Learn About the Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
ANN JJ., as Parent and Guardian of Edward JJ., Appellant, v. SCHENECTADY ASSOCIATION FOR RETARDED CITIZENS et al., Respondents.
Appeal from an order of the Supreme Court (Kramer, J.), entered June 20, 2008 in Schenectady County, which granted defendants' motion for summary judgment dismissing the complaint.
Edward JJ. is a 55-year-old man with the mental capacity of a three-year-old. Because Edward's diminished capacity has limited his ability to communicate with others and prevents him from living on his own, he attended a day-care facility run by defendants. In or about February 2002, plaintiff, Edward's mother, observed certain sexual behaviors in her son that she had not previously observed. When asked about those behaviors, Edward responded in a manner that led his mother to believe that he had been sexually abused. Plaintiff brought the matter to the attention of defendants and, eventually, the local police agency, but neither found any evidence of sexual abuse. Plaintiff then commenced this action alleging, among other things, that defendants' negligent supervision of Edward had resulted in the alleged sexual abuse of Edward by either a member of defendants' staff or another person utilizing services at one of defendants' facilities. Plaintiff also alleged negligent training, monitoring and supervision of employees and participants in their program. Following discovery, Supreme Court granted defendants' motion for summary judgment dismissing the complaint. Plaintiff appeals and we affirm.
We agree with Supreme Court's determination that defendants met their initial burden of establishing their entitlement to summary judgment as a matter of law (see Winegrad v. New York Univ. Med. Ctr., 64 N.Y.2d 851, 853, 487 N.Y.S.2d 316, 476 N.E.2d 642 [1985] ) in that they came forward with some evidence of the manner in which they fulfilled their duty of care to Edward as the provider of adult day-care services. Specifically, they offered proof that they provided training to their employees and they supervised and monitored employees and program participants, thus shifting the burden to plaintiff to raise a question of fact requiring a trial (see CPLR 3212[b]; Alvarez v. Prospect Hosp., 68 N.Y.2d 320, 324, 326, 508 N.Y.S.2d 923, 501 N.E.2d 572 [1986]; Zuckerman v. City of New York, 49 N.Y.2d 557, 562, 427 N.Y.S.2d 595, 404 N.E.2d 718 [1980]; Friends of Animals v. Associated Fur Mfrs., 46 N.Y.2d 1065, 1068, 416 N.Y.S.2d 790, 390 N.E.2d 298 [1979] ).
In opposition to defendants' motion, plaintiff provided, in addition to her own testimony, an affirmation of her attorney and an “affirmation” of a licensed psychologist who had examined Edward. When an expert's affidavit is offered as proof to defeat a summary judgment motion, it “ ‘must contain sufficient allegations to demonstrate that the conclusions it contains are more than mere speculation and would, if offered alone at trial, support a verdict in the proponent's favor’ ” (Ramos v. Howard Indus., Inc., 10 N.Y.3d 218, 224, 855 N.Y.S.2d 412, 885 N.E.2d 176 [2008], quoting Adamy v. Ziriakus, 92 N.Y.2d 396, 402, 681 N.Y.S.2d 463, 704 N.E.2d 216 [1998]; see Diaz v. New York Downtown Hosp., 99 N.Y.2d 542, 544, 754 N.Y.S.2d 195, 784 N.E.2d 68 [2002] ). “Where the expert's ultimate assertions are speculative or unsupported by any evidentiary foundation, however, the opinion should be given no probative force and is insufficient to withstand summary judgment” (Diaz v. New York Downtown Hosp., 99 N.Y.2d at 544, 754 N.Y.S.2d 195, 784 N.E.2d 68 [citations omitted] ).
Here, even if the psychologist's affirmation had been in proper form, it was insufficient to defeat defendant's motion for summary judgment. The psychologist observed that Edward “displayed several symptoms that are associated with sexual abuse” in a child of three to four years of age (noting that Edward's cognitive abilities were similar to that of a three-year-old at the time that she evaluated him). However, she did not actually set forth the opinion that Edward was sexually abused, nor did her affirmation provide any basis to determine when the alleged abuse occurred or by whom (see Ramos v. Howard Indus., Inc., 10 N.Y.3d at 224, 855 N.Y.S.2d 412, 885 N.E.2d 176; Adamy v. Ziriakus, 92 N.Y.2d at 402, 681 N.Y.S.2d 463, 704 N.E.2d 216; Diaz v. New York Downtown Hosp., 99 N.Y.2d at 544, 754 N.Y.S.2d 195, 784 N.E.2d 68). Furthermore, given Edward's inability to testify, plaintiff's account of his statements-to the extent they might have been probative of any of those facts-constitutes inadmissible hearsay (see generally Alvarez v. Prospect Hosp., 68 N.Y.2d at 327, 508 N.Y.S.2d 923, 501 N.E.2d 572; Zuckerman v. City of New York, 49 N.Y.2d at 562, 427 N.Y.S.2d 595, 404 N.E.2d 718). Under these unfortunate circumstances, plaintiff cannot demonstrate what, if anything, happened or, if Edward was the victim of sexual abuse, who perpetrated such abuse or when it occurred. Thus, Supreme Court properly determined that plaintiff failed to raise a triable issue of fact sufficient to defeat defendants' motion for summary judgment.
ORDERED that the order is affirmed, with costs.
STEIN, J.
CARDONA, P.J., MERCURE, LAHTINEN and MALONE JR., JJ., concur.
Thank you for your feedback!
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes visit FindLaw's Learn About the Law.
Decided: February 05, 2009
Court: Supreme Court, Appellate Division, Third Department, New York.
Search our directory by legal issue
Enter information in one or both fields (Required)
Harness the power of our directory with your own profile. Select the button below to sign up.
Learn more about FindLaw’s newsletters, including our terms of use and privacy policy.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)