ANDERSEN v. TREAT(1898)
John Andersen was indicted in the circuit court of the United States for the Eastern district of Virginia at the November term thereof, A. D. 1897, and, December 23, 1897, convicted of the murder, on August 6, 1897, on the high seas, of William Wallace Saunders, mate of the American vessel Olive Pecker, and sentenced to death. The case was brought to this court on error, and the judgment was affirmed, May 9, 1898. 170 U.S. 481 , 18 Sup. Ct. 689. The mandate having gone down, execution of the sentence was fixed for August 26, 1898. On that day (H. G. Miller and P. J. Morris assuming to act as his counsel) Andersen filed a petition in the district court of the United States for the Eastern district of Virginia, praying for a writ of habeas corpus, on the ground that he was held in custody for execution 'in violation of the laws and the constitution of the United States of America,' in that he had been deprived 'of the free exercise of his rights to be represented by counsel, in accordance with article 6 of the amendment of the constitution of the United States.' [172 U.S. 24, 25] The petition stated:
The matter came on for hearing on the petition, together with an order and certain papers, which were made part of the proceedings by consent of parties, and were as follows:
(1) The order was entered by District Judge Hughes on December 14, 1897, nunc pro tunc as of November 8th, and [172 U.S. 24, 27] read: 'The court having, on the 8th day of November, 1897, upon its own motion, as well as upon the request of the accused, John Andersen, assigned George McIntosh, Esq., as counsel for the said John Andersen, under and by notice of section 1034 of the Revised Statutes of the United States, and it appearing to the court that he has since then performed the duties of such counsel, and has been recognized as such by this court in all proceedings had herein.
No indictment had been found November 8th, but the nunc pro tunc order of December 14th referred in its title to five indictments against Andersen, numbered 234, 235, 236, 239, and 240, two of said indictments being for arson on the high seas, two of them for the murder of Saunders, and one for the murder of John W. Whitman.
(2) A statement dated at Norfolk, Va., November 9, 1897, and signed by P. J. Morris, as counsel for Horsburgh, Lind, Barrial, Barstad, and March, which, referring to the United States district attorney, declared:
(3)The writing referred to was dated November 8th, addressed to the judge of the United States court at Norfolk, and signed by Horsburgh, Barstad, March, Barrial, and Lind, who thereby authorized 'P. J. Morris to represent us in all the courts of the United States in any and all cases pending against us and to be presented against us connected with the charges against us growing out of the burning of the vessel O. H. Pecker.'
(4)A letter addressed to P. J. Morris, attorney at law, dated at Norfolk, November 7, 1897, signed by Horsburgh, March, Barstad, Lind, and Barrial, stating: 'We desire counsel, and request an interview with you, in order to arrange for our defense of charge now pending in the court of the United States.' This note was indorsed by Judge Hughes, November 8, 1897, as follows: 'The prisoners mentioned in this paper are entitled to be seen at any time and at all times by their counsel. Mr. P. J. Morris is hereby authorized to see and confer with these prisoners whenever he or they think fit.'
The district court denied the writ of habeas corpus prayed for, and ordered the petition to be dismissed, whereupon an appeal was allowed petitioner to this court, and a transcript of the petition, the final order, and all other proceedings in the cause were directed to be forwarded to its clerk. The final order concluded in these words: 'And the court further certifies as a part of this order that, although indictment No. 241, under which the petitioner, john Andersen, was tried and convicted of murder, was not one of the number embraced in the order of the 14th of December, 1897, assigning said McIntosh as counsel, that still said McIntosh, under said order, and pursuant to the assignment of the court, continued [172 U.S. 24, 29] to represent the said Andersen upon his trial in the circuit court of the United States and upon his appeal in the supreme court of the United States on trial of the said indictment No. 241.'
P. J. Morris and H. G. Miller, for appellant.
Sol. Gen. Richards and Wm. H. White, for appellee.
Mr. Chief Justice FULLER, after stating the facts in the foregoing language, delivered the opinion of the court.
The rule that the writ of habeas corpus cannot be made use of as a writ of error being firmly established, the contention of appellant's counsel is that the judgment of the circuit court, the judgment of this court, and the action of the circuit court in pursuance of our mandate, are wholly void, because he was denied 'the assistance of counsel for his defense'; that is, the assistance of counsel of his own selection.
