SWAIM v. U S.(1897)
The court of claims made, upon the evidence, certain findings of fact, and on the 27th day or February, 1893, entered a final judgment dismissing the claimant's petition. From that judgment an appeal was taken to this court.
Benj. Butterworth and J. H. Gillpatrick, for appellant.
Atty. Gen. Harmon, for the United States.
Mr. Justice SHIRAS delivered the opinion of the court.
The theory of the claimant's petition was that the sentence [165 U.S. 553, 555] of the court-martial was void, and hence constituted no defense to his action for his retained pay.
It was said by this court in Dynes v. Hoover, 20 How. 82, that 'with sentences of courtsmartial which have been convened regularly, and have proceeded regularly, and by which punishments are directed, not forbidden by law, or which are according to the laws and customs of the sea, civil courts have nothing to do, nor are they in any way alterable by them. If it were otherwise, the civil courts would virtually administer the rules and articles of war, irrespective of those to whom that duty and obligation have been confided by the laws of the United States, from whose decisions no appeal or jurisdiction of any kind has been given to the civil magistrate or civil courts.'
Keyes v. U. S., 109 U.S. 336 , 3 Sup. Ct. 202, was, like the present, a suit in the court of claims to recover back pay alleged to have been wrongfully retained by reason of an illegal judgment of a court-martial, and the rule was laid down thus: 'That the courtmartial, as a general court-martial, had cognizance of the charges made, and had jurisdiction of the person of the appellant, is not disputed. This being so, whatever irregularities or errors are alleged to have occurred in the proceedings, the sentence must be held valid when it is questioned in this collateral way'; but 'where there is no law authorizing the court-martial, or where the statutory conditions as to the constitution or jurisdiction of the court are not observed, there is no tribunal authorized by law to render the judgment.'
In Smith v. Whitney, 116 U.S. 167 , 6 Sup. Ct. 570, these cases were cited with approval, and numerous other decisions, both English and American, were cited to the same effect. We shall have occasion to revert to this case at a subsequent portion of this opinion when examining some of the objections urged to the action of the court-martial.
With these general principles in view, we shall now briefly consider the several contentions urged on behalf of the appellant.
The first of these challenges the authority of the president [165 U.S. 553, 556] of the United States to appoint the general court-martial in question. The argument is based on the phraseology of the seventy-second article of war, contained in section 1342 of the Revised Statutes, as follows:
It is claimed to be the legal implication of this section that the power of the president to appoint a court-martial is restricted to the single case where the commander of an officer charged with an offense is himself the accuser or prosecutor, and that as, in the present case, Gen. Sheridan, the immediate commander of the appellant, was not the accuser or prosecutor, the right of the president to make the order convening the court-martial did not arise. In other words, the contention is that in the seventy-second article of war, just quoted, is found the only power of the president, as commander in chief of the armies of the United States, to appoint a general court-martial.
This view of the president's powers in this particular was asserted in Runkle's Case. 19 Ct. Cl. 396, but was not approved by the court of claims, which held that, when authority to appoint courts-martial was expressly granted to millitary officers, the power was necessarily vested in the commander in chief, the president of the United States. Chief Justice Drake, after quoting from writers on military law in support of the statement that the authority of the president to appoint general court- martial had, in fact, been exercised from time to time from an early period, said:
On appeal, the judgment of the court of claims was reversed by this court, on the sole ground that the record did not disclose that the sentence of the court-martial had been approved by the president, as prescribed in express terms by the seventy-second article of war. As this court, in its opinion, did not think fit to notice or discuss the question of the power of the president to appoint the court-martial, the case must be deemed an authority for the proposition that the court-martial had been properly convened by the order of the president as commander in chief.
It may be interesting to notice, as part of the history of this question, that the senate of the United States, by a resolution adopted February 7, 1885, directed its committee on the judiciary to report, among other things, whether, under existing law, an officer may be tried before a court-martial appointed by the president in cases where the commander of the accused officer to be tried is not the accuser, and that the committee, after an examination of the question, expressed its conclusions in the following language:
Without dwelling longer on this question, we approve the conclusion reached by the court of claims, that it is within the power of the president of the United States, as commander in chief, to validly convene a general court-martial even where the commander of the accused officer to be tried is not the accuser.
The contention that the president of the United States was in the present case the accuser or prosecutor of the appellant, within the meaning of the seventy-second article of war, is, we think, wholly unfounded. The accusation was made by one A. E. Bateman, in a letter addressed to the secretary of war, dated April 16, 1884. Thereupon, on April 22, 1884, the president appointed a court of inquiry to examine into the accusations made in the letter of Bateman to the secretary of war. Upon the report of the court of inquiry, by order of the secretary of war, the subject was referred to Maj. R. N. Scott, with directions to prepare charges and specifications against Gen. Swaim; and on June 30, 1884, the president appointed the general court-martial which pro- [165 U.S. 553, 559] ceeded to hear and pass upon the charges and specifications. It is not seen how these routine orders which led to the trial of the appellant can be construed as making the president his accuser or prosecutor.
