Learn About the Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
COMMONWEALTH v. Vernon T. CARTER.
In April, 2013, a jury convicted the defendant, Vernon T. Carter, of murder in the first degree of Scott Monteiro on a theory of felony-murder, based on the predicate felony of armed robbery.2 The defendant was also convicted of armed robbery, assault and battery of Sheldon Santos, possession of a firearm, and possession of ammunition.3 On appeal, the defendant asserts error in (1) admission of identifications obtained through procedures alleged to be suggestive; (2) testimony from a last-minute Commonwealth witness; (3) the prosecutor's closing argument; (4) omission of jury instructions regarding involuntary manslaughter, “humane practice,” and intoxication; (5) judicial bias; and (6) firearms-related convictions without evidence that he was not licensed.4 The defendant also argues that he is entitled to relief under G.L. c. 278, § 33E. We vacate, as duplicative, the defendant's armed robbery conviction, because it was the predicate felony for his felony-murder conviction, the only theory on which the jury found him guilty of murder in the first degree. See Commonwealth v. Alcequiecz, 465 Mass. 557, 558, 989 N.E.2d 473 (2013). We affirm the defendant's remaining convictions, and we discern no other basis to exercise our authority pursuant to G.L. c. 278, § 33E.
Background. We summarize the evidence as the jury could have found it, reserving certain facts for later discussion. At approximately 10 p.m. on Friday, September 4, 2009, a group of twenty to thirty people, in their late teens or early twenties and generally from the Wareham area, gathered at a residence in Wareham for a “house party.” People were socializing and drinking, “[j]ust teenage and adolescent kids having fun.” Monteiro, who had turned twenty-one years of age approximately one month before the party, arrived with three of his friends. Santos was there wearing a gold chain.
One of the young women at the party had asked the host if she could invite her friend “Justin.” Between 11:30 p.m. and midnight, Justin arrived with a group of ten to fifteen people. They introduced themselves to one or more partygoers as being from the “United Front” in New Bedford. The party became more “tense” after the group's arrival, and someone in the group started to complain, “This party is whacked․ There's no bitches.” A short time later, the majority of the New Bedford group left the house. Within a few minutes, two to five people reentered and approached Santos. Santos had been sitting on a sofa with his girl friend, and Monteiro was sitting on a nearby chair. Santos stood up when approached, and a few people from the New Bedford group surrounded the sofa area so as to prevent anyone from leaving. The defendant pulled a gun out of his pants, pointed it at Santos's head, and said, “Run your chain.” He reached toward Santos, and Santos dropped to the floor. Monteiro then stood up, held his hands out with palms facing up, and calmly said, “Chill, we are all just chilling.” The defendant fired three shots, and a single bullet hit Monteiro above his right eye. At some point during this altercation, Santos suffered a face injury that required sutures; he also lost his gold chain.
One of Monteiro's friends attended to him as the remaining partygoers dispersed. The police and emergency medical services personnel arrived a few minutes after the shooting. Monteiro was lying on the floor, breathing but unresponsive. He was transported by ambulance to a nearby hospital. Monteiro died from a gunshot wound to the head.
The police recovered a spent shell casing from the ambulance and, during Monteiro's autopsy, recovered three fragments of a shell casing from Monteiro's head. The shell casing from the ambulance was from a .22 caliber firearm, and the fragments were consistent with being from the same firearm.
The police spoke to witnesses the night of the party, many of whom gathered outside of the house after the incident. At least one of the partygoers knew the defendant by name and provided that information to police.5 Using that information, Wareham police compiled two photographic arrays containing the defendant's photograph. The following morning, the police showed the first array containing eight photographs to the witness who knew the defendant. The witness did not identify the defendant's photograph in this array. Less than one hour later, the police showed the witness the second array containing six photographs. The witness identified the defendant in the second array, explaining that he recognized the defendant in the first array but did not identify him because he was “nervous.”
Approximately one and one-half hours after the identification, Wareham police notified police in New Bedford that the defendant was a suspect in a homicide investigation and requested that they question him. Within one hour of the dispatch, New Bedford police officers observed the defendant walking and stopped their cruiser to speak to him. The defendant stopped and agreed to accompany them to the police station for questioning. At the police station, the officers recorded the interview. The defendant told them that he had been at the party but stayed outside the house. After questioning the defendant for approximately one hour, the police released him.
