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Description Date Docket #

Betz v. Trainer Wortham & Co.

United States Ninth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
In a securities fraud action, defendants' motion to remand the case to the district court following the Supreme Court's decision vacating the Ninth...
07/07/2010 05-15704

Grant Thornton LLP v. Prospect High Income Fund, ML CBO IV, Ltd.

Supreme Court of Texas
Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In investors' suit against financial auditing company for fraud, negligent misrepresentation and other claims, the judgment of the court of appeals is...
07/02/2010 06-0975

US v. Kaiser

United States Second Circuit
Corporation & Enterprise Law, Criminal Law & Procedure, Securities Law, White Collar Crime
Defendant's securities fraud conviction is vacated where the district court erred in its instruction with respect to the conscious avoidance theory...
07/01/2010 07-2365

Thompson v. RelationServe Media, Inc.

United States Eleventh Circuit
Civil Procedure, Sanctions, Securities Law
In an action claiming that defendants failed to disclose, before their company went public, that $2,000,000 in stock had been privately offered for...
06/30/2010 07-13225

In re: Cutera Sec. Litig.

United States Ninth Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In a fraud-on-the-market suit claiming that Cutera, Inc. provided false and misleading revenue projections and failed to disclose material information...
06/30/2010 08-17627

Continental Cas. Co. v. PricewaterhouseCoopers, LLP

Court of Appeals of New York
Corp. Governance, Corporation & Enterprise Law, Securities Law
In an action by former limited partners of Lipper Convertibles, LP, asserting direct claims of fraud against PricewaterhouseCoopers, LLP (PwC), the...
06/29/2010 133

Romano v. Kazacos

United States Second Circuit
Civil Procedure, Labor & Employment Law, Securities Law
In an action alleging that employees of Morgan Stanley & Co., Inc. misrepresented that if plaintiffs were to retire early, their investment savings...
06/29/2010 08-6187

Steinman v. Malamed

California Court of Appeal
Contracts, Attorney's Fees, Evidence, Probate, Trusts & Estates, Securities Law
In defendant's motion to enforce a prepayment provision under a settlement agreement arising from plaintiffs' suit for breach of fiduciary duty and...
06/28/2010 B216291

Lincoln Nat'l Life Ins., Co. v. Bezich

United States Seventh Circuit
Civil Procedure, Class Actions, Contracts, Insurance Law, Securities Law
A petition for permission to appeal, arising from the district court's remand of plaintiff's class action lawsuit against an insurer for breach of...
06/25/2010 10-8013

Hershey v. Engy. Transfer Ptnrs., L.P.

United States Fifth Circuit
Oil and Gas Law, Securities Law
In a putative class action under the Commodities Exchange Act (CEA), alleging manipulation of natural gas futures and options prices, the dismissal of...
06/25/2010 09-20651

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