It is next contended that, even if the courtmartial in the present case were validly convened by the order of the president, yet that it was constituted in violation of the seventy-ninth aticle of war, which provides that 'officers shall be tried only be general courts-martial; and no officer shall, when it can be avoided, be tried by officers inferior to him in rank.'
It appears that a majority of the court-martial as organized for the trial was composed of colonels, officers inferior in rank to the appellant, whose rank was that of brigadier general; and it is argued that the record does not affirmatively disclose that the appointment of officers inferior in rank to the accused was unavoidable by reason of some necessity of the service.
In Martin v. Mott, 12 Wheat. 19, it was contended that, where the articles of war provided that 'general courts-martial may consist of any number of commissioned officers from five to thirteen inclusively; but they shall not consist of less than thirteen where that number can be convened without manifest injury to the service,' and where the court- martial in question consisted of 6 officers only, the court was not legally formed, because the government's pleading in the case did not affirmatively show that 13 officers could not have been appointed 'without manifest injury to the service.'
Replying to this, the court, through Mr. Justice Story, said:
In Mullan v. U. S., 140 U.S. 240 , 11 Sup. Ct. 788, the case was one where Mullan sued in the court of claims to recover pay as commander in the navy accruing after he had been dismissed by the sentence of a court- martial, which sentence was [165 U.S. 553, 560] alleged to be void, because the court was illegally formed, in that five of its seven members were junior in rank to the accused, the thirty-ninth article for the government of the United States navy providing that in no case where it can be avoided without injury to the service shall more than one-half, exclusive of the president, be junior to the officer to be tried. But this court, through Mr. Justice Harlan, said: 'Whether the interests of the service admitted of a postponement of the trial until a court could be organized of which at least one-half of its members, exclusive of the president, would be his seniors in rank, or whether the interests of the service required a prompt trial upon the charges preferred, by such officers as could then be assigned to that duty by the commander in chief of the squadron, were matters committed by the statute to the determination of that officer. And the courts must assume-nothing to the contrary appearing upon the face of the order convening the court-that the discretion conferred upon him was properly exercised, and, therefore, that the trial of the appellant by a court, the majority of whom were his juniors in rank, could not be avoided 'without injury to the service,"- citing Martin v. Mott, 12 Wheat. 19.
In the present case several considerations might have determined the selection of the members of the court, such as the health of the officers within convenient distance, or the injury to the public interests by detaching officers from their stations. The presumption must be that the president, in detailing the officers named to compose the court-martial, acted in pursuance of law. The sentence cannot be collaterally attacked by going into an inquiry whether the trial by officers inferior in rank to the accused was or was not avoidable.
Error is assigned to the court of claims in overruling an exception to the action of the court-martial in permitting, after objection made, an officer to sit on the trial whom the appellant, in the performance of his official duty, on several occasions severely criticised in official reports, and whose enmity and dislike had been thereby incurred. This error [165 U.S. 553, 561] is sufficiently disposed of by quoting the provisions of the eighty-eighth article of war: 'Members of a court-martial may be challenged by a prisoner, but only for cause stated to the court. The court shall determine the relevancy and validity thereof, and shall not receive a challenge to more than one member at a time.' The decision of the court- martial in determining the validity of the challenge could not be reviewed by the court of claims in a collateral action.
Objections were made to the action of the court-martial in permitting a person to act as judge advocate who was not appointed by the convening officer of the court-martial, nor sworn to the faithful performance of his duty, in receiving oral and secondary evidence of an account when books of original entry were available; in receiving evidence to implicate the accused in signing false certificates relating to money which formed no part of the subject-matter of the charges on trial; in refusing to permit evidence as to the bad character of a principal witness for the prosecution; in refusing to hear the testimony of a material witness for the defense.
It was the opinion of the court of claims that the errors so assigned could not be reviewed collaterally, and that they did not affect the legality of the sentence; and in so holding, we think, that court followed the authorities. Such questions were merely those of procedure, and the court-martial having jurisdiction of the person accused and of the offense charged, and having acted within the scope of its lawful powers, its proceedings and sentence cannot be reviewed or set aside by the civil courts. Dynes v. Hoover, 20 How. 65; Ex parte Reed, 100 U.S. 13 ; Smith v. Whitney, 116 U.S. 167 , 6 Sup. Ct. 570; Johnson v. Sayre, 158 U.S. 109 , 15 Sup. Ct. 773.