The following morning, the defendant went to the house of a woman he had known since he was a child and asked if he could stay with her because the police were looking for him in connection with an incident at a party in Wareham. She said, “no,” because her family was there. As she hugged him goodbye, she felt something “heavy” and “hard” in the defendant's waist.
State police arrested the defendant later that day pursuant to a warrant. He was wearing a black hat displaying the word “Invincible.” The State police interrogated the defendant on September 6 and 7, 2009.6 The defendant told police that he was at the party, he did not have a gun, but he knew that at least four people in his group were carrying firearms. He said that Santos and his “squad” had guns and threatened someone in the New Bedford group. He said he saw the shooter “cock” the firearm and “pistol whip” Santos, and that he was about five or six feet from the shooter when the gun was fired. The defendant also told police that one of the people in his group, “Justin,” hid a gun after the party, and he directed police to the apartment where the gun could be found. The police seized a .38 caliber firearm from the apartment, which did not fire the shell casing obtained from the ambulance and was not consistent with the firearm used as the murder weapon.7
Within forty-eight hours of the shooting, four witnesses identified the defendant as the shooter in photographic arrays.8 ,9 They and other witnesses described the shooter as between five feet, five inches and five feet, nine inches tall, skinny, “light skinned,” and wearing a black hat. One of the witnesses testified that the shooter was wearing a hat displaying the word “Invincible.” The police showed the witnesses an additional photographic array containing other people mentioned by the defendant as being at the party. Except for one witness who identified a photograph of Justin as being at the party, no other potential suspects were identified.
Discussion. The defendant challenges a number of issues at trial, framing them as errors by the judge, the prosecutor, defense counsel, or some combination thereof. We consider each claim to determine “whether there was an error in the course of the trial (by defense counsel, the prosecutor, or the judge) and, if there was, whether that error was likely to have influenced the jury's conclusion.” Commonwealth v. Wright, 411 Mass. 678, 682, 584 N.E.2d 621 (1992), S.C., 469 Mass. 447, 14 N.E.3d 294 (2014).
1. Identification evidence. The defendant filed a motion to suppress the four eyewitness identifications of him as the shooter, claiming that the photographic arrays were unnecessarily suggestive and tainted the remaining identifications because the witnesses discussed the incident in person and through social media. Two witnesses failed to identify the defendant in an initial photographic array containing eight photographs, but subsequently identified the defendant when shown the second array containing six photographs. The defendant was the only person depicted in both arrays. The defendant also argued that the following procedures caused the arrays to be unduly suggestive: the photographs were not presented sequentially, the arrays were not blindly administered, and all arrays should have contained at least eight photographs.
At the evidentiary hearing, the defendant focused on the two identifications that were obtained through repetitive arrays. The judge concluded that the repeat arrays were not unnecessarily suggestive. First, the photographs in each array were similar to the defendant's photographs. Next, the second array contained a more recent photograph of the defendant with shorter hair, which was more similar to his appearance at the party, and both witnesses told police that the shooter had shorter hair than the individuals depicted in the photographs in the first array. Moreover, the judge found that the witness who knew the defendant before the party was not swayed by the presence of his photograph in repeat arrays, crediting the witness's testimony that he did not identify the defendant in the first array out of fear.
On appeal, the defendant does not claim error in the denial of the motion to suppress, but argues that the prejudicial effect of the photographic array procedure; the conflicting witness testimony; the consumption of alcohol and marijuana by eyewitnesses; and a “rumor mill”10 created through witness discussion of the incident prior to the identifications, social media, and media coverage caused a substantial likelihood of a miscarriage of justice. The defendant's argument lacks merit.
The defendant “has a due process right to identification procedures meeting a certain basic standard of fairness.” Commonwealth v. Silva–Santiago, 453 Mass. 782, 794, 906 N.E.2d 299 (2009), quoting Commonwealth v. Dougan, 377 Mass. 303, 316, 386 N.E.2d 1 (1979). We discourage the use of repeated arrays containing a suspect's photograph, see Commonwealth v. Scott, 408 Mass. 811, 826, 564 N.E.2d 370 (1990), and the use of repeated arrays could make identification procedures unnecessarily suggestive if the police do not have good cause for the use of such procedure. In this case, the judge implicitly found good cause because the second array was given to both eyewitnesses after each commented that the perpetrator's hair was shorter than was depicted in the photographs used in the first array. Moreover, we recognize that police did not follow procedures that we have previously recommended: “double-blind procedure” and “sequential method.” See Silva–Santiago, supra at 797–800, 906 N.E.2d 299. However, the absence of the recommended procedures goes only to the weight of the identifications, not admissibility.11 Id. at 797–799, 906 N.E.2d 299.
