ZICHERMAN v. KOREAN AIR LINES CO.(1996)
[ Footnote * ] Page I Together with No. 94-1477, Korean Air Lines Co., Ltd. v. Zicherman, Individually and as Executrix of the Estate of Kole, et al., also on certiorari to the same court.
In a suit brought under Article 17 of the Warsaw Convention governing international air transportation, petitioners Zicherman and Mahalek were awarded loss-of-society damages for the death of their mutual relative who was a passenger on respondent Korean Air Lines' Flight KE007 when it was shot down over the Sea of Japan. The Second Circuit set aside the award, holding that general maritime law supplied the substantive compensatory damages law to be applied in an action under the Warsaw Convention and that, under such law, a plaintiff can recover for loss of society only if he was the decedent's dependent at the time of death. The court concluded that Mahalek had not established dependent status and remanded for the District Court to determine whether Zicherman was a dependent of the decedent.
In a suit brought under Article 17, a plaintiff may not recover loss-of-society damages for the death of a relative in a plane crash on the high seas, within the meaning of the Death on the High Seas Act (DOHSA). Pp. 4-15.
SCALIA, J., delivered the opinion for a unanimous Court. [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 1]
JUSTICE SCALIA delivered the opinion of the Court.
This case presents the question whether, in a suit brought under Article 17 of the Warsaw Convention governing international air transportation, Convention for the Unification of Certain Rules Relating to International Transportation by Air, Oct. 12, 1929, 49 Stat. 3000, T. S. No. 876 (1934) (reprinted in note following 49 U.S.C. App. 1502 (1988 ed.)), a plaintiff may recover damages for loss of society resulting from the death of a relative in a plane crash on the high seas.
On September 1, 1983, Korean Air Lines Flight KE007, en route from Anchorage, Alaska, to Seoul, South Korea, strayed into air space of the Soviet Union and was shot down over the Sea of Japan. All 269 persons on board were killed, including Muriel Kole. Petitioners Marjorie Zicherman and Muriel Mahalek, Kole's sister and mother, respectively, sued respondent [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 2] Korean Air Lines Co., Ltd. (KAL) in the United States District Court for the Southern District of New York. Petitioners' final amended complaint contained three counts, entitled, respectively, "Warsaw Convention," "Death on the High Seas Act," and "Conscious Pain and Suffering." At issue here is only the Warsaw Convention count, in which petitioners sought "judgment against KAL for their pecuniary damages, for their grief and mental anguish, for the loss of the decedent's society and companionship, and for the decedent's conscious pain and suffering." App. 29.
Along with other federal-court actions arising out of the KAL crash, petitioners' case was transferred to the United States District Court for the District of Columbia for consolidated proceedings on common issues of liability. There, a jury found that the destruction of Flight KE007 was proximately caused by "willful misconduct" of the flight crew, thus lifting the Warsaw Convention's $75,000 cap on damages. See Warsaw Convention, Art. 25, 49 Stat. 3020; Order of Civil Aeronautics Board Approving Increases in Liability Limitations of Warsaw Convention and Hague Protocol, reprinted in note following 49 U.S.C. App. 1502 (1988 ed.). The jury awarded $50 million in punitive damages against KAL. The Court of Appeals for the District of Columbia Circuit upheld the finding of "willful misconduct," but vacated the punitive damages award, holding that the Warsaw Convention does not permit the recovery of punitive damages. In re Korean Air Lines Disaster of Sept. 1, 1983, 932 F.2d 1475, 1479-1481, 1484-1490 (CADC), cert. denied, 502 U.S. 994 (1991). The individual cases were then remanded by the Judicial Panel on Multidistrict Litigation to the original transferor courts for trial of compensatory damage issues.
At petitioners' damages trial in the Southern District of New York, KAL moved for determination that the Death on the High Seas Act (DOHSA), 41 Stat. 537 [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 3] (1988 ed.), 46 U.S.C. App. 761 et seq., prescribed the proper claimants and the recoverable damages, and that it did not permit damages for loss of society. The District Court denied the motion and held, inter alia, that petitioners could recover for loss of "love, affection, and companionship." In re Korean Air Lines Disaster of Sept. 1, 1983, 807 F. Supp. 1073, 1086-1088 (SDNY 1992). The jury awarded loss-of-society damages in the amount of $70,000 to Zicherman and $28,000 to Mahalek. 1
The Court of Appeals for the Second Circuit set aside this award. Applying its prior decisions in In re Air Disaster at Lockerbie, Scotland, on Dec. 21, 1988, 928 F.2d 1267, 1278-1279 (CA2) (Lockerbie I), cert. denied sub nom. Rein v. Pan American World Airways, Inc., 502 U.S. 920 (1991), and In re Air Disaster at Lockerbie, Scotland, on Dec. 21, 1988, 37 F.3d 804 (CA2 1994) (Lockerbie II), cert. denied sub nom. Pan American World Airways, Inc. v. Pagnucco, 513 U.S. ___ (1995), it held that general maritime law supplied the substantive law of compensatory damages to be applied in an action under the Warsaw Convention. 43 F.3d 18, 21-22 (1994). Then, following its decision in Lockerbie II, it held that, under general maritime law, a plaintiff is entitled to recover loss-of-society damages, but only if he was a dependent of the decedent at the time of death. 43 F.3d, at 22. The court concluded that as a matter of law Mahalek had not established that status, and therefore vacated her award; it remanded to the [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 4] District Court for determination of whether Zicherman was a dependent of Kole. Ibid.
