IN RE: Regina M. TATE (admitted as Regina Marquita Tate) (1997)

Respondent, Regina M. Tate,¹ was admitted to the practice of law in the State of New York by the Second Judicial Department on December 11, 1991 as Regina Marquita Tate. At all times relevant to this proceeding, respondent maintained an office for the practice of law within the First Judicial Department.²

The Departmental Disciplinary Committee (“the Committee”) seeks an order pursuant to 22 NYCRR 603.4(e)(1)(i) and (iii) immediately suspending respondent from the practice of law until further order of the Court based upon her willful failure to cooperate with the Committee in its investigation of eleven complaints against her alleging professional misconduct.

Nine of the pending complaints against respondent were received from her clients pertaining to respondent's neglect, her misrepresentation of the status of their cases, and her retention of retainers and unearned fees.   Indeed, the Committee's instant petition to immediately suspend respondent is also based upon uncontested evidence that respondent engaged in the practice of demanding and receiving non-refundable retainers in violation of DR 2-106(A) (22 NYCRR 1200.11) and DR 2-110(A)(3) and (B)(4) (see, Matter of Cooperman, 83 N.Y.2d 465, 611 N.Y.S.2d 465, 633 N.E.2d 1069).   At her April 17, 1997 deposition, respondent admitted that until September 1996, her retainer agreements for all her clients provided for nonrefundable retainers.

The sua sponte complaints are based upon respondent's failure to comply with court-imposed discovery deadlines and her failure to honor her representations to the Court.

Based upon the foregoing, the Committee maintains that respondent's failure to cooperate with the Committee in answering the complaints against her, as well as the uncontested evidence that she engaged in professional misconduct, are grounds for her immediate suspension pursuant to 22 NYCRR 603.4(e)(1)(i) and (iii).

Respondent's failure to cooperate with the Committee is well documented and undisputed.   Respondent has continuously made excuses and has failed altogether to answer numerous complaints against her despite being accorded many opportunities to do so.   Respondent's conduct “evidences a shocking disregard for the judicial system, and can only be interpreted as a deliberate and willful attempt to impede the Committee's investigation.”  (Matter of Gordon, 142 A.D.2d 135, 137, 534 N.Y.S.2d 951;  see also, Matter of Lubell, 189 A.D.2d 186, 596 N.Y.S.2d 16;  Matter of Valdes, 160 A.D.2d 31, 559 N.Y.S.2d 4).   Additionally, she has admitted that her retainer agreements prior to September 1996 provided for nonrefundable retainers, which constitutes professional misconduct.   She should not be permitted to practice law at this time.

Accordingly, the Committee's motion pursuant to 22 NYCRR 603.4(e)(1)(i) and (iii) is granted and respondent is suspended from the practice of law, effective immediately, and until such time as disciplinary matters pending before the Committee have been concluded, and until further order of this Court.

Motion granted, and respondent suspended from the practice of law in the State of New York, effective immediately, and until such time as disciplinary matters pending before the Departmental Disciplinary Committee have been concluded, and until the further order of this Court.

FOOTNOTES

1.   Respondent has appeared in this proceeding pro se.

2.   Respondent had law offices in Manhattan until December 1996 when she began practicing law from her home in Garrison, New York.

PER CURIAM.

All concur.