Our conclusion that the identifications were not “unnecessarily suggestive” does not end the inquiry. Even if otherwise admissible, a judge may suppress identification evidence if “its probative value is substantially outweighed by the danger of unfair prejudice.” Commonwealth v. Johnson, 473 Mass. 594, 599, 45 N.E.3d 83 (2016), quoting Commonwealth v. Crayton, 470 Mass. 228, 249 n. 27, 21 N.E.3d 157 (2014). Mass. G. Evid. § 403 (2016). In this analysis, the “probative value of the identification depends on the strength of its source independent of the suggestive circumstances of the identification.” Johnson, supra at 601, 45 N.E.3d 83. Relevant factors include “the witness's opportunity to observe the offender at the time of the crime, the amount of time between the crime and the identification, whether the witness's earlier description of the perpetrator matches the defendant, ․ whether the witness earlier identified another person as the perpetrator or failed to identify the defendant as the perpetrator,” and “the witness's prior familiarity with the person identified.” Id.
The record reflects, however, that the defendant would not have been able to meet his burden to establish that the prejudice resulting from the admission of the identifications outweighed their probative value.12 The four eyewitness identifications were made within forty-eight hours of the shooting, the witnesses observed the shooter from nearby locations—one witness being “a foot away” from the gunman at the time—and their ability to observe and report the incident was not impaired by alcohol or drugs.
2. Last-minute witness. The defendant claims that he was unfairly surprised by the testimony of a witness not listed on the pretrial witness list and that trial counsel was ineffective for failing to object to this testimony. The Commonwealth has an affirmative duty to timely disclose proposed witnesses. See Mass. R.Crim. P. 14(a)(1)(A)(iv), (v), as amended, 444 Mass. 1501 (2005). A judge has “significant discretion in deciding whether late-discovered or late-disclosed witnesses should be excluded from testifying” as a remedy for the late disclosure. Commonwealth v. Nolin, 448 Mass. 207, 225, 859 N.E.2d 843 (2007), quoting Commonwealth v. Trapp, 423 Mass. 356, 363–364, 668 N.E.2d 327, cert. denied, 519 U.S. 1045, 117 S.Ct. 618, 136 L.Ed.2d 542 (1996). The relevant inquiry is whether the defendant has sufficient time to investigate the proposed testimony. Commonwealth v. Lopez, 433 Mass. 406, 413, 742 N.E.2d 1067 (2001). In that regard, “it is the consequences of the delay that matter, not the likely impact of the nondisclosed evidence.” See Commonwealth v. Baldwin, 385 Mass. 165, 175, 431 N.E.2d 194 (1982), quoting Commonwealth v. Wilson, 381 Mass. 90, 114, 407 N.E.2d 1229 (1980).
Here, the prosecutor told the judge on the fifth day of trial that he had mistakenly omitted a witness from the list. He asked that the witness, a Wareham police officer, be permitted to testify and asserted that defense counsel had agreed to such the prior day. The judge granted the request. The officer, who was the first at the scene of the shooting, testified that he saw a shell casing from a small caliber firearm on the floor near Monteiro's body when he approached to provide care. Police did not find that shell casing or any other ballistics evidence at the house.
The defendant has not shown any prejudice from the testimony or demonstrated that he could have benefited if defense counsel had objected. The record reflects that defense counsel agreed to the prosecutor's request, suggesting that he had an adequate opportunity to prepare for the testimony. Moreover, he thoroughly cross-examined the witness on matters relating to the central issue in the trial—the credibility of the eyewitness identifications. The officer testified after the five eyewitnesses, all of whom had been shown photographic arrays. Defense counsel's cross-examination focused on differences between recommended procedures for arrays and those used during this investigation. Defense counsel may have strategically decided not to object to this witness so that he could challenge the identification techniques at this stage of trial.13
3. Prosecutor's closing argument. The defendant challenges the following two portions of the prosecutor's closing argument:
“In counsel's closing, experienced and skilled counsel, ․ he hit on a number of points. The problem is with his arguments regarding for example social media. You heard a lot of questions about it. There's one problem with that argument. There was no testimony to back up the fact that anyone was influenced in their identification by social media, by popular media, TV, newspaper.
