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Description Date Docket #

Consol. Mgmt. Group, LLC v. Dep't of Corp.

California Court of Appeal
Administrative Law, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a case wherein the trial court denied a petition for writ of administrative mandamus which sought to overturn a California Department of...
04/28/2008 A117513

Kirschbaum vs. Reliant Energy, Inc.

United States Fifth Circuit
Class Actions, Corporation & Enterprise Law, ERISA, Labor & Employment Law, Securities Law
Certification of a class and grant of corporate defendants' motion for summary judgment on all claims related to plaintiff-employee's ERISA class...
04/28/2008 06-20157

In the Matter of Steel Los III/Goya Foods, Inc. v. Bd. of Assessors of County of Nassau

Court of Appeals of New York
Administrative Law, Property Law & Real Estate, Securities Law, Tax Law
Nassau County Administrative Code (NCAC) section 6-26.0(b)(3)(c) applies to "payments-in-lieu-of-taxes" (PILOT payments), thus making deficits...
04/24/2008 49, 50

US v. Rittweger

United States Second Circuit
Banking Law, Criminal Law & Procedure, Evidence, Securities Law, White Collar Crime
Conviction of multiple defendants for conspiracy to commit securities fraud, wire fraud, and commercial bribery, using facilities of interstate...
04/23/2008 05-3600, 05-3766, 05-3769

Berman v. Blount Parrish & Co., Inc.

United States Eleventh Circuit
Civil Procedure, Securities Law
The amended limitations period of Sarbanes-Oxley does not revive securities claims on which the previous statute of limitations had run.
04/23/2008 07-15956

Mississippi Public Employees' Ret. Sys. v. Boston Scientific Co.

United States First Circuit
Civil Procedure, Class Actions, Corporation & Enterprise Law, Health Law, Securities Law
In a securities class action wherein plaintiff alleged that a company's executives withheld material information about problems concerning a recalled...
04/16/2008 07-1794

Roth v. Perseus, LLC

United States Second Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In a case addressing whether the SEC Rule 16b-3(d) protective shield extends to "directors by deputization", the circuit court: 1) defers to the SEC's...
04/10/2008 06-3771

Roth v. Perseus, LLC

United States Second Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In a case addressing whether the SEC Rule 16b-3(d) protective shield extends to "directors by deputization", the circuit court: 1) defers to the SEC's...
04/10/2008 06-3771

Carlisle v. Curtis, Mallet-Prevost, Colt & Mosle, LLP

United States Sixth Circuit
Contracts, Dispute Resolution & Arbitration, Injury & Tort Law, Securities Law, Tax Law
In an action arising from plaintiffs' liabilities to the IRS for their participation in investments later found to be an abusive tax shelter, denial...
04/09/2008 06-5290

Anderson v. Merrill Lynch Pierce Fenner & Smith, Inc.

United States Tenth Circuit
Civil Procedure, Class Actions, Corp. Governance, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In a class action brought by shareholders of a now-defunct New Mexico corporation against Merrill Lynch, grant of defendant's Rule 12(b)(6) motion to...
04/08/2008 07-2132

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