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Description Date Docket #

World Holdings LLC v. Fed. Repub. of Germany

United States Eleventh Circuit
International Law, Securities Law, Civil Procedure, Government Law
In an action to obtain payment on certain bonds issued by the Federal Republic of Germany, the denial of Germany's motion to dismiss for lack of...
08/09/2010 09-14359

Miller v. Thane Int'l., Inc.

United States Ninth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
In a securities fraud class action alleging that a corporation's pre-merger prospectus contained materially misleading representations because it...
08/09/2010 09-55474

Hale v. Chu

United States Seventh Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Securities Law
In plaintiffs' corporate derivative suit against China Online, Inc., claiming that the defendants breached their fiduciary obligations and duties owed...
08/09/2010 09-3262

NetCoalition v. SEC

United States DC Circuit
Administrative Law, Commercial Law, Securities Law
In a petition for review of the SEC's approval of NYSE Arca's proposal to charge a fee to investors for access to its proprietary "depth-of-book"...
08/06/2010 09-1042

Badger v. Southern Farm Bureau Life Ins. Co.

United States Eleventh Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In a shareholders' derivative action stemming from defendant-corporation's purchase of a debenture held by plaintiff shareholders, which was their...
08/02/2010 09-12999

US v. Faulkenberry

United States Sixth Circuit
Criminal Law & Procedure, Sentencing, Securities Law, White Collar Crime
Conviction of defendant for securities fraud, wire fraud, money laundering, and conspiracies to commit these crimes is affirmed in part, reversed in...
07/28/2010 08-4233

SEC v. Platforms Wireless Int'l Corp.

United States Ninth Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law, Administrative Law
In an action by the SEC claiming that defendants sold unregistered securities to the public and that they issued a fraudulent press release, partial...
07/27/2010 07-56542

City of Cleveland v., Ameriquest Mortgage Sec., Inc.

United States Sixth Circuit
Banking Law, Civil Procedure, Injury & Tort Law, Property Law & Real Estate, Securities Law
In City of Cleveland's public nuisance suit against twenty-two financial entities, claiming that defendants are responsible for a large portion of the...
07/27/2010 09-3608

Anderson v. Aon Corp.

United States Seventh Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
In plaintiff's suit against a corporation alleging a holder claim under California law and RICO, the latter claim which plaintiff dismissed, claiming...
07/26/2010 09-1144

Medicine Shoppe Int'l., Inc. v. Turner Invs., Inc.

United States Eighth Circuit
Civil Procedure, Commercial Law, Contracts, Dispute Resolution & Arbitration, Securities Law
In an appeal from an arbitral award in an action alleging a violation of a franchise agreement, the district court's order confirming the award is...
07/21/2010 09-2179

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