“․
“Did you see anything in these young people ․ that would convince you that they would come in here and as the argument was made hold someone accountable; that was the name that they knew so they want to say that. They want someone to be held accountable for this and so they just went with this, this guy over there. I'll say it was him. Do you believe that they would come in and do that? Did you hear anything about those individuals, did you see anything in them as you sized them up that would convince you that they would come in and do that because someone's got to pay. It might as well be that guy over there. It's ridiculous. There's no reason to believe that and you shouldn't believe that.”
“Remarks made during closing arguments are considered in context of the whole argument, the evidence admitted at trial, and the judge's instructions to the jury.” Commonwealth v. Andrade, 468 Mass. 543, 552, 11 N.E.3d 597 (2014), quoting Commonwealth v. Whitman, 453 Mass. 331, 343, 901 N.E.2d 1206 (2009).
Specifically, the defendant argues that the prosecutor's statement regarding social media was not a fair inference from the evidence. See Commonwealth v. Guy, 441 Mass. 96, 110, 803 N.E.2d 707 (2004), citing Commonwealth v. Stote, 433 Mass. 19, 28, 739 N.E.2d 261 (2000) (“Prosecutors must limit the scope of their closing arguments to facts in evidence and the fair inferences that may be drawn therefrom”). We disagree. Although there was evidence that the partygoers discussed the shooting, the eyewitnesses testified that they were not influenced by outside sources in making their identifications. Moreover, the only witness who testified that she had used social media in an attempt to “look[ ] for anybody else that [she] may have seen at the party” identified an individual who was incarcerated at the time, not the defendant.
The defendant also argues that the prosecutor's discussion of the eyewitness testimony improperly vouched for credibility. “While a prosecutor may not vouch for the truthfulness of a witness's testimony, ․ we consistently have held that, where the credibility of a witness is an issue, counsel may ‘argue from the evidence why a witness should be believed’ ” (citations omitted). Commonwealth v. Brewer, 472 Mass. 307, 315, 34 N.E.3d 314 (2015). During the defendant's closing, counsel challenged the credibility of the first identifying witness when he argued that the “police [were] signaling to [him] ․ who they want him to pick up, and there's no love lost at this point between [that witness] and anybody from New Bedford who was at that party this evening.” The prosecutor properly responded by arguing that the jury could reject that suggestion by recalling the characteristics of the witnesses' testimony.
Because the prosecutor's statements were not improper, trial counsel was not ineffective for failing to object. Even if there had been an appearance of impropriety in the statements, the judge carefully and clearly instructed the jury that closing arguments are not evidence and that they alone were tasked with determining credibility. These instructions offset any prejudice.14 See Brewer, supra.
4. Jury instructions. The defendant challenges the omission of three jury instructions: (a) involuntary manslaughter; (b) humane practice; and (c) intoxication. He argues that these omissions created a substantial likelihood of a miscarriage of justice and that trial counsel was ineffective for failing to object.
a. Involuntary manslaughter. As here, “where a defendant is charged with murder, an instruction on involuntary manslaughter is appropriate if any ‘reasonable view of the evidence would [permit] the jury to find ‘wanton [or] reckless' conduct rather than actions from which a ‘plain and strong likelihood’ of death would follow.' ” Commonwealth v. Tavares, 471 Mass. 430, 438, 30 N.E.3d 91 (2015). After the last witness testified, but before the Commonwealth rested, the judge advised the parties that the evidence so far did not warrant an instruction on “either species of manslaughter.” Trial counsel said that he “would ask for [a manslaughter instruction],” but that he was “not going to argue” with that ruling.