The petition was insufficient in not setting forth the proceedings, or the essential parts thereof, prior to August 26, 1898, on which day it was presented; and it was very properly conceded on the hearing of this appeal that the record of Andersen's trial and conviction and the proceedings on error was to be treated as part of the record, and it was referred to by counsel on both sides accordingly. Craemer v. Washington, 168 U.S. 124, 128 , 18 S. Sup. Ct. 1.
The record disclosed that on Monday, the 8th of November, 1897, the day after Andersen had been delivered into the custody of the marshal, george McIntosh, Esq., was assigned to him as counsel upon his own request, and in accordance with section 1034 of the Revised Statutes; and that Mr. McIntosh actually represented him from thence onward, contesting every step of the way, until, after having obtained a writ of error from this court, and argued the cause here, his petition for a rehearing was denied.
But the petition averred that on November 7th petitioner had [172 U.S. 24, 30] 'employed as counsel to represent him one P. J. Morris'; that on the same day Morris called at the place of detention, and asked permission to see petitioner for consultation, which was refused; that petitioner's preliminary examination was had without the aid or presence of his attorney; and that the district judge and the district attorney told his said attorney that, as petitioner's defense was 'inconsistent with the defense of others charged at the same time with complicity in the destruction of the vessel Olive Pecker,' the court would not permit the same attorney to represent them all.
The contention seems to be that petitioner was denied, at any rate in the first instance, the assistance of the attorney he had selected, and that he did not have his attorney with him when he told his story, November 8th; and that, as he was thereby deprived of fundamental constitutional rights, all subsequent proceedings were void for want of jurisdiction.
The papers introduced before the district court, by consent, tended to show that Morris had not been employed by Andersen prior to November 8th; that the five members of the crew other than Andersen authorized Morris on that day to represent them; that the district attorney had had no interview with any of the prisoners up to the morning of November 8th, which he informed the attorney it was imperatively necessary, in view of future action, that he should have, and then, if the prisoners employed him they would be at his disposal.
Apart from that evidence, however, the record of the trial showed that examination before the United States commissioner was waived by the accused; that the trial lasted several days, during which no other counsel applied to the court for leave to act for Andersen, nor did Andersen request the court to permit any other counsel to conduct or assist in conducting his defense; that Andersen admitted that the statement he made on November 8th was a voluntary one; that no such statement was put in evidence; nor was any objection raised to questions propounded to Andersen, when on the stand, as to what he had said on that occasion; nor were witnesses called to contradict his answers. [172 U.S. 24, 31] The record did not show, nor was there any pretense, that the court was requested to assign Morris as counsel for Andersen, and denied the request; and if it were true that the district judge or district attorney suggested that it would be objectionable to do so in view of his employment by the other five members of the crew, even though coupled with the intimation that the court would decline on that ground to make such assignment, the fact was not material on this application.
In Commonwealth v. Knapp, 9 Pick. 496, the supreme judicial court of Massachusetts refused to make a desired assignment because the person designated was not a member of the bar of that court, and also because 'a person of more legal experience ought to be assigned, who might render aid to the court as well as to the prisoner'; but the question under what circumstances a court may, in a given case, decline to assign particular counsel on the request of the accused, was not discussed.
In the Case of Jugiro, 140 U.S. 291, 296 , 11 S. Sup. Ct. 770, 772, the alleged assignment at Jugiro's trial 'of one as his counsel who (although he may have been an attorney at law) had not been admitted or qualified to practice as an attorney or counselor at law in the courts of New York,' was held to be matter of error, and not affecting the jurisdiction of the trial court.
The general rule is that the judgment of a court having jurisdiction of the offense charged and of the party charged with its commission is not open to collateral attack. The exceptions to this rule when some essential right has been denied need not be considered, for whether this application was tested on the petition alone, treating the record as part thereof, or heard, without objection, as on rule to show cause, the district court could not have done otherwise than deny the writ. In re Boardman, 169 U.S. 39 , 18 Sup. Ct. 291.
Order affirmed. Mandate to issue at once.