In their petition for certiorari, petitioners contended that under general maritime law dependency is not a requirement for recovering loss-of-society damages. In a cross-petition, KAL contended that the Warsaw Convention does not allow loss-of-society damages in this case, regardless of dependency. We granted certiorari.
Article 17 of the Warsaw Convention, as set forth in the official American translation of the governing French text, provides as follows:
It is obvious that the English word "damage" or "harm" - or in the official text of the Convention, the French word "dommage" 2 - can be applied to an extremely wide range of phenomena, from the medical expenses incurred as a result of Kole's injuries (for which every legal system would provide tort compensation), to the mental distress of some stranger who reads about Kole's [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 5] death in the paper (for which no legal system would provide tort compensation). It cannot seriously be maintained that Article 17 uses the term in this broadest sense, thus exploding tort liability beyond what any legal system in the world allows, to the farthest reaches of what could be denominated "harm." We therefore reject petitioners' initial proposal that we simply look to English dictionary definitions of "damage" and apply that term's "plain meaning." Brief for Petitioners 7-9.
There are only two thinkable alternatives to that. First, what petitioners ultimately suggest: that "dommage" means what French law, in 1929, recognized as legally cognizable harm, which petitioners assert included not only "dommage materiel" (pecuniary harm of various sorts) but also "dommage moral" (non-pecuniary harm of various sorts, including loss of society). In support of that approach, petitioners point out that in a prior case involving Article 17 we were guided by French legal usage: Air France v. Saks, 470 U.S. 392 (1985) (interpreting the term "accident"). See also Eastern Airlines, Inc. v. Floyd, 499 U.S. 530 (1991) (interpreting the Article 17 term "lesion corporelle"). What is at issue here, however, is not simply whether we will be guided by French legal usage vel non. Because, as earlier discussed, the dictionary meaning of the term "dommage" embraces harms that no legal system would compensate, it must be acknowledged that the term is to be understood in its distinctively legal sense - that is, to mean only legally cognizable harm. The nicer question, and the critical one here, is whether the word "dommage" establishes as the content of the concept "legally cognizable harm" what French law accepted as such in 1929. No case of ours provides precedent for the adoption of French law in such detail. In Floyd, we looked to French law to determine whether "lesion corporelle" indeed meant (as it had been translated) "bodily injury" - not to determine the subsequent question (equivalent [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 6] to the question at issue here) whether "bodily injury" encompassed psychic injury. See 499 U.S., at 536 -540. And in Saks, once we had determined that in French legal terminology the word "accident" referred to an unforeseen event, we did not further inquire whether French courts would consider the event at issue in the case unforeseen; we made that judgment for ourselves. See 470 U.S., at 405 -407.
It is particularly implausible that "the shared expectations of the contracting parties," id., at 399, were that their mere use of the French language would effect adoption of the precise rule applied in France as to what constitutes legally cognizable harm. Those involved in the negotiation and adoption of the Convention could not have been ignorant of the fact that the law on this point varies widely from jurisdiction to jurisdiction, and even from statute to statute within a single jurisdiction. Just as we found it "unlikely" in Floyd that Convention signatories would have understood the general term "lesion corporelle" to confer a cause of action available under French law but unrecognized in many other nations, see 499 U.S., at 540 , so also in the present case we find it unlikely that they would have understood Article 17's use of the general term "dommage" to require compensation for elements of harm recognized in France but unrecognized elsewhere, or to forbid compensation for elements of harm unrecognized in France but recognized elsewhere. Many signatory nations, including Czechoslovakia, Denmark, Germany, the Netherlands, the Soviet Union, and Sweden did not, even many years after the Warsaw Convention, recognize a cause of action for non-pecuniary harm resulting from wrongful death, see 11 International Encyclopedia of Comparative Law: Torts, ch. 9, pp. 15-18 (A. Tunc ed. 1972); Floyd, supra, at 544-545, n. 10.