The judge did not err in concluding that the evidence did not support such an instruction. In Commonwealth v. Braley, 449 Mass. 316, 867 N.E.2d 743 (2007), we concluded that “intentionally discharging a firearm in the direction of another person creates a plain and strong likelihood of death.” Id. at 332, 867 N.E.2d 743, quoting Commonwealth v. Mack, 423 Mass. 288, 290, 667 N.E.2d 867 (1996). Here, witnesses testified that the defendant pointed a gun at Santos's head, the gun made a sound as if it was being cocked, the defendant fired three shots in quick succession, and Monteiro was shot from a distance of no more than two feet. Because a manslaughter instruction was not warranted, trial counsel was not ineffective for failing to object.
In any event, the jury convicted the defendant of felony-murder, but they did not find him guilty of deliberate premeditation. “Where the felony-murder rule applies, generally the defendant is not entitled to an instruction on manslaughter.” Commonwealth v. Evans, 390 Mass. 144, 151, 454 N.E.2d 458 (1983), citing Commonwealth v. LePage, 352 Mass. 403, 419, 226 N.E.2d 200 (1967). Because the killing occurred during the commission or attempted commission of an armed robbery, the instruction was not warranted. See Commonwealth v. Neves, 474 Mass. 355, 370–371, 50 N.E.3d 428 (2016).
b. Humane practice. A “humane practice” instruction is required where a defendant's statements are offered in evidence and the voluntariness of those statements is “a live issue at trial.” Commonwealth v. Tavares, 385 Mass. 140, 150, 430 N.E.2d 1198, cert. denied, 457 U.S. 1137, 102 S.Ct. 2967, 73 L.Ed.2d 1356 (1982), quoting Commonwealth v. Alicea, 376 Mass. 506, 523, 381 N.E.2d 144 (1978). The defendant argues that the judge erred in failing to give a humane practice instruction and trial counsel was ineffective for failing to request it because evidence suggested that the defendant had been intoxicated and consumed marijuana the night of the party and that he had a “terrible headache” and was “emotionally upset” during the interview the following day.
Counsel did not challenge the voluntariness of any statements through pretrial motions or at trial on these grounds.15 Additionally, counsel specifically declined to have a humane practice instruction read to the jury. The defendant's theory at trial was mistaken identity—that he was at the party but not involved in the altercation. The statements that the defendant gave to police align with that theory and, where the defendant did not testify, produced the only evidence in support of his claim. It “would be anomalous to require the judge to inquire into the issue ‘where it might be contrary to the theory and strategy of the defendant.’ ” Commonwealth v. Benoit, 410 Mass. 506, 513, 574 N.E.2d 347 (1991), quoting Commonwealth v. Pratt, 360 Mass. 708, 714, 277 N.E.2d 517 (1972). There was no error.
c. Intoxication. “A jury instruction on voluntary intoxication is required only where there is evidence of ‘debilitating intoxication’ that could support a reasonable doubt as to the defendant's ability to form the requisite criminal intent.” Commonwealth v. Lennon, 463 Mass. 520, 523, 977 N.E.2d 33 (2012). The defendant argues that the judge erred in failing to give an intoxication instruction and trial counsel was ineffective for failing to request it because there was evidence supporting the defendant's intoxication.16
There was no evidence that the defendant's condition at the time of the shooting approached the level of “debilitating intoxication” required for the instruction. Lennon, supra. One witness testified that people in the group from New Bedford were drinking liquor, but she did not remember everyone in the group drinking. Although the defendant told police during the interrogation that he was “drunk out of [his] mind” and “high” at the party, these self-serving statements are insufficient to warrant an intoxication instruction where there was nothing to support the inference that intoxication impaired the defendant's ability to form the requisite criminal intent at the time of the altercation. Commonwealth v. Moses, 436 Mass. 598, 603, 766 N.E.2d 827 (2002). Cf. Commonwealth v. Gonzalez, 469 Mass. 410, 412–413, 422, 14 N.E.3d 282 (2014) (error to omit intoxication instruction where evidence showed defendant had spent evening drinking, was intoxicated two hours before murder, and had “ ‘red, glassy eyes' and smelled of alcohol” when police arrived shortly after murder).
