ROBERTS v. REILLY(1885)
[116 U.S. 80, 81] The record in this case shows the following state of facts: On April 30, 1885, the appellant, Roberts, presented his petition to the judge of the district court for the Southern district of Georgia, and filed the same in the office of the clerk, alleging that he was illegally restrained of his liberty by the appellee, Reilly, who claimed to be acting as an agent of the state of New York, and as such to hold the petitioner, under color of the authority of the United States, by virtue of an arrest made in pursuance of an executive warrant issued by the governor of Georgia, on a requisition from the governor of New York, reciting that the petitioner had been indicted in the state of New York, and was a fugitive from the justice of the latter state. He averred that the custody by which he was restrained of his liberty was illegal, for various reasons assigned, and prayed for the writ of habeas corpus. The writ was issued as prayed for, and duly served, and thereupon an amendment to the petition was filed, as follows: 'And now comes the said William S. Roberts, and, by leave of the court first had, amends said petition, and says that he is restrained of his liberty, in violation of a law of the United States, viz., the act of February 12, 1793, (section 5178 of the Revised Statutes of the United States,) in this: that it appears from the record, now here to your honor shown, upon which the executive warrant under which he is now restrained issued, that the crime with which he is charged was committed in the state of Georgia; that the papers accompanying the demand [116 U.S. 80, 82] of the governor of New York are not authenticated, as required by that act; that it nowhere appears that the relator was personally within the limits of the state of New York at the time when said alleged crime is stated to have been committed; that it nowhere appears that any evidence was before the governor of New York, at the time he issued his demand, that relator was personally within the limits of New York state when the crime is alleged to have been committed.'
The defendant, Reilly, on May 2, 1885, filed his answer and return, under oath, to the writ of habeas corpus, which had been issued and served upon him, as follows:
On the hearing before the district court, documents were put in evidence, and constitute a part of the record, as follows:
(1) The authority given by the governor of New York to the respondent, as agent of the state, to take and receive the prisoner as a fugitive from justice, and convey him to the state of New York, to be dealt with according to law.
(2) A copy of the requisition of the governor of New York upon the governor of Georgia, as follows:
DAVID B. HILL.
[Seal of the State New York.]
WILLIAM G. RICE, Private Secretary.'
(3) A copy of the application for this requisition made by the district attorney of the county of New York, accompanied and supported by affidavits of William W. Thurston and others, giving in detail the circumstances of the alleged offense, and averring that the prisoner, and one Walton, charged with him, had fled from the justice of the state of New York, and were to be found in Georgia.
(4) A copy of the indictment, as follows:
Indorsed on back of indictment:
HENRY A. OAKLEY, Foreman.
The foregoing were certified by the secretary of the executive department of Georgia to constitute a true and complete transcript or copy of papers of file in that office in the matter of the requisition for William S. Roberts by the governor of New York upon the governor of Georgia.
(5) The executive warrant of the governor of Georgia, with the return of the execution thereof by the sheriff, as follows:
(6)A transcript of the record of certain proceedings in the superior court of Richmond county, in habeas corpus, on a petition therefor presented by the said William S. Roberts on April 26, 1885; the return thereto of the said Philip Reilley, and the order of the court thereon, rendered May 1, 1885, remanding the petitioner to the custody of the said Reilly, under the executive warrant of the governor of Georgia, issued in pursuance of the requisition of the governor of New York, heretofore set out.
(7)An affidavit of W. S. Roberts, setting forth the facts of the transaction imputed to him as a crime, and on which the indictment is based, and denying the truth of the charge. It also denies that he was in New York on the day laid in the indictment as the date of the offense, and denies that he was in that state after indictment found or that he fled therefrom. And in support of these averments an affidavit of E. H. Walton was also made and filed.
On May 4, 1885, the matter was heard by the judge of the district court on these pleadings and proofs, when it was ordered and adjudged that the writ be disallowed, and that the petitioner be remanded to the custody of the respondent. Thereupon, on May 5, 1885, the following order, allowing an appeal, was made and entered in the district court:
On May 16, 1885, the relator, William S. Roberts, filed, in the clerk's office of the circuit court for the Eastern division, Southern district of Georgia, at a stated term of said court begun and holden in the city of Savannah on the second Monday in April, 1885, a transcript of a record, on appeal from the district court, of the foregoing proceedings and order, having previously given the bond on appeal required thereby. Afterwards an order was made in the circuit court, the district judge presiding, directing the clerk to transmit a transcript of all the proceedings in the cause to the circuit justice, at Atlanta, Georgia, that the same might be heard before him on [116 U.S. 80, 89] May 18th, or as soon thereafter as the same could be heard. Accordingly, on May 19th, the matter was heard before Mr. Justice WOODS, at Atlanta, when and where the parties appeared,-the petitioner and appellant by counsel, his personal presence being excused by reason of physical disability. The following order was thereupon made, and entered on the minutes of the circuit court:
W. B. WOODS, Circuit Justice.'
Thereupon the relator, Roberts, filed in the circuit court, on June 20, 1885, his petition, praying an appeal from this order and judgment to this court, which was allowed; and it was ordered 'that the clerk of the United States circuit court for the Southern district of Georgia, Eastern division, do send up to the October term, 1885, of the supreme court of the United States a transcript of the petition, writ of habeas corpus, return thereto, and other proceedings in said cause. Further ordered, that the judgments heretofore had in the cause remanding said Roberts into the custody of said Reilly be, and the same are hereby, superseded until the final decision of the supreme court can be had in the case, and that the bail of said Roberts retain him in their custody and produce him to answer whatever decision the supreme court may render in the cause; or if his bail have surrendered him into the custody of the United States marshal, that said marshal hold him, to be produced to answer said judgment, with liberty to said Roberts to give a new bond in the sum of $10,000, with surety, to be approved by the undersigned, (the circuit justice,) conditioned for his appearance to answer said judgment.'
The appeal to this court having been perfected, the appellant filed the following assignment of errors: 'Afterwards, to-wit, on the second Monday of October, in this same term, before the justices of the supreme court of the United States, at the capitol, in the city of Washington, came the said William S. Roberts, by W. W. Montgomery, his attorney, and says that in the record and proceedings aforesaid there is manifest error in this, to-wit, that by the record [116 U.S. 80, 91] aforesaid it appears that an order was passed referring said cause to Judge WOODS, to be heard by him in vacation; said order having been passed at a term of said circuit court which was in session when the appeal from the district judge was allowed, whereas appellant insists that the appeal from the district judge was to the term of said circuit court next after the judgment of the district from which the appeal was taken. Appellant further insists that no hearing could be had in vacation unless the record shows on its face that such hearing was had by consent of parties. Appellant further insists that the judgment of his honor Judge WOODS was error, because there was no evidence showing that the relator had ever been in New York since the alleged commission of the crime, or at the time of its commission, which was not fully rebutted. And again, because no copy of the laws of New York was submitted to the governor of Georgia showing what constituted grand larceny under the laws of New York. And again, because no copy of the laws of New York was submitted to the governor of Georgia showing that by such laws the indictment was sufficient; it manifestly appearing that said indictment did not charge any crime by the rules of the common law. And again, because the evidence submitted to the governor of Georgia showed that if any crime was committed, it was committed in Georgia, and not in New York. And again, because it nowhere appears that the affidavits accompanying the requisition of the governor of New York were sworn to before officers authorized to take them. And the said Roberts prays that the said several judgments herein complained of may be reversed, annulled, and altogether held for naught, and he be discharged from custody, and restored to all rights which he has lost by reason of the said executive warrant of the governor of Georgia and the judgments complained of.'
And afterwards, the counsel for the appellant filed additional assignments of error, as follows: 'That the circuit court erred in not discharging appellant, for the reason that the affidavits on which the requisition of [116 U.S. 80, 92] the governor of New York is found are not authenticated by him. And again, because the warrant of the governor of Georgia does not state upon what evidence it is issued, or that the governor was satisfied from the testimony that a case was made which required him to exercise the power of extradition conferred upon him by the United States constitution and the act of congress. And again, because the affidavits on which the indictment and requisition mainly rest are taken before the leading counsel of the prosecution in the case, such counsel acting as a notary public. And again, because the facts show a crime under the laws of Georgia, which, even if they show a crime under the laws of New York also, take the case out of the operation of the extradition laws.'
W. W. Montgomery, for appellant, William S. Roberts.
Danl. Lord, Jr., and F. H. Miller, for appellee, Philip Reilly.