The other alternative, and the only one we think realistic, is to believe that "dommage" means (as it does [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 7] in French legal usage) "legally cognizable harm," but that Article 17 leaves it to adjudicating courts to specify what harm is cognizable. That is not an unusual disposition. Even within our domestic law, many statutes that provide generally for "damages," or for reimbursement of "injury," leave it to the courts to decide what sorts of harms are compensable. See, e.g., Miles v. Apex Marine Corp., 498 U.S. 19, 32 (1990) (Jones Act, 46 U.S.C. App. 688 (1988 ed.), which provides "action for damages" to "[a]ny seaman who shall suffer personal injury," permits compensation only for pecuniary loss); Michigan Central R. Co. v. Vreeland, 227 U.S. 59, 71 (1913) (former Employers' Liability Act of Apr. 22, 1908, which makes employer "liable in damages . . . for . . . injury or death," permits compensation only for pecuniary loss); Broan Mfg. v. Associated Distributors, Inc., 923 F.2d 1232, 1235-1236 (CA6 1991) (Lanham Trade-Mark Act, 15 U.S.C. 1117(a), which provides for recovery of "any damages sustained," permits compensation for future lost profits); Phelps v. White, 645 So.2d 698, 703 (La. Ct. App. 3d Cir. 1994) (specifying elements of compensation allowable under La. Civ. Code Ann., 2315.2 (West Supp. 1995), providing for recovery of "damages . . . sustained as a result" of wrongful death); Department of Ed. v. Blevins, 707 S. W. 2d 782, 783 (Ky. 1986) (Kentucky Rev. Stat. Ann. 411.130 (Michie 1992), which provides that "damages may be recovered" for wrongful death, does not permit compensation for emotional distress).
That this is the proper interpretation is confirmed by another provision of the Convention. Article 17 is expressly limited by Article 24, which as translated provides:
Because a treaty ratified by the United States is not only the law of this land, see Const., Art. II, 2, but also an agreement among sovereign powers, we have traditionally considered as aids to its interpretation the negotiating and drafting history (travaux preparatoires) and the post-ratification understanding of the contracting parties. Both of these sources confirm that the compensable injury is to be determined by domestic law. In the drafting history, the only statements we know of that directly discuss the point were made by the Comite International Technique d'Experts Juridiques Aeriens (CITEJA), which did the preparatory work for the two Conferences (1925 in Paris, 1929 in Warsaw) that produced the Warsaw Convention. In its report of May 15, 1928, the Committee stated:
We are unpersuaded by petitioners' reliance on the comment of French delegate Georges Ripert, asserting, as one basis for rejecting application of domestic law to the issue of carriers' vicarious liability, that it would be "the first time that application of national law is required." Id., at 66. Reply Brief for Petitioners 2-3. Not only does this remark not have the authority of submissions by the drafting committee, but it is a generalization rather than a statement focused specifically upon the issue here: what law governs the "category of damages subject to reparations." And the [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 11] generalization is demonstrably wrong to boot, since it is incontrovertible that Article 24 of the Convention requires the application of national law to some issues.
The post-ratification conduct of the contracting parties displays the same understanding that the damages recoverable - so long as they consist of compensation for harm incurred ("dommage survenu") - are to be determined by domestic law. Some countries, including England, Germany and the Netherlands, have adopted domestic legislation to govern the types of damages recoverable in a Convention case. See P. Haanappel, The Right to Sue in Death Cases under the Warsaw Convention, 6 Air Law 66, 72, 74 (1981); E. Giemulla, R. Schmid & P. Ehlers, Warsaw Convention 39, n. 5 (1992); German Law Concerning Air Navigation (Luft VG) of January 10, 1959, Arts. 35-36, 38, reprinted in 1 Senate Committee on Commerce, Air Laws and Treaties of the World, 89th Cong., 1st Sess., 766-768 (Comm. Print 1965); R. Mankiewicz, The Liability Regime of the International Air Carrier § 187, pp. 160-161 (1981). Canada has adopted legislation setting forth who may bring suit under Article 24(2), but has left the question of what types of damages are recoverable to provincial law. Haanappel, supra, at 70-71. The Court of Appeals of Quebec has rejected the argument that Article 17 permits damages unrecoverable under domestic Quebec law. Dame Surprenant v. Air Canada, 1973. C.A. 107, 117-118, 126-127 (Ct. App. Quebec) (opinion of Deschenes, J.). But see Preston v. Hunting Air Transport Ltd., 1956. 1 Q. B. 454, 461-462 (granting damages under Convention, but without considering Article 24). Finally, the expert commentators are virtually unanimous that the type of harm compensable is to be determined by domestic law. See, e.g., H. Drion, Limitation of Liabilities in International Air Law § 111, pp. 125-126 (1954); Giemulla, Schmid & Ehlers, supra, at 33; D. Goedhuis, National AirLegislations and the [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 12] Warsaw Convention 269 (1937); Mankiewicz, supra, at § 187, 160-161; G. Miller, Liability in International Air Transport: The Warsaw System in Municipal Courts 125 (1977); see also Cha, The Air Carrier's Liability to Passengers in International Law, 7 Air L. Rev. 25, 56-57 (1936).