It is strongly urged that no offense under the sixty-second article of war was shown by the facts, and that the court of claims should have so found, and have held the sentence void. If this position were well taken, it would throw upon the civil courts the duty of considering all the evidence adduced before the courts-martial, and of determining whether the accused was guilty of conduct, to the prejudice of good order and military discipline, in violation of the articles of war. [165 U.S. 553, 562] But, as the authorities heretofore cited show, this is the very matter that falls within in the province of courts-martial, and in respect to which their conclusions cannot be controlled or reviewed by the civil courts. As was said in Smith v. Whitney, 116 U.S. 178 , 6 Sup. Ct. 576: 'Of questions not depending upon the construction of the statutes, but upon unwritten military law or usage, within the jurisdiction of courts- martial, military or naval officers, from their training and experience in the service, are more competent judges than the courts of common law. ... Under every system of military law for the government of either land or naval forces, the jurisdiction of courts-martial extends to the trial and punishment of acts of military or naval officers which tend to bring disgrace and reproach upon the service of which they are members, whether those acts are done in the performance of military duties, or in a civil position, or in a social relation, or in private business.'
In U. S. v. Fletcher, 148 U.S. 84 , 13 Sup. Ct. 552, will be found observations to the same effect.
It is earnestly contended that, upon the fourteenth finding of the court of claims, it was the duty of that court to set aside the sentence. That finding was as follows:
It is claimed that the action of the president in thus twice returning the proceedings to the court-martial, urging a more severe sentence, was without authority of law, and that the said last sentence, having resulted from such illegal conduct, was absolutely void. This contention is based upon the proposition that the provision in the British mutiny act, which was in force in this country at the time and prior to the American Revolution, and which regulates proceedings in courts-martial, is applicable. This provision was as follows: 'The authority, having power to confirm the findings and sentence of a court-martial, may send back such findings and sentence, or either of them, for revision once, but not more than once; and it shall not be lawful for the court, on any revision, to receive any additional evidence; and, when the proceedings only are sent back for revision, the court shall have power, without any direction, to revise the sentence also. In no case shall the authority recommend the increase of a sentence, nor shall the court-martial, on revisal of the sentence, either in obedience to the recommendation of the authority or for any other reason, have the power to increase the sentence awarded.'
Even if it be conceded that this provision of the British mutiny act was at any time operative in this country, the subject is now covered by the army regulations of 1881 (section 923), relied upon by the attorney general in his letter to the president, and cited by the court of claims, which is as follows:
This regulation would seem to warrant the course of conduct followed in the present case. In Ex parte Reed, 100 U.S. 13 , a somewhat similar contention was made. There a court-martial had imposed a sentence which was transmitted with the record to Admiral Nichols, the revising officer, who returned it with a letter stating that the finding was in accordance with the evidence, but that he differed with the court as to the adequacy of the sentence. The court revised the sentence, and substituted another and more severe sentence, which was approved. The accused filed a petition for a writ of habeas corpus in this court; and it was claimed that the court had exhausted its powers in making the first sentence, and also that it was not competent for the court-martial to give effect to the views of the revising officer by imposing a second sentence of more severity. The navy regulations were cited to the effect that the authority who ordered the court was competent to direct it to reconsider its proceedings and sentence for the purpose of correcting any mistake which may have been committed, but that it was not within the power of the revising authority to compel a court to change its sentence, where, upon being reconvened by him, they have refused to modify it, nor directly or indirectly to enlarge the measure of punishment imposed by sentence of a courtmartial.
This court held that such regulations have the force of law, but that, as the court-martial had jurisdiction over the person and the case, its proceedings could not be collaterally impeached for any mere error or irregularity committed within the sphere of its authority; that the matters complained of were within the jurisdiction of the court-martial; that the second sentence was not void; and, accordingly, the application for a writ of habeas corpus was denied. We agree with the court of claims that the ruling in Ex parte Reed, in principle, decides the present question.
We think that the court of claims did not err in hold- [165 U.S. 553, 566] ing that, where an officer is suspended from duty, he is not entitled to emoluments or allowances. U. S. v. Thisterer, 100 U.S. 219 .
We have felt constrained to, at least briefly, consider the several propositions urged upon us with so much zeal and ability on behalf of the appellant, though we might well have contented ourselves with a reference to the able and elaborate opinion of the court of claims delivered by Justice Nott. 28 Ct. Cl. 173.
As we have reached the conclusion that the court-martial in question was duly convened and organized, and that the questions decided were within its lawful scope of action, it would be out of place for us to express any opinion on the propriety of the action of that court in its proceedings and sentence. If, indeed, as has been strenuously urged, the appellant was harshly dealt with, and a sentence of undue severity was finally imposed, the remedy must be found elsewhere than in the courts of law.
The decree of the court of claims is affirmed.