There is nothing in the Revised Statutes, 763, providing an appeal, in cases of habeas corpus, to the circuit court from the final decision of the district court, or the judge thereof, which requires it to be taken, as in ordinary cases at law or suits in equity or admiralty, to the next term of the circuit court thereafter to be held. On the contrary, the subject is regulated otherwise by section 765, Rev. St., which enacts that 'the appeals allowed by the two preceding sections shall be taken on such terms, and under such regulations and orders, as well for the custody and appearance of the person alleged to be in prison or confined or restrained of his liberty; as for sending up to the appellate tribunal a transcript of the petition, writ of habeas corpus, return thereto, and other proceedings, as may be prescribed by the supreme court, or, in default thereof, by the court or judge hearing the cause.' This statutory pro- [116 U.S. 80, 93] vision evidently contemplates the summary character of proceedings under the writ of habeas corpus as not admitting, in favor of the liberty of the citizen, the delays usually and necessarily attending ordinary litigations between parties, and confers upon the judicial tribunal, or the judge hearing of the application and making the order which is the subject of the appeal, discretion to send up the case to the appellate tribunal, under such regulations and orders as may seem best adapted to secure the speediest and most effective justice. This harmoniously adapts the practice in direct appeals in such cases, under these sections of the Revised Statutes, to that exercised independently of these provisions, by means of the original writ of habeas corpus, with the aid of a writ of certiorari, to bring up the record of the proceedings to be reviewed. This form of appellate jurisdiction was declared by this court in Ex parte Yerger, 8 Wall. 85, to exist independently of the provisions for a direct appeal, now incorporated into the sections of the Revised Statutes above referred to; and it was exercised without regard to the beginning and ending of the terms of the appellate court, and in a summary manner. The appeal in the present case, from the judgment of the district court to the circuit court, was therefore not heard prematurely, although it was lodged and disposed of at a term of the latter court which was current at the time the appeal was taken.
In regard to the objection now taken, that the hearing of the appeal was had before the circuit justice at Atlanta at chambers, and not at Savannah in open court, it is sufficient to say that the order to that effect was made, without objection taken at the time or afterwards in the district or circuit court, or at the hearing before Justice WOODS; that the appellant appeared at the time and place by counsel, and was heard; that the arrangement was made for the convenience of the parties and to avoid delay; and that it does not seem to have involved any hardship or injustice to the party now complaining. The objection, if it could ever have been properly interposed and insisted on, cannot now be made for the first time. It comes too late.
The other assignments of errors relate to the merits, and require a consideration of the limits of the jurisdiction of judicial [116 U.S. 80, 94] tribunals in cases of the extradition of fugitives from justice under the clause of the constitution by which it is regulated. That constitutional provision declares that 'a person charged in any state with treason, felony, or other crime, who shall flee from justice, and be found in another state, shall, on demand of the executive authority of the state from which he fled, be delivered up to be removed to the state having jurisdiction of the crime.' Article 4, 2, cl. 2. There is no express grant to congress of legislative power to execute this provision, and it is not, in its nature, self-executing; but a contemporary construction contained in the act of 1793, 1 St. 302, ever since continued in force, and now embodied in sections 5278 and 5279 of the Revised Statutes, has established the validity of its legislation on the subject. 'This duty of providing by law,' said Chief Justice TANEY, delivering the opinion of the court in Kentucky v. Dennison, 24 How. 66, 104, 'the regulations necessary to carry this compact into execution, from the nature of the duty and the object in view, was manifestly devolved upon congress; for, if it was left to the states, each state might require different proof to authenticate the judicial proceeding upon which the demand was founded; and as the duty of the governor of the state, where the fugitive was found, is, in such cases, merely ministerial, without the right to exercise either executive or judicial discretion, be could not lawfully issue a warrant to arrest an individual, without a law of the state or of congress to authorize it.'
It follows, however, that whenever the executive of the state, upon whom such a demand has been made, by virtue of his warrant, causes the arrest, for delivery, of a person charged as a fugitive from the justice of another state, the prisoner is held in custody only under color of authority derived from the constitution and laws of the United States, and is entitled to invoke the judgment of the judicial tribunals, whether of the state or the United States, by the writ of habeas corpus, upon the lawfulness of his arrest and imprisonment. The jurisdiction of the courts of the states is not excluded in such cases; as was adjudged by this court in the case of Robb v. Connolly, [116 U.S. 80, 95] 111 U.S. 624 ; S. C. 4 Sup. Ct. Rep. 544; for although the party is restrained of his liberty under color of authority derived from the laws of the United States, he is not in the custody of, or under restraint by, an officer of the United States.
