 P. 2d 820, 824 (1979)). California courts have specifically applied this law to jailers, including private operators of prisons. Giraldo, supra, at 252, 85 Cal. Rptr. 3d, at 387 ("[J]ailers owe prisoners a duty of care to protect them from foreseeable harm"); see also Lawson v. Superior Ct., 180 Cal. App. 4th 1372, 1389-1390, 1397, 103 Cal. Rptr. 3d 834, 849-850, 855 (2010) (same).
Moreover, California's tort law basically reflects general principles of tort law present, as far as we can tell, in the law of every State. See Restatement (Second) of Torts §§314A(4), 320 (1963-1964). We have found specific authority indicating that state law imposes general tort duties of reasonable care (including medical care) on prison employees in every one of the eight States where privately managed secure federal facilities are currently located. See Dept. of Justice, Federal Bureau of Prisions, Weekly Population Report (Dec 22, 2011), http:// www.bop.gov/locations/weekly_report.jsp (listing States) (as visited Dec. 29, 2011, and available in Clerk of Court's case file); Thomas v. Williams, 105 Ga. App. 321, 326, 124 S. E. 2d 409, 412-413 (1962) (In Georgia, " 'sheriff owes to a prisoner placed in his custody a duty to keep the prisoner safely and free from harm, to render him medical aid when necessary, and to treat him humanely and refrain from oppressing him' "); Giraldo, supra, at 248, 85 Cal. Rptr. 3d, at 384 (California, same); Farmer v. State ex rel. Russell, 224 Miss. 96, 105, 79 So. 2d 528, 531 (1955) (Mississippi, same); Doe v. Albuquerque, 96 N. M. 433, 438, 631 P. 2d 728, 733 (App. 1981) (New Mexico, same); Multiple Claimants v. North Carolina Dept. of Health and Human Servs., 176 N. C. App. 278, 280, 626 S. E. 2d 666, 668 (2006) (North Carolina, same); Clemets v. Heston, 20 Ohio App. 3d 132, 135-136, 485 N. E. 2d 287, 291 (1985) (Ohio, same); Williams v. Syed, 782 A. 2d 1090, 1093-1094 (Pa. Commw. 2001) (Pennsylvania, same); Salazar v. Collins, 255 S. W. 3d 191, 198-200 (Tex. App. 2008) (Texas, same); see also Schellenger, 14 A. L. R. 2d 353, §2[a] (Later Case Service and Supp. 2011) (same). But cf. Miss. Code. Ann. §11-46-9(1)(m) (Supp. 2011) (statute forbidding such actions against State--though not private--employees); N. Y. Correc. Law Ann. §§24 (West 2003), 121 (2011 Cum. Supp.) (similar).
We note, as Pollard points out, that state tort law may sometimes prove less generous than would a Bivens action, say, by capping damages, see Cal. Civ. Code Ann. §3333.2(b) (West 1997), or by forbidding recovery for emotional suffering unconnected with physical harm, see 629 F. 3d, at 864, or by imposing procedural obstacles, say, initially requiring the use of expert administrative panels in medical malpractice cases, see, e.g., Me. Rev. Stat. Ann., Tit. 24, §2853, (Supp. 2010); Mass. Gen. Laws, ch. 231, §60B (West 2010). But we cannot find in this fact sufficient basis to determine state law inadequate.
State-law remedies and a potential Bivens remedy need not be perfectly congruent. See Bush, supra, at 388 (administrative remedies adequate even though they "do not provide complete relief"). Indeed, federal law as well as state law contains limitations. Prisoners bringing federal lawsuits, for example, ordinarily may not seek damages for mental or emotional injury unconnected with physical injury. See 42 U. S. C. §1997e(e). And Bivens actions, even if more generous to plaintiffs in some respects, may be less generous in others. For example, to show an Eighth Amendment violation a prisoner must typically show that a defendant acted, not just negligently, but with "deliberate indifference." Farmer v. Brennan,
Rather, in principle, the question is whether, in general, state tort law remedies provide roughly similar incentives for potential defendants to comply with the Eighth Amendment while also providing roughly similar compensation to victims of violations. The features of the two kinds of actions just mentioned suggest that, in practice, the answer to this question is "yes." And we have found nothing here to convince us to the contrary.
Fourth, Pollard argues that there "may" be similar kinds of Eighth Amendment claims that state tort law does not cover. But Pollard does not convincingly show that there are such cases. Compare Brief for Respondent Pollard 32 (questioning the availability of state tort remedies for "prisoners [who] suffer attacks by other inmates, preventable suicides, or the denial of heat, ventilation or movement"), with Giraldo, supra, at 248-249, 85 Cal Rptr. 3d, at 384-385 (courts have long held that prison officials must protect, e.g., transgender inmate from foreseeable harm by other inmates), and Restatement (Second) of Torts §§314A(4), 320.
Regardless, we concede that we cannot prove a negative or be totally certain that the features of state tort law relevant here will universally prove to be, or remain, as we have described them. Nonetheless, we are certain enough about the shape of present law as applied to the kind of case before us to leave different cases and different state laws to another day. That is to say, we can decide whether to imply a Bivens action in a case where an Eighth Amendment claim or state law differs significantly from those at issue here when and if such a case arises. The possibility of such a different future case does not provide sufficient grounds for reaching a different conclusion here.
For these reasons, where, as here, a federal prisoner seeks damages from privately employed personnel working at a privately operated federal prison, where the conduct allegedly amounts to a violation of the Eighth Amendment, and where that conduct is of a kind that typically falls within the scope of traditional state tort law (such as the conduct involving improper medical care at issue here), the prisoner must seek a remedy under state tort law. We cannot imply a Bivens remedy in such a case.
The judgment of the Ninth Circuit is reversed.
So ordered.
Scalia, J., concurring
565 U. S. ____ (2012)
No. 10-1104
MARGARET MINNECI, et al., PETITIONERS v. RICHARD LEE POLLARD et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
[January 10, 2012]
Justice Scalia, with whom Justice Thomas joins, concurring.
I join the opinion of the Court because I agree that a narrow interpretation of the rationale of Bivens v. Six Unknown Fed. Narcotics Agents,
Ginsburg, J., dissenting
565 U. S. ____ (2012)
No. 10-1104
MARGARET MINNECI, et al., PETITIONERS v. RICHARD LEE POLLARD et al.
on writ of certiorari to the united states court of appeals for the ninth circuit
[January 10, 2012]
Justice Ginsburg, dissenting.
Were Pollard incarcerated in a federal- or state-operated facility, he would have a federal remedy for the Eighth Amendment violations he alleges. See Carlson v. Green,
Indeed, there is stronger cause for providing a federal remedy in this case than there was in Malesko. There, the question presented was whether a Bivens action lies against a private corporation that manages a facility housing federal prisoners. Malesko,
For the reasons stated, I would hold that relief potentially available under state tort law does not block Pollard's recourse to a federal remedy for the affront to the Constitution he suffered. Accordingly, I would affirm the Ninth Circuit's judgment.
The Ninth Circuit ruled that petitioners acted under color of federal law, Pollard v. The GEO Group, Inc., 629 F. 3d 843, 854 (2010), and petitioners did not seek this Court's review of that determination, see Brief for Petitioners 37, n. 8.
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No. 10-1104
Argued: November 01, 2011
Decided: January 10, 2012
Court: United States Supreme Court
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