Having concluded that compensable harm is to be determined by domestic law, the next question to which we would logically turn is that of which sovereign's domestic law. That is the "private international law" issue alluded to in the last-quoted excerpt from the CITEJA Report. Choice of law is, of course, determined by the forum jurisdiction, see E. Scoles & P. Hay, Conflict of Laws 3.56 (1982), and would normally be a question confronting us here. We have been spared that inquiry, however, because both parties agree that if the issue of compensable harm is (as we have determined) unresolved by the Convention itself, it is governed in the present case by the law of the United States.
That leaves a final question unresolved: which particular law of the United States provides the governing rule? The Second Circuit, moved by the need to "maintain a uniform law under the Warsaw Convention," held that general maritime law governs causes of action under the Convention, whether the accident out of which they arise occurs on land or on the high seas. 43 F.3d, at 21-22. We think not. As we have discussed, the Convention itself contains no rule of law governing the present question; nor does it empower us to develop some common-law rule - under cover of general admiralty law or otherwise - that will supersede the normal federal disposition. Congress may choose to enact special provisions applicable to Warsaw-Convention cases, as some countries have done. See supra, at 11. Absent such legislation, however, Articles 17 and 24(2) provide nothing more than a pass-through, authorizing us to apply the law that would govern in absence of the Warsaw Convention. There is little doubt what that law is in this case.
Section 761 of the DOHSA provides:
Petitioners argue that DOHSA should not apply to this cause of action because of the concern expressed by the Second Circuit: that "a uniform law should govern Warsaw Convention cases." 43 F.3d, at 21. They urge that, if we must look to domestic law, we should craft a federal rule of damages that will be applicable in all suits brought under the Convention. Undoubtedly it was a primary function of the Warsaw Convention to foster uniformity in the law of international air travel, see Floyd, 499 U.S., at 552 , but as our discussion above has made clear, this is not an area in which the imposition of uniformity was found feasible. See supra, at 9-10. The Convention neither adopted any uniform rule of its own nor authorized national courts to pursue uniformity in derogation of otherwise applicable law. Petitioners argue, in effect, that the Convention contains an implicit authorization for national courts to create uniformity between over-land and over-sea accidents governed by their respective domestic laws, even though it leaves the vast discrepancies among the various domestic laws untouched. That is most unlikely.
Finally, petitioners contend that DOHSA cannot supply the substantive law of damages, because this would result in an unintended "double cap." They argue that the Warsaw Convention's $75,000 per passenger limit on liability (except in cases of willful misconduct), when combined with a DOHSA rule prohibiting compensation for non-pecuniary harm, will not sufficiently deter willful misconduct. We are unpersuaded. The Convention unquestionably envisions the application of domestic law; it is the function of Congress, and not of [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 15] this Court, to decide that domestic law, alone or in combination with the Convention, provides inadequate deterrence.
Accordingly, that portion of the Second Circuit judgment permitting Zicherman to recover loss-of-society damages if she can establish her dependency on the decedent is reversed, and that portion of the judgment vacating the award of loss-of-society damages to Mahalek is affirmed.
[ Footnote 2 ] The French text of Article 17 reads:
[ Footnote 3 ] The governing French text of Article 24 provides:
[ Footnote 4 ] We need not consider whether 761 of DOHSA calls into question the District Court's determination that the decedent's mother is a proper party to this suit, or its grant of a jury trial, see Romero v. [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 14] International Terminal Operating Co., 358 U.S. 354, 371 , n. 28 (1959), and whether 762 contradicts the District Court's allowance of pain and suffering damages, see Offshore Logistics, Inc. v. Tallentire, 477 U.S. 207, 215 , n. 1 (1986). KAL challenged none of these rulings in its petition for certiorari. [ ZICHERMAN v. KOREAN AIR LINES CO., ___ U.S. ___ (1996) , 1]