The act of congress (section 5178, Rev. St.) makes it the duty of the executive authority of the state to which such person has fled to cause the arrest of the alleged fugitive from justice, whenever the executive authority of any state demands such person as a fugitive from justice, and produces a copy of an indictment found, or affidavit made, before a magistrate of any state, charging the person demanded with having committed a crime therein, certified as authentic by the governor of chief magistrate of the state from whence the person so charged has fled. It must appear, therefore, to the governor of the state to whom such a demand is presented, before he can lawfully comply with it-First, that the person demanded is substantially charged with a crime against the laws of the state from whose justice he is alleged to have fled, by an indictment or an affidavit, certified as authentic by the governor of the state making the demand; and, second, that the person demanded is a fugitive from the justice of the state the executive authority of which makes the demand.
The first of these prerequisites is a question of law, and is always open, upon the face of the papers, to judicial inquiry, on an application for a discharge under a writ of habeas corpus. The second is a question of fact, which the governor of the state upon whom the demand is made must decide, upon such evidence as he may deem satisfactory. How far his decision may be reviewed judicially in proceedings in habeas corpus, or whether it is not conclusive, are questions not settled by harmonious judicial decisions, nor by any authoritative judgment of this court. It is conceded that the determination of the fact by the executive of the state in issuing his warrant of arrest, upon a demand made on that ground, whether the writ contains a recital of an express finding to that effect or not, must be regarded as sufficient to justify the removal until the presumption in its favor is overthrown by contrary proof. [116 U.S. 80, 96] Ex parte Reggel, 114 U.S. 642 ; S. C. 5 Sup. Ct. Rep. 1148. Further than that it is not necessary to go in the present case.
The objections taken in this proceeding to the sufficiency of the indictment, which were overruled both in the district and circuit courts, and which are still relied on here, are not well founded. The indictmetn itself is certified by the governor of New York to be authentic and to be duly authenticated, which is all that is required by the act of congress. It charges a crime under and against the laws of that state. It is immaterial that it does not appear that a certified copy of such laws was furnished to the governor of Georgia. The statute does not require it; and the governor could have insisted, and it is to be presumed did insist, upon the production of whatever he deemed necessary or important properly to inform him on the subject. And the courts of the United States, to whose process the relator has appealed, take judicial notice of the laws of all the states.
The indictment in question sufficiently charges the substance of a crime against the laws of New York. The objection to it, that it does not appear that the Bethlehem Iron Company, averred to be the owner of the property the subject of the larceny charged, is a person capable in law of such ownership, is not matter of law arising upon the face of the indictment, but can arise only at the trial upon the evidence, if the question should then be made. The averment in the indictment is the allegation of a fact which does not seem to be impossible in law, and is therefore traversable. The further objection that the facts and circumstances set out in the affidavits as constituting the crime charged in the indictment show that it is a crime in Georgia, and the possible subject of prosecution in that state under its laws, does not affect the question. These facts are, in brief, that the original taking of the bonds mentioned in the indictment is shown to have been in Georgia, whence they were brought into New York by the appellant, and there finally appropriated to his own use. If that be true, it is none the less true that the offense charged is also a crime in New York against its laws, and the state of Georgia may choose to waive the exercise of its jurisdiction [116 U.S. 80, 97] by surrendering the fugitive to answer to the laws of New York.
On the question of fact whether the appellant was a fugitive from the justice of the state of New York, there was direct and positive proof before the governor of Georgia, forming part of the record in this proceeding. There is no other evidence in the record which contradicts it. The appellant in his affidavit does not deny that he was in the state of New York about the date of the day laid in the indictment when the offense is alleged to have been committed, and states, by way of inference only, that he was not in that state on that very day; and the fact that he has not been within the state since the finding of the indictment is irrelevant and immaterial. To be a fugitive from justice, in the sense of the act of congress regulating the subject under consideration, it is not necessary that the party charged should have left the state in which the crime is alleged to have been committed, after an indictment found, or for the purpose of avoiding a prosecution anticipated or begun, but simply that, having within a state committed that which by its laws constitutes a crime, when he is sought to be subjected to its criminal process to answer for his offense, he has left its jurisdiction, and is found within the territory of another.
We find no error in the judgment of the circuit court and the sane is affirmed; and it is directed that the order and judgment of the district court remanding the appellant to the custody of the respondent as the agent of the state of New York be executed.
[ Footnote 1 ] S. C. 24 Fed. Rep. 132.