MOSER v. UNITED STATES(1951)
The Treaty of 1850 between the United States and Switzerland provides that citizens of one country residing in the other "shall be free from personal military service." Section 3 (a) of the Selective Training and Service Act of 1940, as amended, provided for the exemption of neutral aliens from service in the land or naval forces of the United States, with the proviso that one who claimed exemption should thereafter be barred from becoming a citizen of the United States. Petitioner, a Swiss national, applied for and obtained exemption from service in the land or naval forces of the United States. Held: Under the circumstances detailed in the opinion, he was not debarred from United States citizenship. Pp. 42-47.
An order of the District Court admitting petitioner to citizenship, 85 F. Supp. 683, was reversed by the Court of Appeals. 182 F.2d 734. This Court granted certiorari. 340 U.S. 910 . Reversed, p. 47.
Jack Wasserman and Morris E. Vogel argued the cause and filed a brief for petitioner.
Stanley M. Silverberg argued the cause for the United States. With him on the brief were Solicitor General Perlman, Assistant Attorney General McInerney and J. F. Bishop. [341 U.S. 41, 42]
MR. JUSTICE MINTON delivered the opinion of the Court.
Petitioner, a native of Switzerland, was admitted to citizenship by the United States District Court for the Eastern District of New York on July 21, 1949. 1 The Court of Appeals reversed, 2 holding that petitioner was debarred from citizenship because he had claimed exemption from military service as a neutral alien during World War II. Important questions concerning the effect of treaty and statute upon the privilege of aliens to acquire citizenship are involved, and we granted certiorari. 3
Petitioner first entered the United States in 1937. After a trip to Switzerland in 1940 for service in the Swiss Army, in which he held a commission, he returned to this country and married a United States citizen. He and his wife have three children, all born here.
Article II of the Treaty of 1850 4 between the United States and Switzerland provides that
Upon receiving petitioner's request for assistance, the Swiss Legation in Washington requested the Department of State that he be given an "unconditional release" from liability for service, "in conformity with" the Treaty. The Department referred the request to the Selective Service System, which replied that the Local Board had been instructed to inform petitioner that he might obtain a Revised Form 301 from the Swiss Legation to be used in claiming exemption. Selective Service Headquarters in Washington did so instruct the Director of Selective Service for New York City. On February 18, 1944, the Swiss Legation wrote petitioner that it had requested the Department of State to exempt him "in accordance with the provisions of Art. II, of the Treaty . . . ." The letter continued:
It was under these circumstances that petitioner signed a Revised Form 301 on February 26, 1944, and was classified IV-C by his Local Board. The Court of Appeals has accepted, as do we, the finding of the District Court that petitioner signed the application for exemption believing that he was not thereby precluded from citizenship, and that had he known claiming exemption would debar him from citizenship, he would not have claimed it, but would have elected to serve in the armed forces.
Is petitioner debarred from citizenship by reason of the claimed exemption?
The Treaty of 1850 with Switzerland was in full force in 1940 when the Selective Training and Service Act was passed. Standing alone, the Treaty provided for exemption of Swiss citizens from military service of the United States, and if that were all, petitioner would have been entitled to unqualified exemption. Section 3 (a) of the Act, while recognizing the immunity of citizens of neutral countries from service in our armed forces, 8 imposed the condition that neutral aliens residing here who claimed such immunity would be debarred from citizenship. That the statute unquestionably imposed a condition on exemption not found in the Treaty does not mean they are inconsistent. Not doubting that a treaty may be modified by a subsequent act of Congress, 9 it is not necessary to invoke such authority here, for we find in this congressionally imposed limitation on citizenship nothing inconsistent with the purposes and subject matter of the Treaty. The Treaty makes no provision respecting citizenship. On the contrary, it expressly provides that the privileges guaranteed by each country to resident citizens of the other "shall not extend to the exercise of political [341 U.S. 41, 46] rights." 10 The qualifications for and limitations on the acquisition of United States citizenship are a political matter 11 which the Treaty did not presume to cover.
Thus, as a matter of law, the statute imposed a valid condition on the claim of a neutral alien for exemption; petitioner had a choice of exemption and no citizenship, or no exemption and citizenship.
But as we have already indicated, before petitioner signed the application for exemption, he had asserted a right to exemption without debarment from citizenship. In response to the claims of petitioner and others, and in apparent acquiescence, our Department of State had arranged for a revised procedure in claiming exemption. The express waiver of citizenship had been deleted. Petitioner had sought information and guidance from the highest authority to which he could turn, and was advised to sign Revised Form 301. He was led to believe that he would not thereby lose his rights to citizenship. If he had known otherwise he would not have claimed exemption. In justifiable reliance on this advice he signed the papers sent to him by the Legation.
We do not overlook the fact that the Revised Form 301 contained a footnote reference to the statutory provision, and that the Legation wrote petitioner, "you will not waive your right to apply for American citizenship papers." The footnote might have given pause to a trained lawyer. A lawyer might have speculated on the possible innuendoes in the use of the phrase "right to apply," as opposed to "right to obtain." But these are minor distractions in a total setting which understandably lulled this petitioner into misconception of the legal consequences of applying for exemption. [341 U.S. 41, 47]
Nor did petitioner sign one thing and claim another, as in Savorgnan v. United States, 338 U.S. 491 . Since the Revised Form 301 contained no waiver, what he signed was entirely consistent with what he believed and claimed.
There is no need to evaluate these circumstances on the basis of any estoppel of the Government or the power of the Swiss Legation to bind the United States by its advice to petitioner. Petitioner did not knowingly and intentionally waive his rights to citizenship. In fact, because of the misleading circumstances of this case, he never had an opportunity to make an intelligent election between the diametrically opposed courses required as a matter of strict law. Considering all the circumstances of the case, we think that to bar petitioner, nothing less than an intelligent waiver is required by elementary fairness. Johnson v. United States, 318 U.S. 189, 197 . To hold otherwise would be to entrap petitioner.
The judgment of the Court of Appeals is
MR. JUSTICE BLACK and MR. JUSTICE FRANKFURTER agree with the Court's decision and opinion that Moser did not waive his rights of citizenship. Questions regarding the scope of the Treaty of 1850 and the bearing of the Selective Service Act of 1940 on the Treaty are therefore not reached and should not be considered.
[ Footnote 2 ] 182 F.2d 734.
[ Footnote 3 ] 340 U.S. 910 .
[ Footnote 4 ] 11 Stat. 587, 589.
[ Footnote 5 ] Section 3 (a) of the Act, 54 Stat. 885, as amended, 55 Stat. 845, 50 U.S.C. App. 303 (a), provided in part:
[ Footnote 6 ] 32 CFR, 1943 Cum. Supp., 622.43.
[ Footnote 7 ] See 55 Stat. 845; note 5, supra.
[ Footnote 8 ] 4 Moore International Law Digest 52-53, 61.
[ Footnote 9 ] Clark v. Allen, 331 U.S. 503, 508 -509; Pigeon River Co. v. Cox, 291 U.S. 138, 160 ; Head Money Cases, 112 U.S. 580, 597 -599. Cf. Cook v. United States, 228 U.S. 102, 120 .
[ Footnote 10 ] 11 Stat. 587, 588.
[ Footnote 11 ] U.S. Const., Art. I, 8, cl. 4; United States v. Macintosh, 283 U.S. 605, 615 ; United States v. Schwimmer, 279 U.S. 644, 649 ; Zartarian v. Billings, 204 U.S. 170, 175 . [341 U.S. 41, 48]