5. Judicial bias. The defendant argues that the judge prejudiced his case by demonstrating partiality toward the Commonwealth. Specifically, the defendant claims that the judge engaged in the following conduct suggestive of such a bias: (a) allowing the prosecutors to ask leading questions of their witnesses; (b) allowing the prosecutor to introduce statements during trial after asserting pretrial that he did not intend to admit them; (c) asking questions of a witness; (d) instructing the jury that their memory controlled after counsel conducted what the defendant describes as a “very effective cross-examination” regarding prior testimony;17 and (e) assisting the prosecutor to introduce evidence against the defendant.
“The role of the trial judge is that of an impartial arbiter and not that of a prosecutor.” Commonwealth v. Sneed, 376 Mass. 867, 870, 383 N.E.2d 843 (1978). A judge “is there to see that justice is done, or at least to see that the jury have a fair chance to do justice ․ a first-rate trial judge will find and tread the narrow path that lies between meddlesomeness on the one hand and ineffectiveness and impotence on the other.” Commonwealth v. Brown, 462 Mass. 620, 632, 970 N.E.2d 306 (2012), quoting Commonwealth v. Haley, 363 Mass. 513, 519, 296 N.E.2d 207 (1973). Here, the judge performed commendably during this lengthy trial.
The judge sustained defense objections to leading questions by the prosecutor, and the defendant did not object to other leading questions that are now challenged. Sua sponte, the judge alerted the prosecutor to his leading questions before the defendant objected. These actions conform with the judge's task to “see that justice is done.” Brown, 462 Mass. at 632, 970 N.E.2d 306.
Although the judge allowed the Commonwealth to play three of the defendant's four recorded statements during trial when it originally intended to play only the first recording, the defendant was aware of the remaining recordings and had submitted his proposed redactions to the judge before trial. The judge resolved any issues with redactions in favor of the defendant for the remaining recordings when he ruled that the Commonwealth would not be allowed to play those interviews unless the prosecutor obtained the defendant's agreement regarding redactions.
The judge did not err in questioning a witness.18 A judge may properly question a witness, even where to do so may “reinforce the Commonwealth's case, so long as the examination is not partisan in nature, biased, or a display of belief in the defendant's guilt.” Commonwealth v. Festa, 369 Mass. 419, 422, 341 N.E.2d 276 (1976), and cases cited. Although defense counsel requested that the judge refrain from any further questioning, he stated that he did not “have a problem with that question[ing],” and that he “was just raising [his] concerns.” We discern no error where the defendant has failed to establish that the judge's questions were inappropriate on any of these grounds.
Additionally, the judge did not err in instructing the jury that their memory controls. This is a proper statement of the law, and a judge has discretion as to the timing of instructions. See Mass. R.Crim. P. 24(b), 378 Mass. 895 (1979) (no limitation on timing of instructions).
The judge did not impermissibly assist the prosecutor. The defendant challenges a number of rulings and comments made by the judge, none of which falls outside a judge's permissible discretion to control court proceedings. A judge must be “the directing and controlling mind at the trial, and not a mere functionary to preserve order and lend ceremonial dignity to the proceedings.” Wilson, 381 Mass. at 118, 407 N.E.2d 1229, quoting Commonwealth v. Lewis, 346 Mass. 373, 379, 191 N.E.2d 753 (1963), cert. denied, 376 U.S. 933, 84 S.Ct. 704, 11 L.Ed.2d 653 (1964).
Our conclusion that the judge did not exceed his authority is supported by his instructions to the jury, wherein he informed them that if he “somehow conveyed to [them] an impression of some opinion [he] may have as to the outcome of this trial, [they] should disregard it.” Commonwealth v. Keniston, 423 Mass. 304, 311, 667 N.E.2d 1127 (1996).
6. Firearms convictions. The defendant claims that his rights under the Second and Fourteenth Amendments to the United States Constitution were violated where he was convicted of possessing a firearm without a firearm identification card and the Commonwealth produced no evidence that he lacked a firearms license. The defendant properly concedes that we have rejected this claim in previous cases, see, e.g., Commonwealth v. Powell, 459 Mass. 572, 582, 946 N.E.2d 114 (2011), cert. denied, ––– U.S. ––––, 132 S.Ct. 1739, 182 L.Ed.2d 534 (2012), because the defendant bears the burden to come forward with evidence demonstrating that he was licensed to carry a firearm. We discern no reason to revisit this conclusion.19
7. Relief pursuant to G.L. c. 278, § 33E. In accordance with our review pursuant to G.L. c. 278, § 33E, we vacate the defendant's armed robbery conviction. Although we discern no other basis on which to grant the defendant relief, we have considered in our § 33E review whether the lack of congruence between the jury's verdict finding the defendant guilty of felony-murder “by means of being in joint venture with the person who performed the acts which caused the death of ․ Monteiro” and the evidence that the defendant alone shot the Monteiro was error. We conclude that it was not.
