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Description Date Docket #

A.W. Fin. Servs., S.A. v. Empires Res., Inc.

Supreme Court of Delaware
Corporation & Enterprise Law, M&A, Property Law & Real Estate, Securities Law
In response to four certified questions from a district court relating to Delaware's Escheat Statute, the Supreme Court of Delaware finds: 1) the new...
09/15/2009 55, 2009

SEC v. Pirate Investor LLC

United States Fourth Circuit
Constitutional Law, Corporation & Enterprise Law, Securities Law
In a securities fraud action, district court's order of disgorgement of appellants' profits from the sales of a stock tip, imposition of civil...
09/15/2009 08-1037

Horizon Asset Mgmt. Inc. v. H&R Block Inc.

United States Eighth Circuit
Civil Procedure, Class Actions, Corporation & Enterprise Law, Securities Law
In a putative consolidated class action against H&R Block, Inc. (Block), and individual corporate officers and directors of Block involving...
09/09/2009 08-1593

In re: Ins. Brokerage Antitrust Litig.

United States Third Circuit
Antitrust & Trade Regulation, Attorney's Fees, Class Actions, Consumer Protection Law, Insurance Law, Securities Law
In class action cases claiming a vast conspiracy between some of the nation's largest insurance brokers and insurance carriers involving bid rigging...
09/08/2009 07-1759

ATSI Comms., Inc. v. Shaar Fund

United States Second Circuit
Attorney's Fees, Civil Procedure, Sanctions, Securities Law
In an appeal from an order imposing sanctions on three attorneys and their law firms pursuant to Fed. R. Civ. P. 11 and the mandatory sanctions...
09/02/2009 08-1815

US v. Hickey

United States Ninth Circuit
Criminal Law & Procedure, Evidence, Securities Law, Sentencing
Defendant's mail fraud and securities fraud conviction and sentence are affirmed where: 1) any claimed error by the district court in proceeding with...
09/02/2009 05-10004

Lester v. Novastar Fin., Inc.

United States Eighth Circuit
Civil Procedure, Class Actions, Securities Law
District court's order dismissing plaintiff's class-action securities complaint under the heightened pleading requirements of the Private Securities...
09/01/2009 08-2452

Liberty Prop. Trust v. Republic Props. Corp.

United States DC Circuit
Corporation & Enterprise Law, Securities Law
In a securities fraud action, dismissal of the complaint is reversed where the limited partnership units at issue were securities within the meaning...
08/21/2009 08-7095

Dreiling v. Am. Online, Inc.

United States Ninth Circuit
Corporation & Enterprise Law, Cyberspace Law, Securities Law
In a shareholder derivative action seeking disgorgement of profits from AOL corporation's sale of its InfoSpace stock, summary judgment for...
08/19/2009 08-35095

Pennmont Secs. v. Meyer Frucher

United States Third Circuit
Administrative Law, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a dispute between the Philadelphia Stock Exchange and a member, order dismissing plaintiff-member's motion for a temporary restraining order is...
08/17/2009 08-1476

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