all - Opinion Summaries

Warfield v. Bestgen

Commercial Law, Securities Law
In an action by the receiver of a foundation found to have alleged in fraudulent investment sales to recover commissions paid to the foundation's...

Zacharias v. SEC

Administrative Law, Securities Law
In a petition for review of the SEC's finding of securities law violations by Petitioners, the petition is granted in part, where the SEC failed to...

Alaska Elec. Pension Fund v. Flowserve Corp.

Class Actions, Securities Law, White Collar Crime
In a securities fraud class action, the District Court's denial of class certification and grant of Defendants' summary judgment motion are reversed...

Alaska Elec. Pension Fund v. Flowserve Corp.

Class Actions, Securities Law, White Collar Crime
In a securities fraud class action, the District Court's denial of class certification and grant of Defendants' summary judgment motion are reversed...

Henry v. U.S. Trust Co.

ERISA, Labor & Employment Law, Securities Law
In an ERISA action challenging a stock purchase under an Employee Stock Ownership Plan (ESOP), the dismissal of the complaint is reversed where, when...

Yeager v. US

Criminal Law & Procedure, Securities Law, White Collar Crime
In an appeal from the District Court's order denying Defendant's motion to dismiss his wire fraud indictment on Double Jeopardy grounds, the order is...

In re HealthSouth Corp. Sec. Litig.

Class Actions, Securities Law
In an objection to the District Court's order approving a securities class action settlement, the order is affirmed where the settlement's bar order...

Oravecz v. New York Life Ins. Co.

Civil Procedure, Injury & Tort Law, Securities Law
In an action for securities fraud, negligence, negligent misrepresentation, and breach of fiduciary duty, trial court judgment is affirmed in part and...

Pension Comm. of the Univ. of Montreal Pension Plan v. CITCO Fund Serv.

Injury & Tort Law, Professional Malpractice, Securities Law
District court judgment dismissing plaintiffs' claims and ruling that plaintiffs failed to satisfy their burden of pleading proximate causation for...

Roth v. Reyes

Civil Procedure, Securities Law
In an action on behalf of a corporation under Section 16(b) of the Securities Exchange Act of 1934 to recover short-swing profits from the company's...