The Commonwealth proceeded at trial on the theories of deliberate premeditation and felony-murder, with the underlying felony being the armed robbery of Santos. The felony-murder theory was supported by evidence that the defendant pointed a gun at Santos, robbed Santos of his gold chain, and then shot Monteiro when he intervened. The Commonwealth alleged a joint venture with other members of the New Bedford group and requested a joint venture instruction. The judge acquiesced and instructed the jury on joint venture during the final instructions as he had done in the preliminary instructions to the jury. Trial counsel did not object to the joint venture instruction when it was requested or after the conclusion of the jury instructions. The judge, with the parties' agreement, prepared a special verdict slip with the following options:
“[1.] Not Guilty
“[2.] Guilty of First–Degree Murder
“[a.] By Deliberate Premeditation
“and/or
“[b.] Felony Murder
“[i.] By means of performing the acts which caused the death of Scott Monteiro while in the commission or attempted commission of a life felony [i.e. armed robbery]
“or
“[ii.] By means of being in joint venture with the person who performed the acts which caused the death of Scott Monteiro while in the commission or attempted commission of a life felony [i.e. armed robbery].
“[3.] Guilty [of] Second–Degree Murder
“[a.] By means of performing the acts which caused the death of Scott Monteiro
“or
“[b.] By felony murder [i.e. performing the acts which caused the death of Scott Monteiro while being in unlawful possession of a firearm in violation of G.L. c. 269, (§ ) 10 (a ) ].”
The parties agreed to this verdict slip notwithstanding the lack of evidence that anyone other than the defendant shot Monteiro. The jury found the defendant guilty of felony-murder under the second option: that the defendant was in a “joint venture with the person who performed the acts which caused the death” of Monteiro.
Although the jury's verdict slip answer does not mesh precisely with the evidence that the defendant alone was the shooter, the lack of consistency does not vitiate the guilty finding. Where, as here, the verdict is based on joint venture, the question we ask is whether the defendant engaged in conduct sufficiently culpable to establish his participation in the crime as a joint venturer. Commonwealth v. Zanetti, 454 Mass. 449, 467–468, 910 N.E.2d 869 (2009). As long as there is “sufficient evidence of the defendant's active participation in the crime and that he had or shared the necessary intent,” it is not necessary that the jury “determine specifically whether the defendant participated as an accomplice or as a principal.” Commonwealth v. Rosa, 468 Mass. 231, 246, 9 N.E.3d 832 (2014). In this case, where the underlying felony was armed robbery, the Commonwealth was also required to establish that the defendant knew that at least one of the participants possessed a weapon. Commonwealth v. Garcia, 470 Mass. 24, 31, 18 N.E.3d 654 (2014).
In any event, the evidence was more than sufficient to establish that the defendant was an “active [participant] in the crime” and “shared the necessary intent” to carry out the crime, Rosa, supra, and that he knew at least one other participant in the crime was armed, Garcia, supra. The defendant admitted through his statements, presented during the Commonwealth's case, that he was at the party, that he knew that at least four people in his group were carrying firearms, that he understood that people in his group “probably were planning on robbing” Santos, that he saw the shooter “cock” the firearm and “pistol whip” Santos, and that he was about five or six feet from the shooter when the gun was fired. Thus, even if the jury, or at least one juror, discredited the Commonwealth's evidence that the defendant was the shooter, the jury were warranted in finding the defendant guilty of felony-murder as a joint venturer on this alternative theory.
So ordered.
HINES, J.
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes visit FindLaw's Learn About the Law.
Docket No: SJC–11525.
Decided: September 19, 2016
Court: Supreme Judicial Court of Massachusetts,Plymouth.
Search our directory by legal issue
Enter information in one or both fields (Required)
Harness the power of our directory with your own profile. Select the button below to sign up.
Learn more about FindLaw’s newsletters, including our terms of use and privacy policy.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)